Similar Articles

Browse Main Topics:

Business
Computers & Electronics
Education & Reference
Entertainment & Leisure
Family & Home
Finance & Investment
Health
Internet
Pets & Animals
Science & Technology
Society, Politics & Culture
Sports & Recreation

Similar Articles

OCC Bulletin March 11, 2003	Office of Foreign Assets Control The U. S. Treasury Department's Office of Foreign Assets Control (OFAC) published a final rule on February 11, 2003, concerning the disclosure of certain civil penalties information. OFAC administers and enforces economic sanctions programs.
OCC Bulletin March 1, 2006	Bank Secrecy Act/Anti-Money Laundering OFAC-Economic Sanctions Enforcement Procedures for Banking Institutions
OCC Bulletin	Designation of Nauru and Ukraine as Primary Money Laundering Concerns Planned measures by the Treasury under the USA PATRIOT Act.
OCC Bulletin February 28, 2006	Bank Secrecy Act/Anti-Money Laundering The Financial Crimes Enforcement Network (FinCEN) Final Rule and Proposed Rule for Special Due Diligence Programs for Certain Foreign Accounts
OCC Bulletin April 21, 2006	Guidance for Filing Notices of Proposed Class Action Settlements New notification requirements apply to a wide range of federal and state depository institutions, and entities thereof, that are defendants in proposed class action settlements.
OCC Bulletin March 28, 2002	Bank Secrecy Act/Anti-Money laundering Notice of proposed rulemaking and interim rule by the U.S. Treasury Department to implement provisions of the USA PATRIOT Act to combat money laundering and terrorist financing.
OCC Bulletin December 14, 2005	Small Entity Compliance Guide This compliance guide summarizes the obligations of financial institutions to protect customer information and illustrates how certain provisions of the Security Guidelines apply to specific situations.
OCC Bulletin April 13, 2006	Fair and Accurate Credit Transactions Act This Advance Notice of Proposed Rulemaking addresses the gathering of information for developing guidelines and regulations required by section 312 of the Fair and Accurate Credit Transactions Act of 2003 (FACT Act).
OCC Bulletin December 23, 2005	Bank Security Act/Anti-Money Laundering Process for taking administrative enforcement actions against banks based on BSA violations.
OCC Bulletin July 29, 2002	Customer Identification Programs This bulletin transmits a notice of a proposed regulation that requires all banks to implement a customer identification program (CIP) that is appropriate given the bank's size, location, and type of business.
OCC Bulletin April 25, 2005	Bank Secrecy Act/Anti-Money Laundering Joint statement on providing banking services to money services businesses.
OCC Bulletin October 20, 2003	Bank Secrecy Act Examination Procedures The examination procedures allow examiners to tailor the examination scope according to the reliability of the bank's compliance management system and the level of risk assumed by the institution.
National Defense May 2013 Carol A. Connolly	Companies Must Vet Business Partners Most people know the United States sanctions trade and other business activities with certain countries to advance its foreign policy and national security goals.
OCC Bulletin August 24, 2006	Annual Dollar Trigger for Certain Home Mortgage Loans The Federal Reserve Board published its annual amendment to its Regulation Z Commentary related to the dollar amount that triggers requirements for certain home mortgage loans subject to 12 CFR 226.32.
OCC Bulletin May 6, 2005	Bank Secrecy Act/Anti-Money Laundering Interagency interpretive guidance on providing banking services to money services businesses operating in the United States.
OCC Bulletin April 28, 2005	Bank Secrecy Act/Anti-Money Laundering Frequently Asked Questions: Final Customer Identification Program Rule
OCC Bulletin January 27, 2006	Bank Secrecy Act/Anti-Money Laundering The attached document provides a joint statement on sharing suspicious activity reports with controlling companies.
OCC Bulletin January 22, 2007	Community Reinvestment Act Two separate revisions are made to the CRA regulation in this rulemaking.
OCC Bulletin May 20, 2004	Fair Credit Reporting Medical Information Regulations Section 411 of the FACT Act prohibits creditors from obtaining or using medical information pertaining to a consumer in connection with any determination of the consumer's eligibility or continued eligibility for credit, and restricts the sharing of medical information and related lists or descriptions among affiliates.
Bank Technology News March 2002 Jan Jaben Eilon	A Stronger Line of Defense Expanded regulations have accompanied efforts to halt funding for terrorist groups, and financial institutions face challenges in a changing sea of red tape...
OCC Bulletin November 10, 2004	Bank Supervision Operations The Enforcement Action Policy describes the OCC's policy for taking appropriate enforcement action in response to violations of laws, rules, regulations, final agency orders and/or unsafe and unsound practices or conditions.
Wall Street & Technology March 21, 2006	Consumers to Foot Compliance Bill? The securities industry's cost of compliance has nearly doubled over the past three years, and costs may be passed on to investors through higher prices and fewer choices.
Financial Planning April 1, 2007 Jane Worthington	Compliance Tips Although many investment advisors don't handle client assets, each advisor should maintain written policies and procedures to prevent and detect possible money laundering schemes.
