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The Motley Fool June 13, 2011 Arunava De |
Are Hackers the Next Threat to Your Portfolio? Before you respond to a malicious attack on one of your investments in your portfolios, measure the impact that such an attack can have on the company. |
Investment Advisor March 2010 Robert F. Keane |
SEC Issues Guidance on Climate Change Disclosure The SEC has decided to provide public companies with interpretive guidance on existing SEC disclosure requirements as they apply to business or legal developments relating to the issue of climate change. |
OCC Bulletin April 14, 2005 |
Response Programs for Unauthorized Access to Customer Information and Customer Notice: Final Guidance The guidance interprets the Interagency Guidelines Establishing Information Security Standards (Security Guidelines) and addresses how financial institutions should implement a response program to address unauthorized access to customer information. |
InternetNews February 25, 2010 |
Intel Confirms Details of Cyber Attack In regulatory filing, Intel outlines "sometimes successful" attacks that infiltrated the company's systems around the same time as the massive attack on Google and other companies. |
CIO February 15, 2002 Abbie Lundberg |
Response Ability How do you respond to a computer security incident? |
On Wall Street May 1, 2013 Cumming & Horwitz |
SEC Takes on Structured Notes Large banks need to provide better information on these complex securities sold to the wealthy, regulator says. |
Investment Advisor August 2010 Melanie Waddell |
Advice to the SEC When it comes to the fiduciary standard, Capital Analysts President and CEO Matt Lynch says advisors "want to be sure the SEC seeks and gathers input from the industry as to how to implement these important changes." |
InternetNews February 17, 2010 |
When the Cyber Attack Comes, Will We Be Ready? War-game simulation of a massive cyber attack on U.S. infrastructure highlights emergency provisions administration officials might be forced to take. |
Entrepreneur June 2010 Gwen Moran |
Pay for Praise New FTC guidelines address paid endorsements. |
Registered Rep. May 10, 2007 Kristen French |
SEC Impostors on the Loose The SEC issued an alert to securities industry firms, warning them to keep an eye out for impostors -- individuals pretending to work for the SEC. |
CFO March 1, 2010 Sarah Johnson |
The Greening of Materiality The SEC calls on companies to predict the legislative process when determining whether to disclose risks related to climate change. |
Investment Advisor November 17, 2010 Thomas D. Giachetti |
Will You Stay SEC Registered in 2011? Regulatory changes could cause confusion for advisors |
OCC Bulletin February 15, 2001 |
Guidelines Establishing Standards For Safeguarding Customer Information The purpose of this bulletin is to alert you to the joint-agency issuance of the attached final "Guidelines Establishing Standards for Safeguarding Customer Information" and to highlight provisions of these guidelines... |
Bank Technology News January 2006 Glen Fest |
Data Breach Notification: States Differ On When To Sound The Alarm Legislative action on how and when banks should sound the alarm when there's been a data breach has lagged on the federal level, leading to a broad mix of state measures. |
National Defense August 2015 Yasmin Tadjdeh |
Study: No One Size Fits All in Cybersecurity Over the next decade, the cost of managing cyberattacks will increase by 38 percent. The bulk of that increase will be due to rising costs associated with security programs. |
The Motley Fool February 9, 2007 Dan Caplinger |
Millionaires Need Protecting, Too Regardless of how this issue plays out, expect continuing friction between the SEC and the hedge-fund industry. In the meantime, if you want to use alternative investments, you'd best get started toward the new $2.5 million mark. |
Pharmaceutical Executive February 1, 2012 Jennifer Ringler |
Industry Trees are Falling, But is FDA Around to Hear? Experts weigh in on FDA's long-awaited social media guidelines. |
The Motley Fool December 26, 2006 Dan Caplinger |
The SEC's Gift to You: Part 2 By giving the investing public access to information, and serving as a regulator with the power to take action to correct problems, the SEC works hard to protect investors. |
Entrepreneur April 2007 David Worrell |
Ready to Report It may get a little easier for some small-businesses to play by the Sarbanes-Oxley rules. |
OCC Bulletin December 14, 2005 |
Small Entity Compliance Guide This compliance guide summarizes the obligations of financial institutions to protect customer information and illustrates how certain provisions of the Security Guidelines apply to specific situations. |
Information Today August 6, 2012 Barbie E. Keiser |
Cybersecurity and Privacy Concerns at the Highest Levels of Government Ensuring the privacy and security of personal information collected by federal government agencies and preventing cyberattacks in the future is a responsibility of government that all Americans can support. |
IEEE Spectrum July 2011 Robert N. Charette |
More Cyberattacks or Just More Media Attention? We've failed to take cybersecurity seriously. Now we're paying the piper |
Financial Planning March 1, 2007 Mike Suppappola |
Compliance Tips New Soft Dollar Rules: Is Your Firm Ready? |
InternetNews July 8, 2009 Andy Patrizio |
Apple Faces SEC Probe on Jobs Health Disclosure The U.S. Securities and Exchange Commission is investigating Apple's handling of CEO Steve Jobs's health problems. |
Search Engine Watch January 20, 2010 Jason King |
Google's New Approach to China: A Closer Look at the Attack Heard 'Round the Web Taking a look at the numerous security implications for Google users after last week's cyber attack on Google by China. |
IEEE Spectrum August 2012 Willie D. Jones |
Declarations of Cyberwar What the revelations about the U.S.-Israeli origin of Stuxnet mean for warfare |
Fast Company Neal Ungerleider |
Facebook Tipped Off The U.S. Government To Iranian Hackers State Department officials were tipped off by Facebook's new notifications when Iranian hackers compromised their Facebook accounts. |
OCC Bulletin February 2, 2005 |
Standards for National Banks' Residential Mortgage Lending Practices OCC guidelines establishing standards to further ensure that national banks do not become involved in predatory, abusive, unfair, or deceptive residential mortgage lending practices take effect 60 days after their publication in the federal register. |
BusinessWeek September 26, 2005 Amy Borrus |
The SEC: Cracking Down On Spin The Securities & Exchange Commission is going after executives for skimpy or misleading disclosures in annual reports. |