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The Motley Fool
May 17, 2010
Jennifer Schonberger
The S&P 500's Biggest Movers Take a gander at the pops and drops. mark for My Articles similar articles
The Motley Fool
August 15, 2006
Michael Leibert
Manic, Mighty Moody's With its wide moat and high returns on capital, Moody's is a good pick for investors. mark for My Articles similar articles
The Motley Fool
July 15, 2011
Adam J. Crawford
I'm Downgrading Moody's Based on a poor ratings history. mark for My Articles similar articles
Financial Planning
September 1, 2008
Andrew Ackerman
SEC Probes Wachovia The Securities and Exchange Commission enforcement staff has notified Wachovia Bank that they may recommend the SEC file charges against it, as a result of an investigation into alleged anti-competitive bidding practices. mark for My Articles similar articles
The Motley Fool
September 27, 2004
Rich Duprey
SEC's Spotlight on Morningstar The mutual fund information provider receives a Wells Notice over incorrect data from hedge fund Rock Canyon Top Flight. mark for My Articles similar articles
The Motley Fool
April 28, 2004
Nathan Slaughter
Moody's Good Mood The credit-rating agency reports strong first-quarter earnings. mark for My Articles similar articles
The Motley Fool
February 8, 2008
Morgan Housel
The Moody's Blues Debt-ratings agency Moody's watches its earnings and reputation erode, as the once-lucrative business of rating batches of collateralized debt obligations has begun to sour. mark for My Articles similar articles
The Motley Fool
October 30, 2009
Morgan Housel
Tell Me Why You Love Moody's Eroding of a competitive advantage, many believe, is what drove Warren Buffett and Berkshire Hathaway to start selling shares of Moody's earlier this year. mark for My Articles similar articles
The Motley Fool
August 7, 2007
Michael Leibert
Moody's: No Chink in the Armor Despite feeling some heat, Moody's projects solid growth and maintains a strong competitive position. Investors, take note. mark for My Articles similar articles
Registered Rep.
July 15, 2009
David A. Geracioti
SEC Hits Morgan Keegan With Wells Notice A Wells notice states that the SEC intends to bring enforcement actions for possible violations of federal securities laws. mark for My Articles similar articles
Financial Planning
March 1, 2007
Lynn Hume
The Bond Buyer SEC Votes on Rules for Rating Agencies: The proposed rules would implement provisions of the Credit Rating Agency Reform Act of 2006, which Congress approved and President Bush signed to foster increased competition, transparency and accountability among rating agencies. mark for My Articles similar articles
The Motley Fool
June 4, 2010
Anand Chokkavelu
Buffett, the Rating Agencies, and a Possible Opportunity Warren Buffett discusses the rating agencies and suggests a company that may be coming to eat their lunch. mark for My Articles similar articles
The Motley Fool
June 2, 2009
Morgan Housel
I'd Short This Stock David Einhorn, prominent hedge fund manger known for successfully shorting Lehman Brothers, recently disclosed that his firm, Greenlight Capital, is shorting Moody's. mark for My Articles similar articles
The Motley Fool
August 17, 2005
Rich Duprey
SEC Nails Goodyear North America's largest tire maker gets a Wells Notice over accounting issues. What will it mean to investors? mark for My Articles similar articles
The Motley Fool
July 21, 2006
Alex Dumortier
Congress' Move Doesn't Rate With Moody's The market might be overreacting to the prospect of more regulation for ratings agencies. Moody's shares have lost almost 30% since the end of the first quarter. Value investors, take note. mark for My Articles similar articles
The Motley Fool
May 12, 2010
Alex Dumortier
Morgan Stanley Wishes It Weren't Like Goldman U.S. prosecutors are investigating whether Morgan misled investors in mortgage derivatives; similar to the charges against Goldman Sachs. mark for My Articles similar articles
BusinessWeek
May 28, 2007
David Henry
Buoyant Moody's Moody's has plenty of critics, but it remains massively profitable. mark for My Articles similar articles
The Motley Fool
September 26, 2011
Dan Radovsky
S&P Being Taken to the Woodshed The ratings agency will have to answer the SEC's questions about CDO ratings fiasco. mark for My Articles similar articles
BusinessWeek
November 29, 2004
Amy Borrus
Rating Agencies Get A Credit Check The SEC and European regulators are debating new rules for the U.S.-led credit rating industry. The commission probably will ask Congress for authority to require rating agencies to open their books and records to the SEC. mark for My Articles similar articles
