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Wall Street & Technology
January 4, 2004
Beyond Compliance: The Business Value of Sarbox Investing in Sarbanes-Oxley could offer a competitive edge, according to a recent TowerGroup report. mark for My Articles similar articles
Wall Street & Technology
April 27, 2004
Jessica Pallay
SEC Sets Back SOX Sarbanes-Oxley deadlines are delayed, but firms find little solace in the regulation's extension. mark for My Articles similar articles
CIO
May 15, 2006
Diann Daniel
Regulation's Silver Lining John Hagerty, vice president of research with AMR, says regulatory mandates have put a new spotlight on IT as a means to mitigate business risk. mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Institutions Find it Tough to Meet Sarbox Deadline As the first deadline for Sarbanes-Oxley compliance of June 15 nears, financial-institutions are finding that complying is more difficult than they had anticipated mark for My Articles similar articles
CFO
November 17, 2003
Scott Leibs
Internal Controls In a world gone Sarbanes-Oxley, have finance and IT found common ground? mark for My Articles similar articles
InternetNews
November 2, 2005
Erin Joyce
Movaris And The SOX 'Last Mile' Movaris' OneClose software wants to cast new light on companies' "last mile" accounting issues. mark for My Articles similar articles
Bank Systems & Technology
June 1, 2005
Phil Britt
Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations. mark for My Articles similar articles
CIO
April 15, 2004
Ben Worthen
Another Sarbox Reprieve Public companies now have until November to comply with Sarbanes-Oxley provisions requiring that they document their internal financial controls. CIOs can thank Microsoft. mark for My Articles similar articles
National Real Estate Investor
January 1, 2005
Matt Valley
Is Sarbanes-Oxley worth the pain and suffering? A year ago in this column, I predicted that the Sarbanes-Oxley corporate governance act (SOX) would be a big story for the REIT world and beyond in 2004. The evidence suggests that I was correct. mark for My Articles similar articles
IndustryWeek
February 1, 2006
Jill Jusko
Sarbanes-Oxley: Private Opportunity In Public Regulation With an eye toward the future, some closely held firms voluntarily adopt Sarbanes-Oxley Act principles. mark for My Articles similar articles
Bank Systems & Technology
February 27, 2006
Maria Bruno-Britz
Taking SOX to the Next Level It is time for banks to rethink their strategic approaches to Sarbanes-Oxley requirements. mark for My Articles similar articles
Wall Street & Technology
November 17, 2003
Ivy Schmerken
Holistic Compliance With a torrent of regulations raining down on them, Wall Street firms are wise to think about developing a global-compliance architecture. But can the chief compliance officer sell the project to senior management? mark for My Articles similar articles
Bank Technology News
October 2008
Kyle Duckers
Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder. mark for My Articles similar articles
National Real Estate Investor
October 1, 2005
Ann Weinstein
Sarbanes-Oxley Alters the Playing Field The need to ensure the adequacy of financial controls is fast becoming a competitive necessity for companies that provide services to public companies. Real estate service providers are confronted with this new reality. mark for My Articles similar articles
Bank Systems & Technology
July 5, 2004
Cynthia Ramsaran
Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance. mark for My Articles similar articles
Insurance & Technology
August 10, 2006
Maria Woehr
Compliance Automation Responding to growing pressure on insurers to comply with federal regulations such as Sarbanes-Oxley, the Gramm-Leach-Bliley Act, the Federal Information Act and HIPAA, ControlPath launched ControlPath Compliance Suite 3.0. mark for My Articles similar articles
Wall Street & Technology
August 27, 2004
Up Front Fraudsters Go Phishing... Things Are Looking Up... SOX on the Brain... mark for My Articles similar articles
Bank Technology News
April 2004
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. mark for My Articles similar articles
Wall Street & Technology
August 22, 2005
Maria Wakem
Restructuring Risk As new risks such as data loss and regulatory litigation continue to impact the financial services industry, what falls under the risk management umbrella is changing. mark for My Articles similar articles
Entrepreneur
April 2007
David Worrell
Ready to Report It may get a little easier for some small-businesses to play by the Sarbanes-Oxley rules. mark for My Articles similar articles
InternetNews
November 12, 2004
Sean Michael Kerner
SOX Deadline Arrives After months of preparation and trepidation, Sarbanes-Oxley arrives Monday for U.S. publicly traded companies. mark for My Articles similar articles
IndustryWeek
April 1, 2004
John S. McClenahen
Sarbanes-Oxley: Little Time Left Companies confront November deadline to certify financial reporting controls. mark for My Articles similar articles
CFO
March 17, 2003
Scott Leibs
Under Pressure Sarbanes-Oxley is just one of many new regulatory requirements companies face. Can IT help? mark for My Articles similar articles
The Motley Fool
December 1, 2004
Rich Duprey
Gee, Thanks: More Time in the Maze Companies under $700 million market cap get Sarbanes-Oxley filing extension. mark for My Articles similar articles
The Motley Fool
April 6, 2005
Tom Taulli
Software Going Soft Software companies are pinning their woes on Sarbanes-Oxley, even if it's not the main culprit. But investors should ask whether recent earnings-report bad news is being caused by changes in the strategic viability of their businesses instead. mark for My Articles similar articles
The Motley Fool
July 19, 2005
Stephen D. Simpson
Sarbanes Pain Is Resources Connection's Gain Greater demand for compliance assistance has boosted this financial-services firm. Keep their stock on your watch list. mark for My Articles similar articles
Wall Street & Technology
September 21, 2004
