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Bank Systems & Technology February 21, 2008 Nancy Feig	Regulators Focused on Anti-Money Laundering Anti-money laundering professionals believe a risk-based approach is critical to the success of an AML program, the survey reveals.
Bank Systems & Technology June 16, 2008 Kristie Cattafi	Fortent Launches AML 6.3 Fortent, a risk and compliance solutions provider, has rolled out the latest version of its anti-money laundering (AML) technology.
Bank Systems & Technology October 1, 2007 Peggy Bresnick Kendler	Banks Are the First Line of Defense Against Money Laundering Databases and modeling tools are among the systems helping banks analyze the data required to understand customers, monitor millions of transactions and identify suspicious behavior.
Bank Systems & Technology April 28, 2008 Robert Binney	Shrewd Leveraging of Technology and Staff Key to Achieving Cost-Effective AML Compliance It is critically important for banks to use effective technology, streamline their investigations processes, automate workflows and enhance staff training.
Bank Systems & Technology July 30, 2008 Kristie Cattafi	Accuity Releases Suspicious Activity Reporting Control System Accuity, a provider of payment routing data, AML screening software and services, has added the Suspicious Activity Reporting Control System to its suite of compliance solutions, enabling financial institutions to manage the filing of Suspicious Activity Reports.
Bank Director 1st Quarter 2010 Ivan Garces	Considering a Bank Acquisition? Don't Forget BSA and AML Considering a potential acquisition? Don't forget to assess the target bank's compliance with the Bank Secrecy Act and Anti-Money Laundering regulations and the impact of the acquisition on your bank's own AML program.
Bank Systems & Technology March 27, 2008 Maria Bruno-Britz	Spitzer Exposed by Bank's Anti-Money Laundering Technology The discovery of Eliot Spitzer's involvement with a prostitution ring can be attributed in great part to routine anti-money laundering processes and technologies.
Wall Street & Technology July 27, 2004 Jessica Pallay	Analyzing AML Audits After years of preparation, regulators are ready to see the fruits of Wall Street's hard work on anti-money laundering.
Bank Systems & Technology March 30, 2007 Maria Bruno-Britz	Banks' AML Strategies May Increase Risk Factors While technology can assist a bank's anti-money laundering efforts substantially, there's no one-size-fits-all solution.
Bank Systems & Technology June 1, 2005 Phil Britt	Building a Better Money Laundering Trap After seeing the stiff fines imposed on larger financial institutions, executives at Provident Bank wanted to make sure the bank had a strong, automated method to handle anti-money laundering reporting requirements
Wall Street & Technology November 19, 2007 Melanie Rodier	Asia Tops World for Money Laundering Risk A global survey of senior anti-money laundering compliance officers identified Asia as the region currently experiencing the greatest increase in money laundering risk.
U.S. Banker December 2004 Karen Krebsbach	Fear Factor The banking industry is feeling blindsided. Stunned by the recent escalation in anti-money-laundering enforcement-punctuated by the International Bank of Miami, AmSouth and Riggs cases--the industry is on the defensive.
Bank Technology News May 2007	The Six Regulatory Areas That Are Altering Bank Life Regulation is a part of bank life. Failure to comply shouldn't be.
Bank Systems & Technology October 28, 2004 Ivan Schneider	CSI: Financial Services Bankers can take a more proactive role in preventing crimes from occurring and discovering suspicious activity as it happens.
Bank Systems & Technology June 1, 2005 Phil Britt	Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations.
Bank Systems & Technology April 28, 2008 Peggy Bresnick Kendler	AML Efforts Intensify As banks look to step up efforts to monitor their customers' financial activities and comply with increasingly stringent regulations, what kinds of technologies, processes and information are essential to building an effective and accurate AML program?
Bank Systems & Technology August 30, 2004 Cynthia Ramsaran	The Rigg Is Up Banks cannot rely only on technology for compliance.
Bank Systems & Technology March 12, 2008 Maria Bruno-Britz	Gov. Spitzer Exposed by Bank's Suspicious Activity Report Technology Although credit for exposing Spitzer's illicit trysts has been attributed to cell phone records, new evidence shows that his bank's suspicious activities reports also played a vital roll in blowing his cover.
Bank Systems & Technology January 30, 2005 Peggy Bresnick Kendler	Anti-Money Laundering As concerns about terrorism and fraud intensify, money laundering has become both a compliance and a competitive issue, with attendant consequences. To respond effectively, banks must adopt a culture that fosters AML practices in addition to technology solutions.
OCC Bulletin January 27, 2006	Bank Secrecy Act/Anti-Money Laundering The attached document provides a joint statement on sharing suspicious activity reports with controlling companies.
Bank Technology News April 2004	By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build.
Bank Technology News May 1, 2008 Michael Grebb	The War to Keep Compliance Talent Financial institutions wade through an ever-deepening regulatory swamp, and therefore an escalating war for compliance talent.
Bank Technology News April 2006 Michael Sisk	Compliance: The New Rule Book Is Still Like A Maze There are so many new regulations that banks are having difficulty organizing their corporate structure to ensure these new rules are being adequately followed.
OCC Bulletin June 19, 2000	Suspicious Activity Report All banks are required to file Suspicious Activity Reports when they detect a known or suspected violation of federal law or a suspicious transaction related to a money laundering activity or a violation of the Bank Secrecy Act...
Bank Systems & Technology February 22, 2007 Nancy Feig	A Happy Marriage: Finding the Right Technology Mate for Compliance Programs Banks are turning to GRC software platforms to maximize compliance technology's effectiveness and gain greater return on investment.
