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CFO October 1, 2010 Randy Myers	The Calm Before Reform With sweeping new legislation on the horizon, companies (and their banks) try to gauge the impact.
BusinessWeek August 26, 2010 James Sterngold	Let a Thousand Regulators Bloom As agencies begin rewiring Wall Street, job openings abound.
On Wall Street August 1, 2012 Donna Borak	Dodd-Frank Reforms Inch Along In the first year after passage of the Dodd-Frank Act, regulators made some progress implementing the law. Now they have essentially ground to a halt.
Bank Director 4th Quarter 2010 John R. Engen	Welcome to the Great Unknown The ink is dry on Dodd-Frank, and now bank executives and board members are cracking open the 2,300-page rulebook to try to discern what it all means for the industry going forward.
Finance & Development September 2009 Randall Dodd	Overhauling the System The United States is proposing the most radical reform of financial regulation since the New Deal.
CFO November 1, 2010 Vincent Ryan	Making Sense of Bank Reform The Dodd-Frank Act is arguably as inscrutable as the institutions and instruments it is supposed to fix.
Investment Advisor March 1, 2011 Melanie Waddell	SEC Fiduciary Rule May Hit by Summer Despite the advisory industry's hopes that the Securities and Exchange Commission would get a quick start on writing a rule to put brokers under the same fiduciary standard as advisors, it looks as though a rulemaking could come by summer.
HBS Working Knowledge July 21, 2010	HBS Faculty Debate Financial Reform Legislation What do Harvard Business School faculty experts who conduct research on financial markets and regulation and who, in many cases, have held leadership positions in the financial sector, think about the bill and its intended (and unintended) consequences?
CFO July 1, 2007 Scott Leibs	Five Years and Accounting This story is Part 1 in a three-part series on how corporate finance has changed since the Sarbanes-Oxley Act was passed.
The Motley Fool May 24, 2010 Moscovitz & Koppenheffer	Wall Street Reform: The Good, the Meh, and the Ugly A Foolish take on what's in the Senate bill.
CFO April 1, 2011 Vincent Ryan	The Big Fail Despite the reach of Dodd-Frank, the "too-big-to-fail" bank dilemma lives on.
Bank Systems & Technology July 19, 2010 Penny Crosman	Q&A: Banking Attorney Winthrop Brown on How the Dodd-Frank Bill Will Affect Banks Bankers should help regulators draft their new rules under the law, the Milbank Tweed partner says.
CFO August 1, 2012 Edward Teach	Dodd-Frank at Two Overhauling the world's largest financial system doesn't happen overnight.
Bank Director 1st Quarter 2011 Jack Milligan	In the Eye of the Storm Former Comptroller of the Currency John C. Dugan speaks candidly about the financial crisis of 2008, the landmark Dodd-Frank Act and the need for minimum loan underwriting standards for the banking industry.
On Wall Street February 1, 2012 Joe Adler	Hill's Focus on Volcker Rule Just Starting The Volcker Rule is shaping up to be a case study of lawmakers continuing to sound off on an issue that is technically no longer under their purview.
CFO April 1, 2004 Ronald Fink	Playing Favorites Why Alan Greenspan's Fed lets banks off easy on corporate fraud.
Bank Director 4th Quarter 2010 John R. Engen	Back in the Saddle Former FDIC chairman Bill Isaac has taken the reins as the new chairman of Fifth Third Bancorp. Here, he talks about his career, growing the bank, and why, in his view, Dodd-Frank is an unmitigated disaster.
On Wall Street June 1, 2012 Kevin Wack	13 Financial Regulation Questions For Romney Mitt Romney has participated in 23 debates and sat for scores of interviews since launching his campaign for president, but nearly a year later, he's still maddeningly vague about his views on financial policy.
Salon.com February 5, 2002 Damien Cave	Risky business How did Enron break into the elite Wall Street world of credit derivatives?
CFO August 1, 2007 Kate O'Sullivan	The SEC Rules Five years after Sarbanes-Oxley, the SEC is flexing its regulatory muscle as never before.
Registered Rep. June 15, 2010 Kristen French	NASAA Says Reg-D Is Second Biggest Investor Protection Concern NASAA President Denise Voigt Crawford outlined the biggest investor protection provisions in Wall Street reform legislation that are supported by the organization.
The Motley Fool November 5, 2010 Moscovitz & Housel	Your Chance to Fix Wall Street The following is our response to the Financial Stability Oversight Council's request for public comments on implementation of the Volcker rule.
On Wall Street August 1, 2010 Sen. Tim Johnson	Coordinating Global Regulation Senator who helped hammer out the reform bill says this is just the beginning.
The Motley Fool July 16, 2010 Ilan Moscovitz	Will This Stop the Next Financial Armageddon? What key measures in the 2,322-page financial reform bill actually matter, and will they stop the next financial Armageddon?
Registered Rep. July 25, 2011 Lena S. Rizkallah	Are the New Dodd-Frank Regulations Good for the Insurance Business? While the Dodd-Frank Act will impose additional restrictions on previously unregulated areas in the financial industry, it may also set additional limitations in place on the insurance industry, which some advisors view as unnecessary and others beneficial.
