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U.S. Banker September 2008 John Adams |
Time for PE Class PE raises thorny regulatory issues about how much control a non-regulated PE firm can have over a regulated bank-issues that PE firms, regulators and banks have yet to sort out. |
U.S. Banker July 2009 John Engen |
Match Game If the investments in companies like BankUnited result in stronger franchises, it will confirm that perhaps there is a greater role for private equity in the banking industry. |
BusinessWeek June 4, 2009 Peter Carbonara |
Private Equity Moves In on Banks With hundreds of banks in desperate need of cash, regulators are allowing deals with firms that rewrite the rules of ownership. |
U.S. Banker February 2009 Michael Sisk |
Capital Reservation The financial industry is in for a major regulatory overhaul, and one area that's getting lots of attention is capital ratios. |
U.S. Banker August 2010 Mark W. Olson |
Endangered Species: The State Banking Charter Should state legislatures continue to see value in funding their state bank regulators, the charter in those states would continue to have viability. |
The Motley Fool December 15, 2006 Dan Caplinger |
The Lure of Private Equity The fact that private equity deals have become commonplace shows that private equity provides benefits to investors as well as to companies and their corporate managers. |
OCC Bulletin March 5, 2001 |
Risk-Based Capital -- Nonfinancial Equity Investments This bulletin on the regulatory capital treatment of nonfinancial equity investments was motivated by the agencies' belief that equity investment activities generally involve risks that are higher than the risks associated with many traditional banking activities... |
Bank Systems & Technology June 18, 2009 Maria Bruno-Britz |
The Financial Industry Reacts to Obama Regulatory Proposal Although most agree with the general principles outlined in the President's financial reform plan, they find several sticking points -- and IT won't be immune. |
U.S. Banker July 2009 Andrew Dubinsky |
Electronic Lending Could Help Avert Another Crisis If regulators had the tools in place to effectively view complex debt instruments and the links between the financial institutions that securitize, hold, and insure them this crisis may not have happened. |
Bank Systems & Technology November 20, 2009 Melanie Rodier |
Bank Enforcement Cease and Desist Actions Quickly Rising The financial crisis is causing a dramatic rise in the number of cease and desist orders by bank regulators and should be a warning sign for bank managers and directors. |
OCC Bulletin January 31, 2002 |
Risk-Based Capital -- Nonfinancial Equity Investments Similar to the earlier proposal, this final rule requires a series of marginal capital charges on equity investments that increase with the level of those investments relative to the bank's Tier 1 capital... |
U.S. Banker January 2009 Michael Sisk |
Lessons From the S&L Bailout It's inevitable that today's financial crisis gets compared to the nation's savings and loan bailout, which cost taxpayers about $250 billion in today's dollars. What lessons did we learn from it? |
Bank Director 3rd Quarter 2010 Jonathan Joseph |
Return of the Fortress Balance Sheet Since traditional noncumulative perpetual preferred stock is treated as Tier 1 capital, it should be considered to improve capital strength. |
BusinessWeek July 2, 2007 Maria Bartiromo |
Bashing Private Equity Congress is contemplating tax changes that would have a significant impact on private equity profits, and criticism of the buyout juggernaut is gaining ground in both the U.S. and Europe. |
U.S. Banker March 2009 Joseph Rosta |
Regulation Redux After years of tracking, report writing, report filing, documentation, and general paper churning, the Age of Re-regulation is nigh for the financial sector. |
BusinessWeek February 17, 2011 Craig Torres |
The Fed's A-Team Hunts for Signs of Risk LISCC, as the Fed team of analysts and economists is called, probes the banks. |
Investment Advisor April 2008 Jeff Joseph |
Private Equity Pedigree = Persistent Positive Returns Private equity firms may be struggling with the credit crunch, but they're here to stay. |
CFO April 1, 2011 Vincent Ryan |
The Big Fail Despite the reach of Dodd-Frank, the "too-big-to-fail" bank dilemma lives on. |
Bank Director 1st Quarter 2011 Jack Milligan |
In the Eye of the Storm Former Comptroller of the Currency John C. Dugan speaks candidly about the financial crisis of 2008, the landmark Dodd-Frank Act and the need for minimum loan underwriting standards for the banking industry. |
U.S. Banker August 2008 Michael Sisk |
The Next Frontier: Rights Issues? Bankers may want to take a closer look at a capital raising technique that's popular in Europe but virtually unheard of stateside: "rights issues." |
Finance & Development September 2009 Randall Dodd |
Overhauling the System The United States is proposing the most radical reform of financial regulation since the New Deal. |
Financial Planning December 1, 2012 Joe Russo |
Independents Rising: Joe Russo Commentary When we re lumped in with all financial professionals, the value we offer is compromised. |
Bank Systems & Technology November 11, 2009 Maria Bruno-Britz |
Banking Groups React to Sen. Dodd's Draft Regulatory Legislation With a Big 'No' Although organizations approve of the Senate's efforts, they say it goes too far in undermining those aspects of financial services that actually work. |
U.S. Banker February 2010 Steven Sloan |
Community Banks Sound Off on Pay Plan The Fed wants more control over executive pay, but many are arguing that smaller institutions should be exempt from the proposed rules. |
BusinessWeek June 25, 2009 Theo Francis & Mark Scott |