Wall Street & Technology July 1, 2005 Maria Santos	HP Eases Compliance Monitoring To provide CIOs with a solution for automated monitoring and reporting of compliance controls, Hewlett-Packard released OpenView Compliance Manager. The solution analyzes, compiles and reports compliance and IT risk information in a centralized dashboard view.
Bank Systems & Technology February 18, 2009 Sabatini & McAvoy	Smart Tech Decisions Can Optimize AML Performance Three key steps can increase the value of any investment in anti-money laundering technology.
Wall Street & Technology March 18, 2008 Cory Levine	Lack of Standardization in Data, Reporting to Hinder Basel II Compliance Lack of standardization in the reporting process will be a major hurdle for financial institutions in complying with Basel II requirements.
Bank Technology News March 2006 Glen Fest	Money Laundering: Correspondent Bankers: How Much Is Enough? New Treasury guidelines on how banks are to comply with customer and asset identity don't smooth nerves frayed by high-profile busts for lax AML controls.
Wall Street & Technology June 22, 2004 Jim Middlemiss	Taking AML to the Next Level Investment-management firms are beginning to leverage anti-money laundering technology for more than anti-money laundering.
Wall Street & Technology June 29, 2005 Maria Santos	Time For a Change The compliance deadline for an anti-money laundering (AML) program may be more than three years old, but for financial services firms like TD Waterhouse, the AML fight is ongoing, with technology playing a large role.
U.S. Banker November 2007 Patrick Conte	Embrace This Acronym: IT GRC. It Could Save Banks a Bundle. Used to describe the interdependent disciplines of governance, risk and compliance, GRC refers to the people, processes and technology banks invest in to comply with regulations and manage risk as part of effective corporate governance.
Insurance & Technology August 12, 2005 Peggy Bresnick Kendler	The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance.
Bank Systems & Technology November 19, 2009 Maria Bruno-Britz	SWIFT's New MT 202 COV Messaging Standard Necessary, but Could Pose Challenges Ernst & Young's Steven Beattie says although releasing the new payment messaging protocol will help increase AML efforts and transparency, banks could be faced with problems like an increased investigations burden.
Bank Systems & Technology June 14, 2010 Matt Gunn	FIS to Acquire Compliance Coach Banking and payment technology provider FIS announced Monday it will acquire Compliance Coach, Inc., a company that provides risk assessment software, e-learning and additional tools to enable compliance with applicable laws and regulations.
Bank Systems & Technology February 27, 2006 Ivan Schneider	The Devil's in the Details: Complying With the PATRIOT Act The new provisions become effective April 4, 2006.
Bank Systems & Technology February 29, 2008 Deena Amato McCoy	U.K.'s FSA Considering Tougher Bank Regulation U.K. regulators are weighing changes that could require banks to deploy reporting technologies that will keep regulators abreast of problems in a more timely manner.
U.S. Banker May 2007 Lee Conrad	Community Banks Struggle To Know 'Indirect' Clients Indirect channels to customers, particularly check-cashing services, reduce a bank's control of the customer and exposes it to potential money laundering. New products are stepping in to help.
Bank Technology News March 2003 Michael Grebb	Banks dig in along the war's new front line in a high-stakes bid to stop money laundering Renewed federal efforts to stop money laundering and terrorist financing have strapped the banking industry with potentially more paperwork, obligations and record-keeping burdens than at perhaps any time in its history.
Wall Street & Technology October 27, 2003 Jim Middlemiss	Finding a Needle in a Haystack One of the main difficulties in complying with the U.S.A. Patriot Act is sifting through the huge amount of information financial services firms process every day.
Bank Technology News October 2008 Kyle Duckers	Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder.
Bank Technology News February 2005 Shane Kite	Processing: Automation Is A Patriotic Act For Transatlantic Miami bank is among those adopting a new wave of technology to adhere to tough anti-money laundering laws
On Wall Street September 1, 2013 Kenneth Corbin	Money Laundering Among Regulators' Top Priorities Now is the time to bone up on your firm's anti-money laundering policies and learn how to spot the funny money.
Wall Street & Technology May 20, 2008 Cory Levine	Capgemini Partners With Teradata to Create Compliance and Operations Platform The new platform will enable holistic regulatory reporting and monitoring of trade status issues.
OCC Bulletin December 14, 2005	Small Entity Compliance Guide This compliance guide summarizes the obligations of financial institutions to protect customer information and illustrates how certain provisions of the Security Guidelines apply to specific situations.
Bank Systems & Technology April 25, 2008 Gregory J. Calpakis	Knowledgeable Personnel and Flexible AML/CFT Programs Are Banks' First, Best Line of Defense The most important aspect of an effective program for anti-money laundering and combating the financing of terrorism is people. It is critical for an organization to have staff who are knowledgeable and experienced and continuously receive training.
Insurance & Technology June 14, 2005 Wendy Toth	Securing Compliance: System, Project or Process? Database and application security products are growing in popularity as companies look for ways to keep up with regulatory demands like Sarbanes-Oxley.
Bank Director 2nd Quarter 2010 Jack Milligan	Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead.
Wall Street & Technology March 1, 2004 Anthony Guerra	Patriot Act Compliance Isn't Easy Financial institutions are finding that compliance with the USA Patriot Act is much more challenging than simply verifying a customer's address or watching for large wire transfers from mysterious foreign accounts.
Wall Street & Technology March 21, 2006 Cory Levine	3 Keys to Effective AML An expert offers anti-money laundering advice to financial firms: 1. Risk Assessment... 2. The Four "Musts" That Are Looked at by Regulators and Law Enforcement... 3. Know Your Customers and Know Your Employees...