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Managed Care May 2002 Melanie Brody	Insurers Obligated To Fight Money-Laundering Schemes Federal antiterrorist legislation enacted last October requires that health insurance companies, along with an array of other financial institutions, should have adopted and implemented programs to combat money laundering by April 24, 2002
Bank Technology News March 2003 Michael Grebb	Banks dig in along the war's new front line in a high-stakes bid to stop money laundering Renewed federal efforts to stop money laundering and terrorist financing have strapped the banking industry with potentially more paperwork, obligations and record-keeping burdens than at perhaps any time in its history.
Bank Technology News May 1, 2008 Michael Grebb	The War to Keep Compliance Talent Financial institutions wade through an ever-deepening regulatory swamp, and therefore an escalating war for compliance talent.
Bank Systems & Technology October 1, 2007 Peggy Bresnick Kendler	Banks Are the First Line of Defense Against Money Laundering Databases and modeling tools are among the systems helping banks analyze the data required to understand customers, monitor millions of transactions and identify suspicious behavior.
OCC Bulletin January 4, 2002	Bank Secrecy Act/Anti-Money Laundering Interim Guidance on Compliance with the USA PATRIOT Act...
OCC Bulletin March 28, 2002	Bank Secrecy Act/Anti-Money laundering Notice of proposed rulemaking and interim rule by the U.S. Treasury Department to implement provisions of the USA PATRIOT Act to combat money laundering and terrorist financing.
Bank Technology News May 2007	The Six Regulatory Areas That Are Altering Bank Life Regulation is a part of bank life. Failure to comply shouldn't be.
Insurance & Technology May 3, 2006 Maria Woehr	Security Screening To help insurers comply with the customer and information screening requirements of the Office of Foreign Asset Control and the USA PATRIOT Act, ChoicePoint has launched the Bridger Insight XG compliance software.
Commercial Investment Real Estate Nov/Dec 2005 James R. Janz	Act Accordingly As the threat of terrorism continues nationwide, commercial property owners and landlords should be aware of their duties to comply with the Patriot Act's regulations. Making use of legal counsel, industry resources, and policy groups to help understand these obligations is essential
National Defense May 2013 Carol A. Connolly	Companies Must Vet Business Partners Most people know the United States sanctions trade and other business activities with certain countries to advance its foreign policy and national security goals.
Bank Technology News September 2001 Joseph McKendrick	Compliance Gets Complex A changing world brings banks new regulatory challenges...
OCC Bulletin September 8, 2000	Privacy Laws and Regulations This document is designed to assist national banks and their subsidiaries in complying with federal laws and regulations relating to the disclosure of consumer financial information...
Bank Technology News October 2007 Glen Fest	Compliance: Anti-Money Laundering Regs Remain Banks hoping for some deregulatory AML/BSA relief apparently found few traces of U.S. Treasury Secretary Hank Paulson's magic dust in the updated FFIEC examination manual.
OCC Bulletin	Designation of Nauru and Ukraine as Primary Money Laundering Concerns Planned measures by the Treasury under the USA PATRIOT Act.
Wall Street & Technology February 12, 2004 Jessica Pallay	Hanging Launderers Out to Dry With the Patriot Act here to stay, Wall Street remains vigilant about hampering the efforts of money launderers.
OCC Bulletin March 11, 2003	Office of Foreign Assets Control The U. S. Treasury Department's Office of Foreign Assets Control (OFAC) published a final rule on February 11, 2003, concerning the disclosure of certain civil penalties information. OFAC administers and enforces economic sanctions programs.
OCC Bulletin March 1, 2006	Bank Secrecy Act/Anti-Money Laundering OFAC-Economic Sanctions Enforcement Procedures for Banking Institutions
U.S. Banker March 2011 Glen Fest	Uncle Sam Enlists Banks in Tax Battle Foreign financial institutions are perplexed over how to comply with a U.S. law requiring them to help in the fight against tax evasion.
Bank Technology News February 2009 Brian Longe	Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure.
OCC Bulletin July 3, 2002	Office of Foreign Assets Control Notice of Proposed Rulemaking: OFAC intends to periodically publish certain information about civil penalties and informal settlements to increase awareness of its enforcement activities and to encourage compliance.
Bank Technology News November 2004 Glen Fest	Customer ID: Frontier Bank Seeks New Level Of Security Frontier Bank of LaGrange, GA, had only two simple requirements for its new customer identity program: keep the gates up, but the costs down.
Bank Director 2nd Quarter 2010 Jack Milligan	Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead.
CIO July 1, 2002 Daintry Duffy	Terror Transactions Bedevil Banks The burdens the new USA Patriot Act places on banks and financial institutions are creating a surge of interest in technologies designed to help companies identify potentially suspicious activity.
OCC Bulletin February 5, 2002	Bank Secrecy Act/Anti-Money Laundering A proposed rule will affect correspondent accounts for foreign shell banks and recordkeeping and termination of correspondent accounts for foreign banks...
