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On Wall Street March 1, 2010 Mark Astarita	Advisors Allowed To Get Social Some firms will continue to ban social media, while others will use the necessary software to allow it-just don't make a recommendation on one of the sites.
Financial Advisor March 2010 Joel P. Bruckenstein	Beware The Pitfalls The advantages of social media for advisors are being trumpeted loudly, but the risks are heard less.
Financial Advisor July 2010 Andrew Gluck	A New Era With broker-dealers now starting to embrace social media, advisors have many more ways to market their firms.
Bank Technology News March 2010 Michael Sisk	How to Stay Online and Inbounds Combine the fast, freewheeling world of social networking sites with the conservative, highly regulated world of financial advice and the reconciliation is bound to awkward.
Financial Planning July 1, 2011 Donna Mitchell	Tweet Away It's been a struggle to get advisors to embrace social media because they don't fully recognize its business value.
Investment Advisor April 21, 2011 John Sullivan	Commonwealth Financial to Allow Rep Access to Social Media Beginning in early June of 2011, it would allow its advisors to use social media, including Facebook, Twitter, LinkedIn and blogs.
Financial Advisor July 2011 David Lawrence	Learning To Socialize Integrating social media into your advisory practice takes careful evaluation to get the most from what it has to offer.
Investment Advisor August 2010 Marlene Y. Satter	Broker/Dealer Briefing: Facebook and Twitter: Compliance Concerns Loom As FINRA notes, social media is no longer a trivial pursuit for advisors. And as they've grown more complex, the need to consider compliance issues for all communications on social media has grown from mere prudence to a necessity.
On Wall Street May 1, 2010 Gerri Leder	Keeping In Touch And Getting New Business With Social Media Personal use of Facebook and business use of LinkedIn are converging, sometimes leading to new business and sometimes just rekindling relationships with acquaintances who might otherwise be lost.
Financial Advisor January 2012 Brian Hamburger	Who Will Start The Revolution? Big firms give "Big Brother" nod to social media.
Bank Director 2nd Quarter 2011 Naomi Snyder	Social Anxiety Banks have been wary of the social media revolution. Their customers are giving them little choice but to embrace the cacophonic world of tweets, blogs and Facebook.
IndustryWeek May 18, 2011	Social Media: Navigating the Legal Perils A disciplined approach to Facebook, Twitter and other social media helps companies benefit from these networks while minimizing the chances of costly information leaks.
Investment Advisor March 2010 James J. Green	B/D News Bulletins and news of interest to broker/dealers from FINRA and the SEC.
AskMen.com Eric Santos	Establishing A Web Presence Whether you are an entrepreneur or an employee looking for another job, it is vital for you to have a web presence, especially if you provide a service to the public.
Financial Advisor March 2012 Gail Liberman	Social Media Hurdles Some advisors are using social media for marketing, but many haven't spent much time using it because of compliance issues.
Bank Systems & Technology January 20, 2009 Maria Bruno-Britz	Banks Must Take Web 2.0 Risks Seriously As banks begin to adopt technologies such as blogs, wikis and other social networking applications, they are also starting to understand that they have a duty to monitor these seemingly freewheeling applications.
Registered Rep. July 27, 2011 Diana Britton	NPH Adopts Social Media Strategy to Help Reps Connect with Clients National Planning Holdings plans to roll out a social media initiative this fall, which will allow its 3,563 reps to use Twitter, LinkedIn and Facebook to communicate with clients.
Commercial Investment Real Estate Jan/Feb 2013 Dennis LaMantia	LinkedIn Logic For anyone looking to digitally connect with commercial real estate professionals, LinkedIn is a logical first step. The following tips can help unlock the site's potential.
InternetNews August 6, 2009	Survey: Businesses Lack Social Media Policies Companies are eager to use social media but too many are reluctant to police their use.
Wall Street & Technology March 1, 2004	Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions.
Search Engine Watch November 2, 2009 Ron Jones	Facebook 101 The basics to know before joining the popular social media site, including tips on setting up your account, privacy, and helpful applications.
Commercial Investment Real Estate Jan/Feb 2012 Dennis LaMantia	Build Your Business Through Social Media Looking for new clients? You'll find them online.
Bank Director 3rd Quarter 2009 Chris Costanzo	Socal Media Savvy Banks have always thrived on word-of-mouth marketing. Social media sites just take it one giant step further.
OCC Bulletin December 14, 2005	Small Entity Compliance Guide This compliance guide summarizes the obligations of financial institutions to protect customer information and illustrates how certain provisions of the Security Guidelines apply to specific situations.
Job Journal February 10, 2013	Social Media Savvy -- The New Job Search Skill Job-seeking methods have evolved along with technology, and employers are embracing social media websites to identify, research and hire candidates. If you don't have a social media presence, it's time to create one.
Insurance & Technology March 16, 2004 Peggy Bresnick-Kendle	Mobilizing for E-Mail Security Insurers face a myriad of e-mail security issues, from compliance to viruses. Technology is key to the response, whether it's filtering or automating enforcement of corporate policies.