National Defense January 2014 Cannon & Scott	Anti-Bribery Law Demands Vigilance November marked the one-year anniversary of the release of the resource guide to the Foreign Corrupt Practices Act, and should serve to remind all defense contractors of the critical importance of keeping their compliance program current and effective.
OCC Bulletin April 14, 2004	Annual Report on Operating Subsidiaries Notice of proposed rulemaking to amend 12 CFR Part 5.34, the Office of the Comptroller of the Currency's rule governing activities, application, or notice requirements for national banks engaging in activities through an operating subsidiary.
Insurance & Technology May 18, 2004 Julie Gallagher	IDP Helps Cooperativa Search Against OFAC Puerto Rican carrier streamlines compliance efforts and avoids penalties by automating matching process.
Investment Advisor April 2007 Kara P. Stapleton	A Compliance Culture Recent NASD actions have led to increased compliance efforts on the part of many independent broker-dealers.
OCC Bulletin January 27, 2006	Bank Secrecy Act/Anti-Money Laundering Financial Crimes Enforcement Network advisory warns financial institutions of North Korean front companies.
OCC Bulletin June 5, 2003	International Activities of National Banks; U.S. Activities of Federal Branches and Agencies of Foreign Banks Notice of proposed rule making rules, policies, and procedures for corporate activities; international banking activities
Information Today April 19, 2004 Robin Peek	OFAC Removes Editorial Restrictions from IEEE The U.S. Dept. of the Treasury's Office of Foreign Assets Control (OFAC) has ruled that The Institute of Electrical and Electronic Engineers' (IEEE) peer review, editing, and publication of scholarly manuscripts is "not constrained by OFAC's regulatory programs."
OCC Bulletin October 1, 2001	Uniform Standards for the Electronic Delivery of Disclosures; Regulations M, Z, B, E, and DD The Board has lifted the mandatory compliance date for these rules. National banks may continue to provide electronic disclosures under their existing policies and practices, or may follow the interim rules, until the Board issues permanent rules...
Bank Technology News April 2004	By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build.
Bio-IT World January 12, 2004 Steve Lefar	Systematize Your Regulatory Info! Want better protection against regulation breaches? Build a system that engenders 'grassroots' compliance.
OCC Bulletin January 13, 2004	Fundamental Change in Asset Composition of a Bank Proposed rulemaking would require a national bank to obtain the approval of the OCC before one of two types of fundamental changes in the composition of the bank's assets occurs.
Wall Street & Technology March 21, 2006 Cory Levine	Education in Regulation In partnership with the NASD, the U.K.'s University of Reading will offer what is believed to be a first-of-its-kind Master's in Capital Markets, Regulation and Compliance from the University's business school.
Insurance & Technology August 12, 2005 Peggy Bresnick Kendler	The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance.
CIO July 1, 2005 Edward Prewitt	Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports.
Bank Technology News February 2009 Brian Longe	Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure.
Bank Systems & Technology July 5, 2004 Cynthia Ramsaran	Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance.
National Defense January 2012 David Hickey	Cutting Costs Does Not Require Cutting Compliance Lest anyone think the federal government will tolerate less contractor compliance, the current environment indicates that it is much more likely that the government will pursue allegations of non-compliance, fraud, waste and abuse with even greater vigor.
Reason September 2005 Matt Welch	Quien es Libre? The U.S. government tightens its Cuban embargo policy by restricting fringe religion-related travel there.
IndustryWeek August 1, 2008 David Blanchard	Portrait of Best-in-Class Global Trade Compliance Trade compliance is taking on more prominence in separating the best companies from the also-rans.
Financial Planning September 1, 2006 Jane Worthington	Accounting for Compliance Instead of viewing compliance as a necessary evil, financial advisors should see it as a cost of doing business and learn how to quantify that cost.
Wall Street & Technology May 30, 2007 Melanie Rodier	Market for Wealth Management Compliance Systems Set to Jump 15% by 2011 Investment advisors are expected to spend the most on technology as they are among the fastest growing and most regulated group of advisors. But hedge funds are also likely to increase IT spending.
Insurance & Technology June 14, 2005 Wendy Toth	Securing Compliance: System, Project or Process? Database and application security products are growing in popularity as companies look for ways to keep up with regulatory demands like Sarbanes-Oxley.
Bank Technology News November 2004 Glen Fest	Customer ID: Frontier Bank Seeks New Level Of Security Frontier Bank of LaGrange, GA, had only two simple requirements for its new customer identity program: keep the gates up, but the costs down.
Bank Technology News February 2005 Shane Kite	Processing: Automation Is A Patriotic Act For Transatlantic Miami bank is among those adopting a new wave of technology to adhere to tough anti-money laundering laws
Bio-IT World February 11, 2005 Judy Hanover	Leveraging IT to Achieve Compliance Budgeting and measuring the success of compliance initiatives is a credibility issue for CIOs.