European Regulators Target U.S. Firms New regulatory efforts by European policymakers may put American banks, insurers, and money managers at a competitive disadvantage. |
The Motley Fool December 15, 2006 Dan Caplinger |
The Lure of Private Equity -- Part 2 As one can infer from the increasing trend toward private equity investments, the use of private equity provides advantages over other methods of raising corporate capital. |
On Wall Street December 1, 2008 Cheyenne Hopkins |
The Obama Agenda: Reforming Regulation The fight for the presidency is over, but the battle over the future of financial services has just begun. |
Bank Director 4th Quarter 2009 Jim Freer |
Capital Management: Banking's Trickiest Juggling Act More than ever, directors are keeping their eyes fixed on the balance sheet, in an effort to reach perfect harmony between regulatory soundness and profitability. |
U.S. Banker November 2009 Kaper & Hopkins |
Dodd's Power of Persuasion Facing long odds, the Banking Committee Chairman builds support for a plan to create a prudential regulator. But would a single agency kill the dual banking system? |
BusinessWeek January 15, 2007 Maria Bartiromo |
Private Equity's Next Targets Private equity was the business story of 2006, and it's far from over. |
Investment Advisor July 2008 Melanie Waddell |
SEC Chairmen of Yore Speak Six former SEC chairmen pointed to quite a few regulatory challenges that loom large -- namely globalization of the world markets, the burgeoning market for complex synthetic securities, and the continued growth of hedge funds. |
FDIC FYI May 30, 2002 |
Financial Transparency and Regulatory Policy The importance of financial transparency and investor confidence in financial markets can hardly be overstated in the current environment... |
The Motley Fool July 25, 2007 Matt Koppenheffer |
The Investment Banking Business: Money Management These days, investment banks do much more than just investment banking. In addition to traditional asset management they're getting involved in hedge funds and private equity. |
On Wall Street August 1, 2012 Donna Borak |
Dodd-Frank Reforms Inch Along In the first year after passage of the Dodd-Frank Act, regulators made some progress implementing the law. Now they have essentially ground to a halt. |
The Motley Fool May 22, 2007 Emil Lee |
The Private Equity Put Are private equity firms propping up the market? |
Wall Street & Technology November 17, 2005 |
Rising Equity Stakes Despite stock market declines in recent years, institutional investors increased their equity ownership in U.S. markets, according to a recent report. |
The Motley Fool January 20, 2004 Dayana Yochim |
Home Sweet Savings Home is where the wealth is -- less so, if you're rich. |
Bank Director 2nd Quarter 2010 Deborah Scally |
2010: A Game-Changing Year for Bank M&A A notable panel of M&A experts says 2010 will witness many changes in the banking landscape - among them, congressional reform, an uptick in private equity, and more consolidation. |
The Motley Fool August 23, 2010 Ilan Moscovitz |
Treasury on Regulatory Failure and "Too Big to Fail" The Treasury Department answers questions on the new regulations and big banking. Part two of a three-part interview. |
CFO April 1, 2004 Ronald Fink |
Playing Favorites Why Alan Greenspan's Fed lets banks off easy on corporate fraud. |
BusinessWeek November 19, 2009 Maria Bartiromo |
Steve Schwarzman Starts Warming Up The author talks to Blackstone's Steve Schwarzman about the state of the private equity market, changes on Wall Street, and the outlook for various types of investments. |
Bank Systems & Technology December 29, 2009 Henry Ristuccia |
Washington's Regulatory Agenda Will Shape Banks' Risk IT Strategies Now is the time to examine governance, risk and regulatory compliance processes and to get your house in order so that your bank can be ahead of any requirements that may be enacted. |
U.S. Banker April 2009 Rebecca Sausner |
Good Luck With That Outside the Beltway many bankers and industry players believe it matters less who gets anointed with the power to monitor systemic risk and more what tools can get the job done. |
Global Services November 29, 2007 |
The Future of Regulation Whether offshore or onshore, the confluence of increased regulations and increased outsourcing will result in increasingly intense scrutiny by regulators of outsourcing relationships. |
Bank Director 2nd Quarter 2011 Jack Milligan |
Cautious Optimism: Returns to Bank M&A A gradual improvement in asset quality industry wide, along with unprecedented pressure from regulators, is helping to revive the bank M&A market after three lean years -- although prices might never return to their lofty highs of past cycles. |
The Motley Fool May 23, 2007 Matt Koppenheffer |
Dueling Fools: Private Equity Bull Rebuttal Private equity deals aren't without their warts, but they're still benefiting investors. |
Chemistry World February 2008 Nuala Moran |
The Chemistry of Private Equity Private equity has transformed the chemicals industry, but can it play the same role in high-risk R&D driven companies? |
Wall Street & Technology November 23, 2009 Greg MacSweeney |
WS&T Presents the Capital Markets Outlook 2010 Wall Street & Technology editors examine the top 10 trends that will shape the capital markets in the coming year. |
Finance & Development September 2009 Andrew Crockett |
Rebuilding the Financial Architecture What needs to be done to strengthen financial regulation and supervision? |
HBS Working Knowledge April 23, 2008 Dwight Crane |
The Gap in the U.S. Treasury Recommendations U.S. Treasury recommendations for strengthening the regulation of the financial system are a good start but fall short, says Harvard Business School professor emeritus Dwight B. Crane. |