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Registered Rep. November 2, 2010 Kristen French |
RBC Chops Payout for Its Small Advisors Like many large Wall Street broker/dealers before it, RBC is sending a message to its retail financial advisors who are generating below average revenue: Get your numbers up, or accept a painfully low payout or, better, take a walk. |
Investment Advisor July 2010 James J. Green |
The Canadian Connection Royal Bank of Canada (RBC) came out of the financial crisis very strong. |
On Wall Street August 1, 2011 Frances A. McMorris |
Putting Customer Satisfaction First How to improve your practice, how to avoid regulatory trouble and what wealthy investors are seeking now. |
Registered Rep. July 19, 2010 Jerry Gleeson |
Edward Jones, RBC top J.D. Power investor survey Overall investor satisfaction with the dozen companies in the study was markedly higher this year, although the survey also showed that investors increasingly believe that investment firms are more focused on profits than on customer satisfaction. |
Investment Advisor July 2010 James J. Green |
Your Next Custodian Mike Kavanagh and his team at RBC Advisor Services enter the custody space with ambitious plans to attract big advisory firms. |
On Wall Street July 1, 2009 Helen Kearney |
RBC Swooping in on UBS Advisors A string of veteran UBS advisors have made the jump to RBC Wealth Management over the past eight months. |
U.S. Banker May 2010 Alan Kline |
Human Resources: The Business Case For Diversity Royal Bank of Canada is proving that developing a multicultural workforce is not just good policy, it s good for the bottom line. |
The Motley Fool July 13, 2011 Zeeshan Siddique |
Can You Bank on Royal Bank of Canada? In context with its growth prospects, RBC's pricing looks a bit stretched. |
Registered Rep. June 1, 2006 Halah Touryalai |
RBC Dain Rauscher: The Next Brokerage Buyer? The regional brokerage is aiming to increase its rep force to 2,500 brokers within five years, from 1,650 today. The firm's new CEO John Taft reported that acquisition is part of the strategy to meet the goal. |
On Wall Street August 1, 2011 Frances A. McMorris |
RBC's Advisor Factor FA Forward is part of a practice management strategy that RBC believes helped it snag the top spot on the recent 2011 U.S. Full Service Investor Satisfaction Study. |
The Motley Fool April 11, 2011 Zeeshan Siddique |
Here's Why RBC Shouldn't Sell Its Retail U.S. Business Now Royal Bank of Canada shouldn't sell off its U.S retail unit as it may improve with the recovering economy. |
The Motley Fool June 1, 2011 Zeeshan Siddique |
Royal Bank of Canada Fails to Match Up to Investors' Expectations Despite posting profits, RBC's shares fell by 3%. |
Investment Advisor July 2010 James J. Green |
Cultured in More Ways Than One One important part of RBC's culture is it's artwork. |
Registered Rep. May 12, 2006 Halah Touryalai |
Is Dain Rauscher the Next Brokerage Buyer? John Taft, chief executive of RBC Dain Rauscher, is aiming to have to 2,500 brokers within five years, and sees acquiring another brokerage unit as one way to reach his goal. |
Financial Planning August 1, 2013 Charles Paikert |
What the Rich Need Now Three new reports suggest the wealth management industry still needs improvement - and hint at a slowdown after recent growth. |
The Motley Fool June 29, 2011 Neha Chamaria |
Just Another Big Deal in the Banking Sector PNC Financial to acquire RBC's U.S. retail banking business, and it looks like a positive deal. |
U.S. Banker September 2001 |
Nixon Bags Still More Game When Royal Bank of Canada announced last fall that it was planning to expand in the U.S., it's clear now that it really meant business. The new CEO, Gordon Nixon, has continued a hunt that has bagged Dain Rauscher and Centura... |
On Wall Street March 1, 2010 Helen Kearney |
Compensation 2010 Your definitive guide to the changes in advisor compensation across the industry. |
On Wall Street March 1, 2010 Frances A. McMorris |
Comparing Payouts And Recognizing Branch Managers Among those challenges facing branch managers looking to recruit the best and brightest advisors are the changes that brokerage firms made to their payout grids. |
On Wall Street July 1, 2012 Pat Olsen |
Life Stories: Mary Zimmer I work with private bankers and international advisors that serve clients around the world, but primarily in Latin America. |
Registered Rep. March 1, 2008 |
RBC's Buying Spree RBC Dain Rauscher continued its recent streak of acquisitions in February, announcing plans to acquire Ferris, Baker, Watts, a full-service broker/dealer in Washington D.C. |
The Motley Fool September 30, 2008 Rich Smith |
This Just In: Upgrades and Downgrades Apple bruised by twin downgrades. |
The Motley Fool October 1, 2010 Rich Smith |
This Just In: Upgrades and Downgrades RBC Capital named Best Buy its literal "top pick" in the specialty retail sector. |
On Wall Street August 1, 2013 Mason Braswell |
Attracting Ultra-Wealthy International Clients Firms scale their U.S. operations in hopes of netting the coveted ultra-wealthy international client. |
Investment Advisor July 2010 James J. Green |
RBC Is Not Pershing Key differences between RBC and PAS philosophies. |
Registered Rep. March 13, 2007 Halah Touryalai |
RBC Goes East, Acquires New Jersey-Based Firm RBC Dain Rauscher is in acquisition mode. The Midwest regional is set to purchase New Jersey-based J.B. Hanauer, an employee-owned firm with $10 billion in assets under management. |
The Motley Fool March 26, 2009 Rich Smith |
This Just In: Upgrades and Downgrades Alphabet love: RBC picks HP to outperform. |
On Wall Street January 1, 2010 Frances A. McMorris |
