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Registered Rep.
August 26, 2014
Diana Britton |
The Evolution of RCAP Nicholas Schorsch, executive chairman of RCS Capital, made his initial foray into the independent broker/dealer space with his purchase of First Allied Securities and The Legend Group, with 1,500 advisors. Since then, Schorsch has been on an acquisition tear.   |
Registered Rep.
January 16, 2014
Diana Britton |
Did Schorsch Overpay for Cetera? Nicholas Schorsch, head of RCS Capital Corp., announced Thursday that he was buying Cetera Financial from private equity firm Lightyear Capital for about one times Cetera's trailing 12-month revenue. |
Investment Advisor
April 2010
James J. Green |
Broker/Dealer Briefing: Cetera Ready to Grow Former Ing Broker/Dealers Are Committed to the new Cetera Financial Hybrid Model. |
Registered Rep.
March 31, 2015
Diana Britton |
Do You Consider Yourself a Fiduciary? A survey of broker dealers on this question. |
Registered Rep.
November 22, 2011
Diana Britton |
Non-Traded REITs Raising Red Flags in the Industry Amid the recent market fluctuations, non-traded real estate investment trusts have been popular among investors searching for yield and asset classes with low correlations to equities. |
Financial Advisor
June 2010
Gail Liberman |
Private REIT Explosion Regulators are concerned that too many retirees searching for higher dividends may be investing without understanding the risks. |
Investment Advisor
March 2010
James J. Green |
Lightyear Buys ING B/Ds Private equity firm Lightyear Capital LLC has completed its acquisition of the three independent broker/dealers that formerly constituted the ING Advisors Network. |
Registered Rep.
June 7, 2011
Diana Britton |
Advisor Group in Talks to Acquire Smaller B/D Independent broker/dealer network Advisor Group is talking to a number of small and mid-sized broker/dealers that the company would consider purchasing. |
Registered Rep.
April 11, 2012
Diana Britton |
Could Non-Traded REITs Start To Sink? Some stakeholders say the entire non-traded REIT industry is going to be turned on its head in the next year, and many current players who can't adapt will disappear. |
Real Estate Portfolio
Mar/Apr 2008
Ryan Chittum |
Building Potential Non-traded REITs, cousins of publicly traded REITs, are a growing trend in the real estate investment industry. |
| Registered Rep. |
The Top 30 Independent Broker/Dealers in 2015 The list below is comprised of the 30 largest IBDs ranked by average assets under management per advisor, as of 2014. |
Registered Rep.
August 29, 2014
Megan Leonhardt |
Patching Together an Empire Cetera Financial is now the face of RCAP's independent retail advice segment. How do you keep Cetera's culture from bleeding into all of the other b/ds that RCAP has acquired? |
Financial Planning
August 1, 2011
Shafer & Ellis |
Eyeing REITs for Growth Commercial real estate can provide added diversification for investors. And current market conditions suggest now is the time to seriously consider them as an option for growth. |
Investment Advisor
June 1, 2011
Danielle Andrus |
POINT: Non-Traded REITs -- A Stability Play Non-traded REITs may have limited liquidity, but they provide more stability than their publicly traded counterparts |
Registered Rep.
March 8, 2011
Diana Britton |
IBDs Dress Up Offerings For Hybrids Independent broker-dealers have lately been ramping up their efforts to attract hybrid advisors. |
Financial Advisor
February 2012 |
Cetera Buys Genworth's Tax And Accounting Unit Genworth's tax and accounting financial advisory unit, Genworth Financial Investment Services, was sold last month to Cetera Financial Group, an independent broker/dealer network serving approximately 5,000 financial advisors. |
Registered Rep.
August 29, 2012
Jennifer Popovec |
End Game Non-traded REITs face difficult decisions for liquidity events. |
Financial Planning
March 1, 2012
Ann Marsh |
Cetera CEO Scales Up Valerie Brown is CEO of one of the fastest-growing networks of independent advisors in the country, Cetera Financial Group in El Segundo, CA. |
Financial Advisor
May 2009
Jeff Schlegel |
A REIT Alternative Non-traded REITs offer a different take on real estate. |
Registered Rep.
May 27, 2015
Debbie Carlson |
REITs and Rates Some investors see the recent falloff in REITs -- down 1.43 percent year-to-date, and down 5.9 percent in April alone, according to the MSCI U.S. REIT index -- as a natural retrenchment. |
Registered Rep.
August 4, 2014 |
The Ten to Watch in 2015 The people listed here bear watching closely, if only because they represent the kind of sweeping changes transforming the wealth management industry, almost always for the better. |
Financial Planning
June 1, 2012
Ann Marsh |
Go Big or Go Home There's a stark choice facing many players in the rapidly consolidating independent B-D game for the foreseeable future: Grow like crazy or call it quits. |
Commercial Investment Real Estate
Jul/Aug 2006
M. Jason Mattox |
Know Your REITs In today's market not all real estate investment trusts are the same. When working with publicly traded or private REITs, real estate professionals must keep the public or private nature of the entity in mind. |
Registered Rep.
February 1, 2013
Diana Britton |
Comings & Goings: February 2013 The Financial Services Institute tapped Kathryn Anderson as its new director of corporate relations... Mary Jo White is the new chair of the Securities and Exchange Commission... Douglas King will become president and CEO of Cetera Advisor Networks... |
Registered Rep.
October 28, 2015 |
Cetera Financial: A 90-by-90 Approach to Transition Cetera Financial built their 90-in-90 Plan to help advisors who are transitioning to another firm, overcome anxiety by laying out a defined, detailed and complete process. |
Registered Rep.
March 2, 2012
Diana Britton |
Reversal of Fortune: IBD Wins Arbitration Case Two principals of former independent broker/dealer WFP Securities Corporation were awarded $135,000 yesterday, a rare reprieve in the recent deluge of arbitration claims against the firm, and other IBDs, over risky investments in private placements and non-traded REITs. |
The Motley Fool
April 6, 2006
Selena Maranjian |
Looking for a Roth IRA Brokerage When looking to invest in a Roth IRA, consider all the angles before signing up -- a low commission might not be enough. |
The Motley Fool
February 26, 2007
Dan Caplinger |
The REIT Stuff Though REITs may play a useful role in creating a well-balanced portfolio, investors shouldn't expect those 25% annual returns to continue forever. |
Financial Advisor
April 2010
Caren Chesler |
REITs Rebound More REITs are once again able to raise capital and are buying depressed assets. |
Financial Planning
November 1, 2011
John F. Wasik |
Unlisted REITs: Caveat Emptor In an investment world awash with plain vanilla offerings and obscure flavors, unlisted REITs are among the most exotic choices. |
