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CIO
April 15, 2004
Ben Worthen
Another Sarbox Reprieve Public companies now have until November to comply with Sarbanes-Oxley provisions requiring that they document their internal financial controls. CIOs can thank Microsoft. mark for My Articles similar articles
Bank Systems & Technology
February 27, 2006
Maria Bruno-Britz
Taking SOX to the Next Level It is time for banks to rethink their strategic approaches to Sarbanes-Oxley requirements. mark for My Articles similar articles
IndustryWeek
April 1, 2004
John S. McClenahen
Sarbanes-Oxley: Little Time Left Companies confront November deadline to certify financial reporting controls. mark for My Articles similar articles
InternetNews
March 9, 2007
Andy Patrizio
Sarbox: The Blacktop To Financial Hell Sarbanes-Oxley was more of an emotional reaction than reasoned law when it was passed. Now there's enough evidence that it's doing more harm than good. mark for My Articles similar articles
CIO
May 15, 2006
Diann Daniel
Regulation's Silver Lining John Hagerty, vice president of research with AMR, says regulatory mandates have put a new spotlight on IT as a means to mitigate business risk. mark for My Articles similar articles
Wall Street & Technology
November 17, 2003
Ivy Schmerken
Holistic Compliance With a torrent of regulations raining down on them, Wall Street firms are wise to think about developing a global-compliance architecture. But can the chief compliance officer sell the project to senior management? mark for My Articles similar articles
U.S. Banker
March 2008
Christopher Myers et al.
SOX Relief for Smaller Banks The SEC and the Public Company Accounting Oversight Board apparently agree that SOX may be too burdensome on small companies, and some relief may be on the horizon. mark for My Articles similar articles
Wall Street & Technology
March 26, 2004
Viewing SOX Holistically It's a good thing that the Sarbanes-Oxley Section 404 deadline has been extended, as many on Wall Street weren't quite ready for the June 15 mandate. mark for My Articles similar articles
InternetNews
November 2, 2005
Erin Joyce
Movaris And The SOX 'Last Mile' Movaris' OneClose software wants to cast new light on companies' "last mile" accounting issues. mark for My Articles similar articles
National Real Estate Investor
October 1, 2005
Ann Weinstein
Sarbanes-Oxley Alters the Playing Field The need to ensure the adequacy of financial controls is fast becoming a competitive necessity for companies that provide services to public companies. Real estate service providers are confronted with this new reality. mark for My Articles similar articles
U.S. Banker
January 2010
Rob Garver
No (More) Quarter...Perhaps The SEC says we've seen the last of the reprieves for small companies that have so far avoided complying with the 404(b) provision in the Sarbanes-Oxley Act. Community bankers best hope now is that Congress will step in and give them a permanent exemption. mark for My Articles similar articles
Entrepreneur
April 2007
David Worrell
Ready to Report It may get a little easier for some small-businesses to play by the Sarbanes-Oxley rules. mark for My Articles similar articles
Entrepreneur
August 2007
Jennifer Pellet
The Land of the Audit-Free Small businesses are being liberated from SOX restrictions. The changes come at a critical time for companies with less than $75 million in market capitalization, which are to begin complying with the management guidance part of SOX during the 2007 audit cycle. mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Institutions Find it Tough to Meet Sarbox Deadline As the first deadline for Sarbanes-Oxley compliance of June 15 nears, financial-institutions are finding that complying is more difficult than they had anticipated mark for My Articles similar articles
The Motley Fool
December 1, 2004
Rich Duprey
Gee, Thanks: More Time in the Maze Companies under $700 million market cap get Sarbanes-Oxley filing extension. mark for My Articles similar articles
CIO
July 1, 2005
Edward Prewitt
Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports. mark for My Articles similar articles
Insurance & Technology
August 10, 2006
Maria Woehr
Compliance Automation Responding to growing pressure on insurers to comply with federal regulations such as Sarbanes-Oxley, the Gramm-Leach-Bliley Act, the Federal Information Act and HIPAA, ControlPath launched ControlPath Compliance Suite 3.0. mark for My Articles similar articles
InternetNews
December 15, 2006
Roy Mark
SEC Brings Proxies Online Shareholders will soon be able to find proxy statements and annual reports online, according to new voluntary rules approved this week by the Securities and Exchange Commission. mark for My Articles similar articles
Inc.
September 2005
Amy Feldman
Surviving Sarbanes-Oxley A law intended to clean up big public companies has taken its toll on small private ones -- both financially and emotionally. But there may finally be relief in sight. mark for My Articles similar articles
Wall Street & Technology
May 15, 2006
Greg MacSweeney
Playing by the Rules A growing number of voices is calling for a slimming down of SOX's reach, arguing that smaller financial companies cannot afford the compliance price tag. mark for My Articles similar articles
InternetNews
August 29, 2005
Jim Wagner
Work Remains for Sarbox Compliance Businesses have a lot of work ahead of them before they're fully compliant with federal data retention and financial reporting rules under the Sarbanes-Oxley Act, a new study concludes. mark for My Articles similar articles
CFO
September 1, 2003
Alix Nyberg
Sticker Shock When Congress passed the Sarbanes-Oxley Act of 2002, it didn't worry about how much it would cost companies. Today, CFOs are totting up the compliance bill -- and they don't like what they see. mark for My Articles similar articles
Wall Street & Technology
November 27, 2006
Greg MacSweeney
The Audacity Some reformers are looking to reduce SOX 404's reach so it doesn't place undue burdens on smaller public companies that cannot handle rigorous SEC oversight. mark for My Articles similar articles
Inc.
