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Registered Rep.
November 2, 2010
Kristen French
RBC Chops Payout for Its Small Advisors Like many large Wall Street broker/dealers before it, RBC is sending a message to its retail financial advisors who are generating below average revenue: Get your numbers up, or accept a painfully low payout or, better, take a walk. mark for My Articles similar articles
Investment Advisor
July 2010
James J. Green
The Canadian Connection Royal Bank of Canada (RBC) came out of the financial crisis very strong. mark for My Articles similar articles
On Wall Street
August 1, 2011
Frances A. McMorris
Putting Customer Satisfaction First How to improve your practice, how to avoid regulatory trouble and what wealthy investors are seeking now. mark for My Articles similar articles
Registered Rep.
July 19, 2010
Jerry Gleeson
Edward Jones, RBC top J.D. Power investor survey Overall investor satisfaction with the dozen companies in the study was markedly higher this year, although the survey also showed that investors increasingly believe that investment firms are more focused on profits than on customer satisfaction. mark for My Articles similar articles
Investment Advisor
July 2010
James J. Green
Your Next Custodian Mike Kavanagh and his team at RBC Advisor Services enter the custody space with ambitious plans to attract big advisory firms. mark for My Articles similar articles
On Wall Street
July 1, 2009
Helen Kearney
RBC Swooping in on UBS Advisors A string of veteran UBS advisors have made the jump to RBC Wealth Management over the past eight months. mark for My Articles similar articles
U.S. Banker
May 2010
Alan Kline
Human Resources: The Business Case For Diversity Royal Bank of Canada is proving that developing a multicultural workforce is not just good policy, it s good for the bottom line. mark for My Articles similar articles
The Motley Fool
July 13, 2011
Zeeshan Siddique
Can You Bank on Royal Bank of Canada? In context with its growth prospects, RBC's pricing looks a bit stretched. mark for My Articles similar articles
Registered Rep.
June 1, 2006
Halah Touryalai
RBC Dain Rauscher: The Next Brokerage Buyer? The regional brokerage is aiming to increase its rep force to 2,500 brokers within five years, from 1,650 today. The firm's new CEO John Taft reported that acquisition is part of the strategy to meet the goal. mark for My Articles similar articles
On Wall Street
August 1, 2011
Frances A. McMorris
RBC's Advisor Factor FA Forward is part of a practice management strategy that RBC believes helped it snag the top spot on the recent 2011 U.S. Full Service Investor Satisfaction Study. mark for My Articles similar articles
The Motley Fool
April 11, 2011
Zeeshan Siddique
Here's Why RBC Shouldn't Sell Its Retail U.S. Business Now Royal Bank of Canada shouldn't sell off its U.S retail unit as it may improve with the recovering economy. mark for My Articles similar articles
The Motley Fool
June 1, 2011
Zeeshan Siddique
Royal Bank of Canada Fails to Match Up to Investors' Expectations Despite posting profits, RBC's shares fell by 3%. mark for My Articles similar articles
Investment Advisor
July 2010
James J. Green
Cultured in More Ways Than One One important part of RBC's culture is it's artwork. mark for My Articles similar articles
Registered Rep.
May 12, 2006
Halah Touryalai
Is Dain Rauscher the Next Brokerage Buyer? John Taft, chief executive of RBC Dain Rauscher, is aiming to have to 2,500 brokers within five years, and sees acquiring another brokerage unit as one way to reach his goal. mark for My Articles similar articles
Financial Planning
August 1, 2013
Charles Paikert
What the Rich Need Now Three new reports suggest the wealth management industry still needs improvement - and hint at a slowdown after recent growth. mark for My Articles similar articles
The Motley Fool
June 29, 2011
Neha Chamaria
Just Another Big Deal in the Banking Sector PNC Financial to acquire RBC's U.S. retail banking business, and it looks like a positive deal. mark for My Articles similar articles
U.S. Banker
September 2001
Nixon Bags Still More Game When Royal Bank of Canada announced last fall that it was planning to expand in the U.S., it's clear now that it really meant business. The new CEO, Gordon Nixon, has continued a hunt that has bagged Dain Rauscher and Centura... mark for My Articles similar articles
On Wall Street
March 1, 2010
Helen Kearney
Compensation 2010 Your definitive guide to the changes in advisor compensation across the industry. mark for My Articles similar articles
On Wall Street
March 1, 2010
Frances A. McMorris
Comparing Payouts And Recognizing Branch Managers Among those challenges facing branch managers looking to recruit the best and brightest advisors are the changes that brokerage firms made to their payout grids. mark for My Articles similar articles
On Wall Street
July 1, 2012
Pat Olsen
Life Stories: Mary Zimmer I work with private bankers and international advisors that serve clients around the world, but primarily in Latin America. mark for My Articles similar articles
Registered Rep.