Musical Chairs Management: Will Change Be Real? It's a new year with new management installed at the biggest brokerage firms. |
Job Journal May 22, 2011 Peter Weddle |
How Recruiters Work Most jobseekers must pass muster with recruiters before they will ever be considered as a candidate by those who actually do the hiring. So it's helpful to learn as much as you can about how these gatekeepers operate and what they look for in applicants. |
On Wall Street June 1, 2013 Lorie Konish |
Editor's Letter: Results of Our Annual Broker-Dealer Survey A run-down of the stories in this issue, including how top firms fared in wealth management, and a look at what new regulations mean for the industry. |
The Motley Fool August 15, 2011 Rich Smith |
Cathay General Bancorp Shares Dropped: What You Need to Know Shares of Los Angeles-based bank holding company Cathay General Bancorp popped 11% this morning -- and no, it didn't report earnings. |
Registered Rep. May 17, 2011 Diana Britton |
Advisors Promised the Moon, But Get Hard Cheese Most advisors said they had been recruited to a broker/dealer at one time or another based on promises that the firm later could not deliver on. |
Wall Street & Technology June 17, 2009 Ivy Schmerken |
RBC Capital Markets Taps Open Source Platform for Fixed Income Applications Investment bank RBC Capital Markets leverages open source development platform Eclipse to integrate multiple fixed income applications through a single user interface. |
Registered Rep. July 14, 2009 Halah Touryalai |
Financial Advisor Switching Firms Jumps in June June was a busy month for financial advisors on the move. The number of advisors switching firms jumped 45 percent in June versus May, according to Discovery Database. |
The Motley Fool February 26, 2009 Rich Smith |
This Just In: Upgrades and Downgrades RBC Capital Markets initiates coverage on a vast range of medical device and drug makers. Read on for their buys, holds, and one sell. |
Investment Advisor October 2006 Geoff Kirbyson |
Southern Exposure Spurred by a strong currency and a mature domestic market lacking in significant growth opportunities, some of Canada's most powerful financial services companies have bulked up with recent acquisitions south of the border. |
On Wall Street December 1, 2012 |
Who's News: Morgan Stanley Hires Leon Ciobataru, Luiz Boruchowski and Cheryl Young Morgan Stanley adds advisors, Baird has hired away industry veteran Karen Heintz from UBS, and four advisors from Merrill Lynch have moved to RBC. |
The Motley Fool November 19, 2009 Rich Smith |
This Just In: Upgrades and Downgrades On a market-dropping day, thanks to an upgrade from RBC Capital, thin-film solar specialist First Solar not only sidestepped the carnage, but actually rose higher. |
On Wall Street July 1, 2012 Donald Jay Korn |
Ranking Wirehouses, Regionals Working the Employee Advisor Business A recent report from Cerulli Associates criticized the wirehouses for focusing on higher net worth clients. The result was that these firms were giving away the middle market (investors with $100,000 to $500,000 of assets to invest) to competitors. |
InternetNews November 23, 2004 Colin C. Haley |
Big Blue's Insurance Buy Fits New Policy Jumping into a new area with both feet, IBM will acquire Liberty Insurance Services to become a significant player in life insurance and annuity processing and administration, the companies announced today. |
Wall Street & Technology August 22, 2005 Paul Allen |
Reconcilable Differences RBC Global Services now is preparing to implement London-based SmartStream Technologies' TLM Reconciliations platform. |
CIO October 1, 2005 Alice Dragoon |
How to Do Customer Segmentation Right Here's how RBC Royal Bank has grown its market share by courting specific customer segments, such as retired snowbirds and future doctors. |
Financial Planning December 1, 2012 |
Women Advisor Forum: Gearing Up for 2013 Five times this year in five cities around the country, top women advisors gathered to boost their skills and get to know their peers at Women Advisors Forum events. |
Bank Systems & Technology September 29, 2008 Orla O'Sullivan |
Not Content to Rank No. 1 in Candian Banking Today, Sands and RBC Look to Tomorrow Anita Sands has just been hired as a managing director at New York-based Citi. |
On Wall Street June 1, 2013 Braswell & Konish |
Leaders: Ranking the Top Wirehouses and Regional Broker-Dealers This year, the leading wirehouse and regional wealth management firms took the steps necessary to ensure they reap rewards as markets hit new highs. |
On Wall Street May 1, 2011 Pat Olsen |
George Lewis I've been fortunate to have held a number of positions with RBC over the years. I've worked in investment banking, as a research analyst for our research equity business, and led our banking product businesses. |
The Motley Fool February 27, 2009 Rich Smith |
This Just In: Upgrades and Downgrades Canadian investment banker RBC Capital Markets weighs in on telephone companies, upgrading Verizon to "outperform." |
Financial Planning August 1, 2012 |
Women Advisors Forum/Boston: Sharing Strategies Women planners are changing the face of the financial services industry. |
Registered Rep. March 31, 2015 David Armstrong |
Editor's Letter: April 2015 Power in finance has shifted toward the retail financial advisor, and that's a good thing. |
Job Journal August 21, 2011 Peter Weddle |
How to Stand Out from the Rest of the Flock With so much competition for every job opening, it may seem like an impossible task to get the attention of recruiters. But most jobseekers fail to make the cut because of poor fundamentals and a lack of understanding of what employers expect from them. |