CFO
September 1, 2003
Tim Reason
Good to Rate The rating agencies are under review for their failure to downgrade Enron more promptly. The only trouble is, proposed reforms might make things worse. mark for My Articles similar articles
The Motley Fool
March 22, 2007
Chuck Saletta
Inherit Warren Buffett's Investing Legacy You can become the next super-investor by buying businesses for less than they're worth. Moody's... Wells Fargo... etc. mark for My Articles similar articles
The Motley Fool
July 30, 2008
Morgan Housel
Anything Left for Moody's? Moody's shares have lost one-third of their value in the past year, and its second-quarter results remind why. mark for My Articles similar articles
The Motley Fool
July 7, 2010
Mac Greer
The Two Sides of Warren Buffett Part three of a five-part interview with Warren Buffett biographer Alice Schroeder. mark for My Articles similar articles
The Motley Fool
October 27, 2004
Nathan Slaughter
Moody's Moving Forward The credit rating agency thrives as a big fish in a small pond. The stock, which is nearing a 52-week high, will not entice value investors at 28 times this year's earnings, but it is worth the premium price tag. mark for My Articles similar articles
Registered Rep.
March 5, 2009
Halah Touryalai
"Look Ma, Me Regulate!" No Retention Bonuses from Wells Fargo. Exceptions Apply; Merrill Bonus Saga Continues In its latest effort to prove its effectiveness, the SEC says it wants to reevaluate the rules governing credit-rating agencies. mark for My Articles similar articles
The Motley Fool
April 26, 2010
Rich Smith
Ignore the SEC's Sexy Scandal Newswires are ablaze with reports of an investigation that revealed dozens of SEC employees have been caught surfing porn sites at work. mark for My Articles similar articles
Registered Rep.
March 14, 2012
Diana Britton
SEC Goes After Venture Capital B/D Over Sale of Facebook Shares The Securities and Exchange Commission has filed charges against New York-based venture capital broker/dealer Felix Investments and the firm's founder Frank Mazzola. mark for My Articles similar articles
The Motley Fool
August 2, 2005
Seth Jayson
The Stun Gun Onion The more you peel away at Stinger Systems, the more it makes your eyes water. Investors, beware. mark for My Articles similar articles
BusinessWeek
March 2, 2011
Abelson et al.
With Dodd-Frank, the SEC Goes After Big Game The SEC's expanded administrative powers under Dodd-Frank helped shape its insider-training case against business legend Rajat Gupta mark for My Articles similar articles
The Motley Fool
November 13, 2006
Emil Lee
Bend It Like Buffett: Dissecting Moody's All it takes is a single opportunity to buy shares of Moody's at a discount to reap the benefits of a decade worth of superior returns. mark for My Articles similar articles
The Motley Fool
February 9, 2007
Dan Caplinger
Millionaires Need Protecting, Too Regardless of how this issue plays out, expect continuing friction between the SEC and the hedge-fund industry. In the meantime, if you want to use alternative investments, you'd best get started toward the new $2.5 million mark. mark for My Articles similar articles
The Motley Fool
December 18, 2003
Jeff Hwang
Take-Two Tanks on SEC Notice Possible civil charges and an earnings warning overshadow a strong fourth quarter. mark for My Articles similar articles
The Motley Fool
November 2, 2005
Stephen D. Simpson
RenaissanceRe Needs a Rebirth Devastating hurricanes and the loss of the CEO to scandal cast a shadow on this reinsurer. These are tough times for this company, and if the pre-market indications are accurate, it will be an equally tough day for the stock. mark for My Articles similar articles
The Motley Fool
June 2, 2011
Cindy Johnson
A Warning Shot Fired on These Big Banks One of the best-known credit raters, Moody's, is getting more worried about downside risk at big banks and put these under review: Bank of America... Bank of NY Mellon... Citigroup... Wells Fargo... mark for My Articles similar articles
The Motley Fool
October 29, 2008
Morgan Housel
Still Struggling at Moody's Has Moody's have suffered a wound that won't heal for years to come? mark for My Articles similar articles
The Motley Fool
October 14, 2004
Rich Duprey
The Domino Effect The SEC launches an informal investigation into insider trading at Amkor Technology. mark for My Articles similar articles
Wall Street & Technology
January 23, 2007
Cory Levine
Moody's Hires Rotella as CIO The New York-based parent company of the credit rating, research and analysis firm Moody's Investors Service hired Perry Rotella as SVP and CIO. mark for My Articles similar articles
Registered Rep.