Investment Advisor June 10, 2011 Janet Levaux	BDs Beware: Banning Facebook Is Bad Policy, Says Socialware's Chad Bockius Socialware CEO says that prohibiting use of Facebook, Twitter and LinkedIn might lead to financial advisors switching firms.
InternetNews April 20, 2010	Social Networking Guide for the Enterprise Popular social networking sites like Facebook and Twitter can be great for business but things can get out of control if the proper policies aren't in place and enforced.
Financial Planning December 1, 2009 Chris Hall	Socially Adept Participation in social media -- LinkedIn, Facebook, Ning, Groupsite, Twitter, blogs, YouTube -- is now a workplace reality.
InternetNews November 18, 2009	Facebook Adopts Simplified Privacy Policy Facebook has formalized an update to its privacy rules in an effort to bring clarity and simplicity to the social networking giant's policies.
InternetNews January 28, 2010	Social Networking Sites Lobby Against New Regs Facebook, LinkedIn say less is more when it comes to regulating data collection practices.
CRM July 6, 2012 Otavio Freire	Enabling Social Collaboration with Social Compliance Monitoring, tracking, and reporting for risk management.
CIO March 4, 2008 C.G. Lynch	When a Colleague is a "Friend": Facebook Users Get a Crash Course in Reputation Management Early users of Facebook and other social networking sites now find colleagues, customers and bosses on their profile list. As their Friend lists have expanded to include more professional contacts, they've had to monitor their profiles more carefully.
Bank Technology News May 2007 Klosek & Troxclair	Banks Need A Disclosure "Action Plan" Companies from a range of industries have been criticized for sharing customer information in response to governmental demands, in most cases without proving prior notice to the customers whose information is being shared. Here are some suggestions for dealing with this issue.
Managed Care May 2002 Melanie Brody	Insurers Obligated To Fight Money-Laundering Schemes Federal antiterrorist legislation enacted last October requires that health insurance companies, along with an array of other financial institutions, should have adopted and implemented programs to combat money laundering by April 24, 2002
Registered Rep. March 3, 2010 Kristen French	New Social Networking Site Targets FAs LinkedFA is a new website is trying to cash in on the social networking craze and resolve some of the thorny regulatory questions that social networking sites raise for financial advisors.
Financial Advisor March 2012 David Lawrence	Creating A Social Media Policy Financial advisors are wise to embrace the new communication medium. But, there are a number of issues to be addressed as they embark on a communications strategy.
Financial Planning June 1, 2011 John Comer	Linking In When you talk about social media, Facebook and Twitter tend to get most of the buzz. But many financial advisors might not realize that another network may generate better results: LinkedIn.
IndustryWeek August 1, 2005 John Teresko	Protecting Intellectual Capital Strategic initiatives such as nanotechnology heighten the need for intellectual property safeguards. Here is a list of steps you can take to protect your company.
Information Today March 21, 2011 Nancy Davis Kho	LinkedIn Introduces News Component The new LinkedIn Today gives users a customized view for consuming trending news relevant to their industry, and makes it easier to share pertinent news with their professional networks.
Financial Planning July 1, 2013 Joel Bruckenstein	Tech Review: New Digital Content Services Two new services allow advisors to deliver online content to clients and prospects via social networks.
Bank Systems & Technology December 1, 2003 Cynthia Ramsaran	Newer Regulations Keep Banks On Their Toes When it Comes to Content Compliance demands highlight need for enhanced content management strategies.
InternetNews May 5, 2010	ChatSync Offers Social Media Data Archive Devrex Gear has already taken on instant-messaging archiving. Now it's looking to the broader social media landscape, offering enterprises a new path to regulatory compliance.
CIO February 28, 2012 Thom Singer	How CIOs Can Make Time for Social Media A social media enthusiast gives busy executives tips for spending their time wisely on sites like LinkedIn and Twitter.
Search Engine Watch November 16, 2009 Ron Jones	Facebook Marketing 101 Tips on promoting your Facebook fan page, engaging your audience, and how to be found in real-time searches.
InternetNews October 29, 2009	Facebook Rejiggers Privacy Rules Following Probe Social-networking giant lives up to its agreement with Canadian authorities and now seeks comment from users.
Financial Planning March 1, 2005 Andrew Miller	You've Got Mail A new compliance rule involving financial advisers and broker-dealers raises a host of questions about recordkeeping and e-mail retention.
CIO November 4, 2008 Kim S. Nash	Managing the Social Networking Data Sieve Four steps to containing the legal risks of social sites.
Information Today June 1, 2010 Paula J. Hane	Our Love-Hate Relationship With Facebook This spring, Facebook's introduction of new open network features (with automatic access by third-party apps) set off a firestorm of criticism over privacy issues.
InternetNews February 3, 2011	Hearsay Unveils New Facebook Management System The new Hearsay Social management service is designed to help companies manage their presence on Facebook with compliance features and analytics.