March 1, 2008
RBC's Buying Spree RBC Dain Rauscher continued its recent streak of acquisitions in February, announcing plans to acquire Ferris, Baker, Watts, a full-service broker/dealer in Washington D.C. mark for My Articles similar articles
The Motley Fool
September 30, 2008
Rich Smith
This Just In: Upgrades and Downgrades Apple bruised by twin downgrades. mark for My Articles similar articles
The Motley Fool
October 1, 2010
Rich Smith
This Just In: Upgrades and Downgrades RBC Capital named Best Buy its literal "top pick" in the specialty retail sector. mark for My Articles similar articles
On Wall Street
August 1, 2013
Mason Braswell
Attracting Ultra-Wealthy International Clients Firms scale their U.S. operations in hopes of netting the coveted ultra-wealthy international client. mark for My Articles similar articles
Investment Advisor
July 2010
James J. Green
RBC Is Not Pershing Key differences between RBC and PAS philosophies. mark for My Articles similar articles
Registered Rep.
March 13, 2007
Halah Touryalai
RBC Goes East, Acquires New Jersey-Based Firm RBC Dain Rauscher is in acquisition mode. The Midwest regional is set to purchase New Jersey-based J.B. Hanauer, an employee-owned firm with $10 billion in assets under management. mark for My Articles similar articles
The Motley Fool
March 26, 2009
Rich Smith
This Just In: Upgrades and Downgrades Alphabet love: RBC picks HP to outperform. mark for My Articles similar articles
On Wall Street
January 1, 2010
Frances A. McMorris
Musical Chairs Management: Will Change Be Real? It's a new year with new management installed at the biggest brokerage firms. mark for My Articles similar articles
Job Journal
May 22, 2011
Peter Weddle
How Recruiters Work Most jobseekers must pass muster with recruiters before they will ever be considered as a candidate by those who actually do the hiring. So it's helpful to learn as much as you can about how these gatekeepers operate and what they look for in applicants. mark for My Articles similar articles
On Wall Street
June 1, 2013
Lorie Konish
Editor's Letter: Results of Our Annual Broker-Dealer Survey A run-down of the stories in this issue, including how top firms fared in wealth management, and a look at what new regulations mean for the industry. mark for My Articles similar articles
The Motley Fool
August 15, 2011
Rich Smith
Cathay General Bancorp Shares Dropped: What You Need to Know Shares of Los Angeles-based bank holding company Cathay General Bancorp popped 11% this morning -- and no, it didn't report earnings. mark for My Articles similar articles
Registered Rep.
May 17, 2011
Diana Britton
Advisors Promised the Moon, But Get Hard Cheese Most advisors said they had been recruited to a broker/dealer at one time or another based on promises that the firm later could not deliver on. mark for My Articles similar articles
Wall Street & Technology
June 17, 2009
Ivy Schmerken
RBC Capital Markets Taps Open Source Platform for Fixed Income Applications Investment bank RBC Capital Markets leverages open source development platform Eclipse to integrate multiple fixed income applications through a single user interface. mark for My Articles similar articles
Registered Rep.