U.S. Banker November 2007 Patrick Conte	Embrace This Acronym: IT GRC. It Could Save Banks a Bundle. Used to describe the interdependent disciplines of governance, risk and compliance, GRC refers to the people, processes and technology banks invest in to comply with regulations and manage risk as part of effective corporate governance.
Bank Technology News January 2006	Better Info Security Driven By Regulatory Compliance If information security is to become a strategic priority, then banks can start by reviewing existing practices -- their own and that of those companies with which they do business.
Bank Technology News December 2007	Scoring Banks' Compliance With FFIEC Guidelines Compliance with FFIEC guidelines brought out the worst in many bankers. So how did banks do in terms of compliance?
Financial Planning April 1, 2007 Jane Worthington	Compliance Tips Although many investment advisors don't handle client assets, each advisor should maintain written policies and procedures to prevent and detect possible money laundering schemes.
Bank Technology News February 2005 Shane Kite	Processing: Automation Is A Patriotic Act For Transatlantic Miami bank is among those adopting a new wave of technology to adhere to tough anti-money laundering laws
Bank Technology News April 2006 Michael Sisk	Compliance: The New Rule Book Is Still Like A Maze There are so many new regulations that banks are having difficulty organizing their corporate structure to ensure these new rules are being adequately followed.
Bank Systems & Technology February 1, 2010 Katherine Burger	Fiserv Launches New IAT Watch List Filtering Solution This new monitoring tool helps financial institutions comply with new NACHA IAT rules.
U.S. Banker March 2007 Paresh Amin	Balancing Industry Mandates and Federal Regulations Financial companies need to consider compliance, business objectives and data security in a holistic manner. All three can be boiled down to one main requirement: determining what is happening to critical data.
Wall Street & Technology November 17, 2003 Ivy Schmerken	Holistic Compliance With a torrent of regulations raining down on them, Wall Street firms are wise to think about developing a global-compliance architecture. But can the chief compliance officer sell the project to senior management?
Bank Technology News April 2004	By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build.
OCC Bulletin January 27, 2006	Bank Secrecy Act/Anti-Money Laundering Financial Crimes Enforcement Network advisory warns financial institutions of North Korean front companies.
Bank Technology News October 2008 Kyle Duckers	Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder.
Bank Technology News January 2007	Leveraging Compliance: Following the Rules Can Really Pay Off Regulation is leading financial institutions to focus more keenly on compliance software. But the technology can also be useful in corporate pursuits like marketing and financial planning.
Bank Systems & Technology April 28, 2008 Paul L. Lee	Integrating Systems Essential to AML and SAR Compliance To follow regulators' requirements, banks must leverage and coordinate compliance, risk management and IT department efforts.
Bank Technology News May 2003 John Adams	Age of Tech's Transparency The Patriot Act could be just the beginning
Bank Technology News March 2006 Glen Fest	Money Laundering: Correspondent Bankers: How Much Is Enough? New Treasury guidelines on how banks are to comply with customer and asset identity don't smooth nerves frayed by high-profile busts for lax AML controls.
Bank Systems & Technology February 22, 2007 Nancy Feig	A Happy Marriage: Finding the Right Technology Mate for Compliance Programs Banks are turning to GRC software platforms to maximize compliance technology's effectiveness and gain greater return on investment.
Insurance & Technology May 18, 2004 Julie Gallagher	IDP Helps Cooperativa Search Against OFAC Puerto Rican carrier streamlines compliance efforts and avoids penalties by automating matching process.
Bank Systems & Technology April 25, 2008 Gregory J. Calpakis	Knowledgeable Personnel and Flexible AML/CFT Programs Are Banks' First, Best Line of Defense The most important aspect of an effective program for anti-money laundering and combating the financing of terrorism is people. It is critical for an organization to have staff who are knowledgeable and experienced and continuously receive training.
Bank Technology News October 2003 John Adams	Vendors Trade On Enforcement Patriot Act authentication rules become official this fall, and financial IT vendors are ratcheting up their pitches to sell Patriot-compliant systems and services.
OCC Bulletin December 14, 2005	Small Entity Compliance Guide This compliance guide summarizes the obligations of financial institutions to protect customer information and illustrates how certain provisions of the Security Guidelines apply to specific situations.
Bank Systems & Technology July 5, 2004 Cynthia Ramsaran	Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance.
Insurance & Technology June 16, 2004 Julie Gallagher	Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes.
U.S. Banker May 2005 Karen Krebsbach	SOX Costs Prompt Switch From Public to Private Many public community banks are going private to avoid the high costs and reporting requirements of Sarbanes-Oxley compliance. But are the savings of going private worth the hassle?
Wall Street & Technology March 1, 2004	Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions.
Bank Technology News March 2006 Michael Grebb	Cutting To the Chase New rules under the Home Mortgage Disclosure Act require lenders to collect and reveal data on a loan applicant's race, sex and income. Institutions must also share how they determine rate spreads for different applicants.