Up Front Performance-Attribution Spending Perks Up... Sarbanes-Oxley Update: How Compliant Are You?... mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Jim Middlemiss
Compliance Issues Overwhelm the Industry Financial-services firms grapple with the multitude of compliance issues facing the industry. Is there an end in sight? mark for My Articles similar articles
InternetNews
March 9, 2007
Andy Patrizio
Sarbox: The Blacktop To Financial Hell Sarbanes-Oxley was more of an emotional reaction than reasoned law when it was passed. Now there's enough evidence that it's doing more harm than good. mark for My Articles similar articles
Insurance & Technology
June 16, 2004
Julie Gallagher
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. mark for My Articles similar articles
Wall Street & Technology
April 27, 2005
Sean Chou
Embracing Compliance Many organizations are doing the minimum required for Sarbanes-Oxley compliance, thus creating additional layers of bureaucracy and approvals for audit purposes only. mark for My Articles similar articles
Insurance & Technology
December 23, 2005
Rethinking Risk Management Many firms have allocated a disproportionate amount of resources to Sarbanes-Oxley compliance, according to a new report. mark for My Articles similar articles
Entrepreneur
August 2007
Jennifer Pellet
The Land of the Audit-Free Small businesses are being liberated from SOX restrictions. The changes come at a critical time for companies with less than $75 million in market capitalization, which are to begin complying with the management guidance part of SOX during the 2007 audit cycle. mark for My Articles similar articles
IndustryWeek
January 1, 2006
Tonya Vinas
Sarbanes-Oxley: New Liabilities For Trade Secrets Executives need to handle trade secrets according to new rules, or be subject to punishment under Sarbanes-Oxley. mark for My Articles similar articles
Wall Street & Technology
February 12, 2004
Jessica Pallay
Suiting Up For SOX The Sarbanes-Oxley Act has CIOs struggling to find technology that will support tighter financial controls and processes. mark for My Articles similar articles
Real Estate Portfolio
Jul/Aug 2004
Phillip Britt
The Price of Being Public How small-cap REITs are handling the financial squeeze from Sarbanes-Oxley and other regulations. mark for My Articles similar articles
InternetNews
February 25, 2005
Steve Apiki
Sarbanes-Oxley: Driving the Storage Compliance Boom No government or agency regulation has refocused the energies of IT administrators and storage professionals like the Sarbanes-Oxley Act. mark for My Articles similar articles
InternetNews
August 29, 2005
Jim Wagner
Work Remains for Sarbox Compliance Businesses have a lot of work ahead of them before they're fully compliant with federal data retention and financial reporting rules under the Sarbanes-Oxley Act, a new study concludes. mark for My Articles similar articles
CIO
July 1, 2005
Edward Prewitt
Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports. mark for My Articles similar articles
U.S. Banker
March 2008
Christopher Myers et al.
SOX Relief for Smaller Banks The SEC and the Public Company Accounting Oversight Board apparently agree that SOX may be too burdensome on small companies, and some relief may be on the horizon. mark for My Articles similar articles
InternetNews
March 9, 2007
Michael Hickins
How SOX Saved America The Sarbanes-Oxley Act of 2002 regulations help reassure investors of the accuracy of corporate P&Ls - and enable them to make informed investing decisions. mark for My Articles similar articles
Wall Street & Technology
May 15, 2006
Greg MacSweeney
Playing by the Rules A growing number of voices is calling for a slimming down of SOX's reach, arguing that smaller financial companies cannot afford the compliance price tag. mark for My Articles similar articles
The Motley Fool
March 31, 2005
Tom Taulli
Limited Resources? Sarbanes-Oxley has been a boon for Resources Connection, an area the professional services firm specializes in. But things seem to be slowing down. Investors, take note. mark for My Articles similar articles
CFO
September 1, 2003
Alix Nyberg
Sticker Shock When Congress passed the Sarbanes-Oxley Act of 2002, it didn't worry about how much it would cost companies. Today, CFOs are totting up the compliance bill -- and they don't like what they see. mark for My Articles similar articles
InternetNews
January 5, 2004
Jim Wagner
A New, Improved Sarbanes-Oxley Tool In a bid to heat up a (so-far) lukewarm reception for Sarbanes-Oxley compliance-related software, PeopleSoft rolls out a spiffed-up financial management module. mark for My Articles similar articles
U.S. Banker
January 2010
Rob Garver
No (More) Quarter...Perhaps The SEC says we've seen the last of the reprieves for small companies that have so far avoided complying with the 404(b) provision in the Sarbanes-Oxley Act. Community bankers best hope now is that Congress will step in and give them a permanent exemption. mark for My Articles similar articles
Bio-IT World
May 2006
Chris Connor
Will SOX Crush Clinical Development? Just as clinical operations and data management personnel were feeling as though they had tamed their compliance beasts of burden, many life science companies have noticed another elephant in the living room, and this one is wearing SOX. mark for My Articles similar articles
CFO
June 1, 2008
Sarah Johnson
The PCAOB Turns 5.099 We're inspired by the Public Company Accounting Oversight Board's birthday to review its short history -- by the numbers. mark for My Articles similar articles
AFP eWire
August 25, 2004
IRS to Crack Down on Section 527 Organizations Section 527 political groups, which have become very controversial during the current Presidential campaign, will now have to be more accountable to the Internal Revenue Service. Charities have not been unaffected by the controversies mark for My Articles similar articles
Reason
January 2006
Brian Doherty
You Can Be Too Careful How the U.S. government's new corporate accounting rules impede efficiency and stifle innovation. mark for My Articles similar articles