July 14, 2009
Halah Touryalai
Financial Advisor Switching Firms Jumps in June June was a busy month for financial advisors on the move. The number of advisors switching firms jumped 45 percent in June versus May, according to Discovery Database. mark for My Articles similar articles
The Motley Fool
February 26, 2009
Rich Smith
This Just In: Upgrades and Downgrades RBC Capital Markets initiates coverage on a vast range of medical device and drug makers. Read on for their buys, holds, and one sell. mark for My Articles similar articles
Investment Advisor
October 2006
Geoff Kirbyson
Southern Exposure Spurred by a strong currency and a mature domestic market lacking in significant growth opportunities, some of Canada's most powerful financial services companies have bulked up with recent acquisitions south of the border. mark for My Articles similar articles
On Wall Street
December 1, 2012
Who's News: Morgan Stanley Hires Leon Ciobataru, Luiz Boruchowski and Cheryl Young Morgan Stanley adds advisors, Baird has hired away industry veteran Karen Heintz from UBS, and four advisors from Merrill Lynch have moved to RBC. mark for My Articles similar articles
The Motley Fool
November 19, 2009
Rich Smith
This Just In: Upgrades and Downgrades On a market-dropping day, thanks to an upgrade from RBC Capital, thin-film solar specialist First Solar not only sidestepped the carnage, but actually rose higher. mark for My Articles similar articles
On Wall Street
July 1, 2012
Donald Jay Korn
Ranking Wirehouses, Regionals Working the Employee Advisor Business A recent report from Cerulli Associates criticized the wirehouses for focusing on higher net worth clients. The result was that these firms were giving away the middle market (investors with $100,000 to $500,000 of assets to invest) to competitors. mark for My Articles similar articles
InternetNews
November 23, 2004
Colin C. Haley
Big Blue's Insurance Buy Fits New Policy Jumping into a new area with both feet, IBM will acquire Liberty Insurance Services to become a significant player in life insurance and annuity processing and administration, the companies announced today. mark for My Articles similar articles
Wall Street & Technology
August 22, 2005
Paul Allen
Reconcilable Differences RBC Global Services now is preparing to implement London-based SmartStream Technologies' TLM Reconciliations platform. mark for My Articles similar articles
CIO
October 1, 2005
Alice Dragoon
How to Do Customer Segmentation Right Here's how RBC Royal Bank has grown its market share by courting specific customer segments, such as retired snowbirds and future doctors. mark for My Articles similar articles
Financial Planning
December 1, 2012
Women Advisor Forum: Gearing Up for 2013 Five times this year in five cities around the country, top women advisors gathered to boost their skills and get to know their peers at Women Advisors Forum events. mark for My Articles similar articles
Bank Systems & Technology
September 29, 2008
Orla O'Sullivan
Not Content to Rank No. 1 in Candian Banking Today, Sands and RBC Look to Tomorrow Anita Sands has just been hired as a managing director at New York-based Citi. mark for My Articles similar articles
On Wall Street
June 1, 2013
Braswell & Konish
Leaders: Ranking the Top Wirehouses and Regional Broker-Dealers This year, the leading wirehouse and regional wealth management firms took the steps necessary to ensure they reap rewards as markets hit new highs. mark for My Articles similar articles
On Wall Street
May 1, 2011
Pat Olsen
George Lewis I've been fortunate to have held a number of positions with RBC over the years. I've worked in investment banking, as a research analyst for our research equity business, and led our banking product businesses. mark for My Articles similar articles
The Motley Fool
February 27, 2009
Rich Smith
This Just In: Upgrades and Downgrades Canadian investment banker RBC Capital Markets weighs in on telephone companies, upgrading Verizon to "outperform." mark for My Articles similar articles
Financial Planning
August 1, 2012
Women Advisors Forum/Boston: Sharing Strategies Women planners are changing the face of the financial services industry. mark for My Articles similar articles
Registered Rep.
March 31, 2015
David Armstrong
Editor's Letter: April 2015 Power in finance has shifted toward the retail financial advisor, and that's a good thing. mark for My Articles similar articles
Job Journal
August 21, 2011
Peter Weddle
How to Stand Out from the Rest of the Flock With so much competition for every job opening, it may seem like an impossible task to get the attention of recruiters. But most jobseekers fail to make the cut because of poor fundamentals and a lack of understanding of what employers expect from them. mark for My Articles similar articles