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Wall Street & Technology
October 20, 2006
Tim Clark |
Adoption of Corporate Actions Standards Are Improving While the quality of event data is still problematic for the banking industry, the adoption of corporate actions standards is on the rise.   |
Registered Rep.
March 1, 2005
James Femia |
Risky Business Corporate actions processing can be a risky business. And investors everywhere, including your clients, can end up paying for that risk. |
Registered Rep.
November 1, 2005
Brett Lancaster |
Wringing the Risk Out of Corporate Actions The vice president of Global Corporate Actions, The Depository Trust & Clearing Corporation (DTCC) asserts that the global financial services industry recognizes the need to bring greater harmony and reduced risk to corporate actions processing, which will also advance the goal of straight-through processing. |
Wall Street & Technology
July 26, 2004
Paul Allen |
SIA Unfurls STP Banner Again "Yes" to straight-through processing (STP), "no" to T+1. That's the message that came out of the Securities Industry Association (SIA) as it responded last month to the recent SEC concept release on ways to improve the safety and operational efficiency of the U.S. clearance and settlement system. |
Wall Street & Technology
December 12, 2007
Bhingarde & Arora |
Asset Managers Adopt a Software-as-a-Service Model for Corporate Actions Processing While asset managers and broker-dealers clearly do not need a corporate actions processing system as large as custodians, they do require an automated solution to mitigate the inherent risk with manual processing. |
Wall Street & Technology
March 26, 2004
Jim Middlemiss |
IT Challenge: Settlement The Challenge: For financial services firms, moving away from batch processing is still a challenge. The DTCC's new inventory-management system offers delivery flexibility and helps firms find efficiencies and increase automation in the settlement process. |
Wall Street & Technology
January 18, 2008
Penny Crosman |
Asset Management Firms Slowly Automating Corporate Actions Asset firms are doing their best to automate corporate actions, but they're waiting for custodians to catch up. |
Bank Technology News
December 2007 |
Custody: Remaining Active in Corporate Actions Large institutions face mounting challenges around the management of their positions in a global environment, and custodians such as JPMorgan Worldwide Securities Services are starting to innovate. |
Bank Systems & Technology
October 23, 2008
Peggy Bresnick Kendler |
J.P. Morgan Signs on for DTCC's Loan/SERV to Automate Syndicated Loan Services J.P. Morgan has signed on for The Depository Trust & Clearing Corporation's Loan/SERV and will begin using the new suite of services to automate and streamline the processing of their syndicated commercial loans. |
Financial Advisor
December 2003 |
Advisor Emporium New Communications System Will Help SMA Industry... Rydex Program For RIAs... ICON Funds Names Managers... etc. |
Wall Street & Technology
June 18, 2007
Penny Crosman |
Technology Upgrades Improve Derivatives Processing The DTCC, SwapsWire, major broker-dealers and custodians, such as State Street, all are upgrading their technology to bring derivatives processes into the 21st century. |
Bank Technology News
November 2001
David Rountree |
Securities Industry Grapples with STP Challenges To completely automate the trade process, U.S. firms will have to spend billions to overcome a bevy of complex obstacles... |
Wall Street & Technology
August 6, 2007
Melanie Rodier |
Deliso Joins DTCC's Wealth Management Services Nicholas A. Deliso has joined The Depository Trust & Clearing Corp. as a senior relationship manager in the wealth management services area. |
Wall Street & Technology
August 22, 2006 |
Corporate Actions Trip Up STP According to TowerGroup Research An integral part of today's capital markets, corporate actions processing remains the largest stumbling block to the financial services industry's attempt at realizing straight-through processing, according to new research. |
Wall Street & Technology
November 29, 2004
Ivy Schmerken |
Learning How to Share Banc of America Securities has made major cost-cutting strides by creating a central hub to aggregate and validate reference data so a single source can feed front-, middle- and back-office applications. |
Wall Street & Technology
August 21, 2006
Tim Clark |
Affirmative Action A flood of new solutions hits the credit derivatives space in an effort to stem the risk of backlogged paperwork. |
