| Similar Articles |
|---|
 |
OCC Bulletin
June 3, 2003 |
Bank Secrecy Act/Anti-Money Laundering (BSA/AML) This bulletin transmits a joint final rule published in the Federal Register on May 9, 2003, that requires all banks to establish procedures to verify the identity of customers. The final rule implements section 326 of the USA PATRIOT Act.   |
Managed Care
May 2002
Melanie Brody |
Insurers Obligated To Fight Money-Laundering Schemes Federal antiterrorist legislation enacted last October requires that health insurance companies, along with an array of other financial institutions, should have adopted and implemented programs to combat money laundering by April 24, 2002 |
OCC Bulletin
July 29, 2002 |
Customer Identification Programs This bulletin transmits a notice of a proposed regulation that requires all banks to implement a customer identification program (CIP) that is appropriate given the bank's size, location, and type of business. |
Wall Street & Technology
February 12, 2004
Jessica Pallay |
Hanging Launderers Out to Dry With the Patriot Act here to stay, Wall Street remains vigilant about hampering the efforts of money launderers. |
Bank Technology News
March 2003
Michael Grebb |
Banks dig in along the war's new front line in a high-stakes bid to stop money laundering Renewed federal efforts to stop money laundering and terrorist financing have strapped the banking industry with potentially more paperwork, obligations and record-keeping burdens than at perhaps any time in its history. |
Bank Systems & Technology
June 20, 2008
Maria Bruno-Britz |
Banks Are Not Ready for Red Flag Regulation Many banks are not prepared to comply with the new "red flag" regulations, which call for tougher fraud prevention to protect consumers' personal data. |
CIO
September 24, 2009
Matt Karlyn et al. |
Identity Theft: 7 Tips for Complying with FTC Red Flag Rules The FTC's Red Flag Rules for reducing fraud due to identity theft take effect on November 1. Here's what you need to do to make sure you comply. |
Bank Systems & Technology
April 28, 2008
Peggy Bresnick Kendler |
AML Efforts Intensify As banks look to step up efforts to monitor their customers' financial activities and comply with increasingly stringent regulations, what kinds of technologies, processes and information are essential to building an effective and accurate AML program? |
U.S. Banker
March 2011
Glen Fest |
Uncle Sam Enlists Banks in Tax Battle Foreign financial institutions are perplexed over how to comply with a U.S. law requiring them to help in the fight against tax evasion. |
National Defense
February 2013
Stew Magnuson |
DHS Pushes Back REAL ID Deadline Again to Accomodate Cash-Strapped States The Department of Homeland Security moved the goal posts back in December again when it granted a third extension for 37 states to comply with the REAL ID Act of 2005. |
Bank Technology News
May 2003
John Adams |
Age of Tech's Transparency The Patriot Act could be just the beginning |
Bank Technology News
March 2002
Jan Jaben Eilon |
A Stronger Line of Defense Expanded regulations have accompanied efforts to halt funding for terrorist groups, and financial institutions face challenges in a changing sea of red tape... |
Bank Director
2nd Quarter 2010
Jack Milligan |
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. |
Bank Technology News
May 2007 |
The Six Regulatory Areas That Are Altering Bank Life Regulation is a part of bank life. Failure to comply shouldn't be. |
Bank Systems & Technology
April 7, 2006
Peggy Bresnick Kendler |
Security Outlook A plethora of high-profile data breaches and concerns about identity theft have put the banking industry on high alert. To secure their information assets, banks must implement a cross-channel, multilayered approach that extends beyond technology. |
Bank Technology News
March 2006
Michael Grebb |
Cutting To the Chase New rules under the Home Mortgage Disclosure Act require lenders to collect and reveal data on a loan applicant's race, sex and income. Institutions must also share how they determine rate spreads for different applicants. |
Bank Systems & Technology
April 28, 2008
Paul L. Lee |
Integrating Systems Essential to AML and SAR Compliance To follow regulators' requirements, banks must leverage and coordinate compliance, risk management and IT department efforts. |
Commercial Investment Real Estate
Nov/Dec 2005
James R. Janz |
Act Accordingly As the threat of terrorism continues nationwide, commercial property owners and landlords should be aware of their duties to comply with the Patriot Act's regulations. Making use of legal counsel, industry resources, and policy groups to help understand these obligations is essential |
Bank Technology News
September 2008
Anthony Malakian |
Think Feds Will Go Easy? Think Again. Many bankers are going to be scrambling over the next month-and-a-half to get compliant with the U.S. FACT Act Red Flags rule. |
Wall Street & Technology
November 17, 2003
Ivy Schmerken |
Holistic Compliance With a torrent of regulations raining down on them, Wall Street firms are wise to think about developing a global-compliance architecture. But can the chief compliance officer sell the project to senior management? |
Wall Street & Technology
March 21, 2006
Cory Levine |
3 Keys to Effective AML An expert offers anti-money laundering advice to financial firms: 1. Risk Assessment... 2. The Four "Musts" That Are Looked at by Regulators and Law Enforcement... 3. Know Your Customers and Know Your Employees... |
Bank Technology News
April 2006
Glen Fest |
Enterprise Content Management: Honey, I Shrunk The Doc Management System Regulatory niches are becoming an electronic content management specialty, as when Systemware went down market with a big-bank tool to aid a community bank's growing compliance needs. |
Bank Technology News
May 1, 2008
Michael Grebb |
The War to Keep Compliance Talent Financial institutions wade through an ever-deepening regulatory swamp, and therefore an escalating war for compliance talent. |
Bank Technology News
April 2006