September 2005
Amy Feldman
Five Ways that Smart Companies Comply Some tips for playing by the Sarbanes-Oxley rules. mark for My Articles similar articles
CFO
March 15, 2004
Craig Schneider
A World of Trouble Even with an extended deadline for Sarbox compliance, questions about offshoring have companies on edge. mark for My Articles similar articles
CFO
July 1, 2007
Scott Leibs
Five Years and Accounting This story is Part 1 in a three-part series on how corporate finance has changed since the Sarbanes-Oxley Act was passed. mark for My Articles similar articles
Bank Technology News
April 2004
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. mark for My Articles similar articles
Wall Street & Technology
February 12, 2004
Jessica Pallay
Suiting Up For SOX The Sarbanes-Oxley Act has CIOs struggling to find technology that will support tighter financial controls and processes. mark for My Articles similar articles
The Motley Fool
March 31, 2005
Tom Taulli
Limited Resources? Sarbanes-Oxley has been a boon for Resources Connection, an area the professional services firm specializes in. But things seem to be slowing down. Investors, take note. mark for My Articles similar articles
Wall Street & Technology
February 4, 2005
Maria Santos
Compliance As the Securities and Exchange Commission steps up its efforts to regulate the industry and protect investors, financial institutions must take proactive measures to comply with current and possible future rules before the SEC takes action against them. mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. mark for My Articles similar articles
Wall Street & Technology
March 2, 2004
Jessica Pallay
InfoStep Stands Up to Sox Still stumped by Sarbanes Oxley? InfoStep has released eLustroHarmony, a risk-management and compliance tool to help get firms on track with SOX. mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Jim Middlemiss
Compliance Issues Overwhelm the Industry Financial-services firms grapple with the multitude of compliance issues facing the industry. Is there an end in sight? mark for My Articles similar articles
Wall Street & Technology
January 4, 2004
Beyond Compliance: The Business Value of Sarbox Investing in Sarbanes-Oxley could offer a competitive edge, according to a recent TowerGroup report. mark for My Articles similar articles
InternetNews
May 27, 2005
Clint Boulton
Taking The Sarbox Challenge A look at the Sarbanes-Oxley Act of 2002, one of the most demanding and challenging compliance regulations for regulating corporate finances, and how IT factors into it. mark for My Articles similar articles
InternetNews
November 12, 2004
Sean Michael Kerner
SOX Deadline Arrives After months of preparation and trepidation, Sarbanes-Oxley arrives Monday for U.S. publicly traded companies. mark for My Articles similar articles
CFO
May 1, 2004
Lori Calabro
Looking Under the Hood New attestation standards for internal controls put more power in the hands of auditors. mark for My Articles similar articles
Managed Care
January 2002
1-Year Delay Near In Implementation Of HIPAA Rules It looks like most players in health care -- IT vendors excluded -- will get what they want if a bill delaying the deadline for compliance with the Health Insurance Portability and Accountability Act's electronic claims standards becomes law... mark for My Articles similar articles
Wall Street & Technology
October 26, 2005
Katherine Heires
By the Dashboard Light As regulatory concerns persist, many financial firms are turning to dashboard technology to simplify compliance initiatives. Here are 12 key questions to ask before starting a compliance dashboard project. mark for My Articles similar articles
IndustryWeek
February 1, 2006
Jill Jusko
Sarbanes-Oxley: Private Opportunity In Public Regulation With an eye toward the future, some closely held firms voluntarily adopt Sarbanes-Oxley Act principles. mark for My Articles similar articles
CFO
March 15, 2006
David M. Katz
A Tough Act to Follow What CFOs really think about Sarbox -- and how they would fix it. Included are the results of an exclusive survey of finance executives on the topic. mark for My Articles similar articles
CFO
February 1, 2008
Sarah Johnson
Attempting to Answer the $91,000 Question The figure often cited as the cost of Section 404 compliance for small companies is not correct, according to a new study, which claims the real figure is lower. Many beg to differ. mark for My Articles similar articles
U.S. Banker
May 2005
Karen Krebsbach
SOX Costs Prompt Switch From Public to Private Many public community banks are going private to avoid the high costs and reporting requirements of Sarbanes-Oxley compliance. But are the savings of going private worth the hassle? mark for My Articles similar articles
CIO
December 11, 2008
Jarina D'Auria
Achieving Compliance As economic tough times continue, there's one thing companies can count on: more regulations. So, should you buy a GRC tool or leverage existing applications? A company's size and the scope of its operations can help guide that decision. mark for My Articles similar articles
CFO
February 1, 2005
John Goff
Looking for Gaps The latest generation of compliance software promises to do more to ease the burden of internal controls assessment. mark for My Articles similar articles
Real Estate Portfolio
Jul/Aug 2004
Phillip Britt
The Price of Being Public How small-cap REITs are handling the financial squeeze from Sarbanes-Oxley and other regulations. mark for My Articles similar articles
Financial Planning
September 1, 2006
Jane Worthington
Accounting for Compliance Instead of viewing compliance as a necessary evil, financial advisors should see it as a cost of doing business and learn how to quantify that cost. mark for My Articles similar articles
Wall Street & Technology
August 27, 2004
Jessica Pallay
Building the Right Team With no sign of waning regulations, compliance officers remain essential to the architecture of the securities industry. mark for My Articles similar articles
InternetNews
January 6, 2009
Drew Robb
Obama, Dems Could Mean New Compliance Regs The global financial meltdown and Democratic control of the White House and Congress will likely mean new corporate accountability regulations - and more work for storage administrators. mark for My Articles similar articles
InternetNews
May 3, 2005
Jim Wagner
Mercury Refreshes SOX Tools As the annual rash of compliance deadlines looms, Mercury Interactive updates its IT governance software. mark for My Articles similar articles