CRM
July 10, 2015
Anna Convery |
4 Steps to Using Automation to Transform Your Enterprise Leave decision making to humans, but automate (or eliminate) the processes that lead up to it. |
Bank Systems & Technology
May 21, 2009
Maria Bruno-Britz |
J.P. Morgan Offering ISO 20022 Standard-based Payments and Reporting J.P. Morgan's treasury services unit is providing clients with ISO standard to supply richer remittance information and automation. |
Wall Street & Technology
October 25, 2004
Paul Allen |
Slow, But Powerful Creating data standards isn't much fun. But work being done now has the potential to transform the financial-services landscape. |
Wall Street & Technology
January 6, 2006
Paul Allen |
Reference Data to Go? In signing up for Accenture's Managed Reference Data Services (MRDS), Wachovia joins a handful of firms opting to outsource reference data operations. But reference data outsourcing does have drawbacks. |
Wall Street & Technology
February 19, 2008
Melanie Rodier |
DTCC Streamlines Managed Accounts The Depository Trust & Clearing Corp. is launching the Managed Accounts Service, which provides an automated, centralized platform that will streamline communications among investment managers, sponsors and service providers. |
Wall Street & Technology
September 22, 2007
Melanie Rodier |
Omgeo Board Adds Michael Bodson Bodson, executive managing director for business management, strategy and marketing for The Depository Trust & Clearing Corp. has joined the Omgeo board of managers. |
Wall Street & Technology
February 4, 2005
Jim Middlemiss |
Setting Sights on China When the Depository Trust & Clearing Corp. was looking for a place to set up a round-the-clock corporate-actions center in South Asia, it undertook an exhaustive evaluation of possible sites. |
The Motley Fool
December 26, 2006
Dan Caplinger |
The SEC's Gift to You: Part 2 By giving the investing public access to information, and serving as a regulator with the power to take action to correct problems, the SEC works hard to protect investors. |
Wall Street & Technology
April 27, 2004
Jessica Pallay |
Newsmakers Angstadt Promoted at Archipelago... JPMorgan Investor Services Appoints New CTO... DTCC Stresses Security with Carey... People on the Move... |
Registered Rep.
November 10, 2005
David A. Geracioti |
News From the SIA Meeting The top executives of the nation's biggest securities firms gathered at their annual meeting and declared that 2005 will go down as one of the industry's best years ever. |
Registered Rep.
September 3, 2003
David Gaffen |
NASD: Brokers With Complaints Need A Watchful Eye Heed the red flags. This is the thrust of a new NASD proposal that would require brokerage houses to devote extra supervision to reps with extensive numbers of complaints or regulatory actions against them. |
The Motley Fool
June 5, 2007
Rich Duprey |
SEC Backs Scheme Liability In an effort to deflect the criticism that it's too pro-business, the SEC has decided to back a theory that may ultimately prove to be a particularly shareholder-hostile action. |
Wall Street & Technology
January 22, 2008
Penny Crosman |
Financial Firms Spent $285 Million on Corporate Actions Technology in 2007 A study found that spending on corporate actions technology has been rising dramatically since 2004. |
Wall Street & Technology
May 18, 2007
Melanie Rodier |
DTCC Hires Citigroup Risk Veteran Douglas George George will lead DTCC's enterprise risk management (ERM) efforts, including oversight of credit and market risk associated with all of the DTCC subsidiaries' clearing, settlement and depository activities. |
Bank Technology News
July 2009
John Adams |
JPMorgan Chase Sets the Bar for Payments Even early into adoption of the ISO 20022 messaging standard in its treasury services business, JPMorgan Chase can provide a peak into how the standard may hasten payment initiation and reporting far downstream. |
Wall Street & Technology
June 4, 2004 |
Key Trends in U.S. Securities Key IT trends within the U.S. securities industry currently revolve around the broad concepts of cost reduction, operational efficiency, and compliance and risk management. |
Registered Rep.
December 1, 2004
David A. Gaffen |
Quietly Active The annual Securities Industry Association conference exuded an odd serenity, at least until the speakers invoked the name of Eliot Spitzer. |
Wall Street & Technology
February 14, 2006
Leslie Kramer |
Security Begins at the Start The lack of attention given security vulnerabilities during software development remains a big problem for financial firms. |