CFO January 1, 2003	Credit Watch S&P's Leo O'Neill to SEC: We are not the watchdogs.
Registered Rep. March 10, 2011 Kristen French	SEC Says Bigger Budget Is Supported By BCG Report In testimony before Congress Thursday, SEC Chairman Mary Schapiro made a case for an increase in the agency's funding to $1.407 billion for 2012.
FDIC FYI July 24, 2002	Enhancing Financial Transparency Participants in the conference discussed the strengths and flaws inherent in the U.S. financial reporting process and suggested ways of modifying not only the reporting mechanism, but also the accounting standards that underlie financial statements, audit opinions, credit ratings and analyst reports.
Investment Advisor August 2010 Melanie Waddell	Washington Watch: Financial Services Reform Finalized SEC gets fiduciary powers, but lack of self funding may pose trouble
On Wall Street June 1, 2011 Lorie Konish	Five Questions With Phil Angelides A conversation with Financial Crisis Inquiry Chairman Phil Angelides about the report's findings and how they can help shape the industry's future.
Finance & Development December 1, 2008 Noel Sacasa	Preventing Future Crises The financial crisis has exposed weaknesses in the current regulatory and supervisory frameworks and made it clear that we are in need of regulatory reform.
CFO June 1, 2010 Randy Myers	Ratings Disaster Congress takes another stab at reforming the credit-rating agencies, whose AAA seal of approval helped fuel the subprime crisis. But will any change truly make a difference?
CFO October 1, 2009 Randy Myers	Boxed In The government's push to standardize over-the-counter derivatives could severely disrupt corporate hedging programs.
BusinessWeek May 27, 2010 Matthew Leising	How Wall Street Gamed Derivatives Reform New legislation likely won't have a major effect on banks that own stakes in trading and clearing firms.
On Wall Street September 1, 2011 Barbara Rehm	Dodd-Frank: Get Set for 1,500 More Tiny Cuts If there is a silver lining in last month's volatility it may be a renewed sense of urgency among policymakers. So it seems like a good time to ask what single rule, still to come from the regulators, will have the most impact on Dodd-Frank's effectiveness.
Investment Advisor May 1, 2011	Follow the Leaders: The 2011 IA 25 Announcing the 2011 IA 25 - Fiduciary, behavior, retirement and much more
CFO October 1, 2002	Reform: How the Corporate Landscape Is Changing Everyone from Congress to the journalist next door has a reform proposal to promote. This article assesses the likelihood of passage as well as the potential impact of several proposals.
Investment Advisor September 2008 Melanie Waddell	Turf Wars A conversation with former SEC Commissioner Roel Campos about the Treasury's Blueprint for financial services reform.
U.S. Banker September 2010 Alan Kline	Not All Doom and Gloom There's not much upside for big banks, but the widely disliked Dodd-Frank Act has some benefits for community banks.
Bank Director 3rd Quarter 2009 John Berlau	Overregulation Plan Won't Fix Financial Crisis Initial reports indicate that these early hopes of a more accountable regulatory structure from the Obama administration have been dashed.
Reason January 2009 Katherine Mangu-Ward	Is Deregulation to Blame? The new Washington consensus says "yes." The facts on the ground say something different.
The Motley Fool July 22, 2010 Matt Koppenheffer	The Government Superheroes Preventing the Next Crash Can the Financial Stability Oversight Council save our financial system from evildoers?
Investment Advisor April 1, 2011	SEC and the Fiduciary Study: Politics and the Fiduciary Standard AdvisorOne Wealth Editor Kate McBride explains the political process under which Dodd Frank was passed, up to the SEC's reports on an SRO and fiduciary standard
Investment Advisor July 2009 Melanie Waddell	Danger & Opportunity: Bracing for Change It looks to be all but inevitable that the rules for broker/dealers and investment advisors will be harmonized, and that broker/dealers offering investment advice will have to adhere to a fiduciary standard of care.
CFO September 1, 2009 Josh Hyatt	The Crackdown Continues Congress is working on a bill to give shareholders more say on pay, while companies on their own are reining in excess.
Investment Advisor July 2010 Melanie Waddell	A Whirlwind of SEC Activity Harmonization of advisor and B/D rules will move forward.
Financial Planning March 1, 2007 Lynn Hume	The Bond Buyer SEC Votes on Rules for Rating Agencies: The proposed rules would implement provisions of the Credit Rating Agency Reform Act of 2006, which Congress approved and President Bush signed to foster increased competition, transparency and accountability among rating agencies.
Finance & Development March 2009 Amar Bhattacharya	A Tangled Web Everyone agrees on reforming the governance of financial markets, but who will do what remains unclear.
Insurance & Technology June 30, 2010 Anthony O'Donnell	Insurance Trade Associations Mostly Relieved by Financial Reform Bill Deal Duplicative federal regulation of the insurance industry is essentially absent from the Dodd-Frank bill that emerged from a Marathon session in Congress June 25.
CFO September 1, 2007	Mend the GAAP Simplifying Financial Reporting... Prosecuting CFOs... Finding Board Members... Gaining Proxy Access... Regulating Rating Agencies... etc.