February 4, 2010
Halah Touryalai
NY AG Names Names -- Charges Ken Lewis With Fraud The New York Attorney General's office today charged Bank of America CEO Ken Lewis with fraud for failing to disclose material details about Merrill Lynch in its merger with the brokerage. mark for My Articles similar articles
Registered Rep.
March 11, 2009
Halah Touryalai
Extreme Makeover: SEC With or without an increased budget, the SEC wants to make up for its shortcomings. mark for My Articles similar articles
CFO
June 1, 2010
Randy Myers
Ratings Disaster Congress takes another stab at reforming the credit-rating agencies, whose AAA seal of approval helped fuel the subprime crisis. But will any change truly make a difference? mark for My Articles similar articles
U.S. Banker
July 2008
Michael Sisk
A `Radical' Answer to Credit-Ratings Conflict The government should remove itself completely from the credit-rating business, stop deciding which company can and can't rate a bond, and stop making institutions pay attention to rating agencies whose work may be shoddy - and, it often turns out, is. mark for My Articles similar articles
BusinessWeek
August 5, 2010
Henry Sanderson
A Chinese Rival to S&P, Fitch, and Moody's? Dagong Global Credit Rating wants to go global and take on its rivals' bias toward debtor countries in the West. mark for My Articles similar articles
Registered Rep.
July 30, 2012
Kristen French
Blotter: August 2012 Among other actions, in July, the SEC charged former Connecticut resident Jerry S. Williams, a stock promoter, and two companies that he controlled, Monk's Den and First In Awareness, with civil fraud. mark for My Articles similar articles
Registered Rep.
September 1, 2005
Karen Donovan
Under Siege Executives of broker/dealer firms are not exaggerating when they say it seems like regulators are locked into a competitive battle to collect the most pelts on Wall Street. mark for My Articles similar articles
The Motley Fool
April 27, 2005
Nathan Slaughter
Moody's Does It Again Ratings agency tops expectations again but reaffirms cautious guidance. mark for My Articles similar articles
BusinessWeek
May 20, 2010
Jesse Westbrook & David Scheer
How Big a Hit Will Goldman Take? Congress and the public expect the SEC to extract a big fine mark for My Articles similar articles
Investment Advisor
March 2010
James J. Green
B/D News Bulletins and news of interest to broker/dealers from FINRA and the SEC. mark for My Articles similar articles
Registered Rep.
October 6, 2004
Leitch & Gaffen
Raymond James Fights the SEC's Fraud Charges The SEC brought fraud charges against the Tampa-based firm, saying the firm had looked the other way when a former broker scammed investors of approximately $44.5 million between 1999 and 2000. mark for My Articles similar articles
The Motley Fool
April 18, 2011
Alex Dumortier
Revealed: 3 Emails That Explain the Crisis Released last week, a new 650-page Senate report on the financial crisis describes multiple aspects of a financial system run amok, including the way in which bankers muscled ratings agencies to turbo-charge their deal-making machine. mark for My Articles similar articles
The Motley Fool
May 4, 2009
Alex Dumortier
Who's Right on Wells Fargo: Buffett or the Government? Wells Fargo will be required to raise additional capital, based on the results of the government's stress tests, but Warren Buffett still believes in the stock. mark for My Articles similar articles