Michael Sisk |
Compliance: The New Rule Book Is Still Like A Maze There are so many new regulations that banks are having difficulty organizing their corporate structure to ensure these new rules are being adequately followed. |
InternetNews
March 16, 2006
Clint Boulton |
IBM Buy is All in The Name Recognition IBM today built on its ability to verify identities on computers, acquiring Language Analysis Systems for an undisclosed sum. |
Wall Street & Technology
November 21, 2006
Cory Levine |
Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates. |
Searcher
June 2003
Miriam Drake |
You Ain't Seen Nothin' Yet: Patriot II on the Way This article focuses on the government's data mining, information gathering, database building programs, and Radio Frequency Identification Chips. |
CIO
July 1, 2002
Daintry Duffy |
Terror Transactions Bedevil Banks The burdens the new USA Patriot Act places on banks and financial institutions are creating a surge of interest in technologies designed to help companies identify potentially suspicious activity. |
Bank Systems & Technology
March 10, 2004
Steven Marlin |
IBM Debuts Integration Solutions Vertical approach helps banks' compliance efforts. |
Bank Technology News
April 2004 |
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. |
Financial Planning
June 1, 2005
Juliette Fairley |
FP50: Angst Over Compliance As financial advisory firms struggle to manage a raft of new regulations, they are banding together to rein in the rule-makers. |
Reason
April 2004
Julian Sanchez |
PATRIOT Spawn When a draft of the Domestic Security Enhancement Act, nicknamed PATRIOT II, was leaked last year, public outrage scuppered the proposal, but pieces are emerging elsewhere. |
Wall Street & Technology
March 1, 2004
Jim Middlemiss |
Compliance Issues Overwhelm the Industry Financial-services firms grapple with the multitude of compliance issues facing the industry. Is there an end in sight? |
Bank Technology News
February 2009
Brian Longe |
Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure. |
Bank Technology News
January 2007 |
Leveraging Compliance: Following the Rules Can Really Pay Off Regulation is leading financial institutions to focus more keenly on compliance software. But the technology can also be useful in corporate pursuits like marketing and financial planning. |
Bank Systems & Technology
February 22, 2007
Nancy Feig |
A Happy Marriage: Finding the Right Technology Mate for Compliance Programs Banks are turning to GRC software platforms to maximize compliance technology's effectiveness and gain greater return on investment. |
Wall Street & Technology
April 27, 2004
Jessica Pallay |
SEC Sets Back SOX Sarbanes-Oxley deadlines are delayed, but firms find little solace in the regulation's extension. |
Salon.com
October 2, 2001
Katharine Mieszkowski |
Wanted: Your name and number The hijackers in the terrorist attacks were masters of identity theft. Now lawmakers are worried about copycat persona stealing... |
Wall Street & Technology
January 24, 2006
Maria Wakem |
Holding the Spending Line Finding ways to control compliance costs has become a high priority for Wall Street CIOs as they realize that more IT dollars diverted toward compliance means fewer IT dollars devoted to clients' needs and company growth. |
Bank Technology News
September 2001
Joseph McKendrick |
Compliance Gets Complex A changing world brings banks new regulatory challenges... |
Wall Street & Technology
November 19, 2007
Melanie Rodier |
Asia Tops World for Money Laundering Risk A global survey of senior anti-money laundering compliance officers identified Asia as the region currently experiencing the greatest increase in money laundering risk. |
Insurance & Technology
August 10, 2006
Maria Woehr |
Compliance Automation Responding to growing pressure on insurers to comply with federal regulations such as Sarbanes-Oxley, the Gramm-Leach-Bliley Act, the Federal Information Act and HIPAA, ControlPath launched ControlPath Compliance Suite 3.0. |
Wall Street & Technology
August 22, 2005
Atul Seth |
Mutual Fund Musts Seven key compliance imperatives that will have a major impact on the mutual fund industry over the next year and suggestions on how firms can meet the challenges posed by the requirements successfully. |
Reason
October 2004
John Berlau |
John Kerry's Dark Record on Civil Liberties The Democratic candidate is no friend to the Bill of Rights. |
Bio-IT World
January 12, 2004
Steve Lefar |
Systematize Your Regulatory Info! Want better protection against regulation breaches? Build a system that engenders 'grassroots' compliance. |
Bank Systems & Technology
May 25, 2006
Katherine Burger |
For Your Own Good? Thanks to the PATRIOT Act and related legislation, banks and other financial institutions already are players in the government's efforts to track and act on money-laundering and other financial transactions that could fund terrorist activities. |
U.S. Banker
March 2007
Paresh Amin |
Balancing Industry Mandates and Federal Regulations Financial companies need to consider compliance, business objectives and data security in a holistic manner. All three can be boiled down to one main requirement: determining what is happening to critical data. |
InternetNews
April 6, 2004
Ryan Naraine |
IBM Targets Regulatory Compliance To support enterprises who struggle to comply with the maze of government regulations for record-keeping, IBM Monday rolled out three new software products to help track and manage internal e-mails and instant messaging conversations. |
Wall Street & Technology
February 12, 2004 |
Outlook 2004: Compliance Tops the Charts Never before has Wall Street faced so many new regulations with major technology implications. |
Wall Street & Technology
October 27, 2003 |
The Customer Isn't Always Right Although the Office of Foreign Assets Control's list of suspected terrorists and hostile nations has grown to over 3,500, and the Patriot Act mandates securities firms check new accounts against it, only 1,000 brokerages have watch-list-screening solutions. |
