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The Motley Fool May 17, 2010 Jennifer Schonberger |
The S&P 500's Biggest Movers Take a gander at the pops and drops. |
The Motley Fool August 15, 2006 Michael Leibert |
Manic, Mighty Moody's With its wide moat and high returns on capital, Moody's is a good pick for investors. |
The Motley Fool July 15, 2011 Adam J. Crawford |
I'm Downgrading Moody's Based on a poor ratings history. |
Financial Planning September 1, 2008 Andrew Ackerman |
SEC Probes Wachovia The Securities and Exchange Commission enforcement staff has notified Wachovia Bank that they may recommend the SEC file charges against it, as a result of an investigation into alleged anti-competitive bidding practices. |
The Motley Fool September 27, 2004 Rich Duprey |
SEC's Spotlight on Morningstar The mutual fund information provider receives a Wells Notice over incorrect data from hedge fund Rock Canyon Top Flight. |
The Motley Fool April 28, 2004 Nathan Slaughter |
Moody's Good Mood The credit-rating agency reports strong first-quarter earnings. |
The Motley Fool February 8, 2008 Morgan Housel |
The Moody's Blues Debt-ratings agency Moody's watches its earnings and reputation erode, as the once-lucrative business of rating batches of collateralized debt obligations has begun to sour. |
The Motley Fool October 30, 2009 Morgan Housel |
Tell Me Why You Love Moody's Eroding of a competitive advantage, many believe, is what drove Warren Buffett and Berkshire Hathaway to start selling shares of Moody's earlier this year. |
The Motley Fool August 7, 2007 Michael Leibert |
Moody's: No Chink in the Armor Despite feeling some heat, Moody's projects solid growth and maintains a strong competitive position. Investors, take note. |
Registered Rep. July 15, 2009 David A. Geracioti |
SEC Hits Morgan Keegan With Wells Notice A Wells notice states that the SEC intends to bring enforcement actions for possible violations of federal securities laws. |
Financial Planning March 1, 2007 Lynn Hume |
The Bond Buyer SEC Votes on Rules for Rating Agencies: The proposed rules would implement provisions of the Credit Rating Agency Reform Act of 2006, which Congress approved and President Bush signed to foster increased competition, transparency and accountability among rating agencies. |
The Motley Fool June 4, 2010 Anand Chokkavelu |
Buffett, the Rating Agencies, and a Possible Opportunity Warren Buffett discusses the rating agencies and suggests a company that may be coming to eat their lunch. |
The Motley Fool June 2, 2009 Morgan Housel |
I'd Short This Stock David Einhorn, prominent hedge fund manger known for successfully shorting Lehman Brothers, recently disclosed that his firm, Greenlight Capital, is shorting Moody's. |
The Motley Fool August 17, 2005 Rich Duprey |
SEC Nails Goodyear North America's largest tire maker gets a Wells Notice over accounting issues. What will it mean to investors? |
The Motley Fool July 21, 2006 Alex Dumortier |
Congress' Move Doesn't Rate With Moody's The market might be overreacting to the prospect of more regulation for ratings agencies. Moody's shares have lost almost 30% since the end of the first quarter. Value investors, take note. |
The Motley Fool May 12, 2010 Alex Dumortier |
Morgan Stanley Wishes It Weren't Like Goldman U.S. prosecutors are investigating whether Morgan misled investors in mortgage derivatives; similar to the charges against Goldman Sachs. |
BusinessWeek May 28, 2007 David Henry |
Buoyant Moody's Moody's has plenty of critics, but it remains massively profitable. |
The Motley Fool September 26, 2011 Dan Radovsky |
S&P Being Taken to the Woodshed The ratings agency will have to answer the SEC's questions about CDO ratings fiasco. |
BusinessWeek November 29, 2004 Amy Borrus |
Rating Agencies Get A Credit Check The SEC and European regulators are debating new rules for the U.S.-led credit rating industry. The commission probably will ask Congress for authority to require rating agencies to open their books and records to the SEC. |
CFO September 1, 2003 Tim Reason |
Good to Rate The rating agencies are under review for their failure to downgrade Enron more promptly. The only trouble is, proposed reforms might make things worse. |
The Motley Fool March 22, 2007 Chuck Saletta |
Inherit Warren Buffett's Investing Legacy You can become the next super-investor by buying businesses for less than they're worth. Moody's... Wells Fargo... etc. |
The Motley Fool July 30, 2008 Morgan Housel |
Anything Left for Moody's? Moody's shares have lost one-third of their value in the past year, and its second-quarter results remind why. |
The Motley Fool July 7, 2010 Mac Greer |
The Two Sides of Warren Buffett Part three of a five-part interview with Warren Buffett biographer Alice Schroeder. |
The Motley Fool October 27, 2004 Nathan Slaughter |
Moody's Moving Forward The credit rating agency thrives as a big fish in a small pond. The stock, which is nearing a 52-week high, will not entice value investors at 28 times this year's earnings, but it is worth the premium price tag. |
Registered Rep. March 5, 2009 Halah Touryalai |
"Look Ma, Me Regulate!" No Retention Bonuses from Wells Fargo. Exceptions Apply; Merrill Bonus Saga Continues In its latest effort to prove its effectiveness, the SEC says it wants to reevaluate the rules governing credit-rating agencies. |
The Motley Fool April 26, 2010 Rich Smith |
Ignore the SEC's Sexy Scandal Newswires are ablaze with reports of an investigation that revealed dozens of SEC employees have been caught surfing porn sites at work. |
Registered Rep. March 14, 2012 Diana Britton |
SEC Goes After Venture Capital B/D Over Sale of Facebook Shares The Securities and Exchange Commission has filed charges against New York-based venture capital broker/dealer Felix Investments and the firm's founder Frank Mazzola. |
The Motley Fool August 2, 2005 Seth Jayson |
The Stun Gun Onion The more you peel away at Stinger Systems, the more it makes your eyes water. Investors, beware. |
BusinessWeek March 2, 2011 Abelson et al. |
With Dodd-Frank, the SEC Goes After Big Game The SEC's expanded administrative powers under Dodd-Frank helped shape its insider-training case against business legend Rajat Gupta |
The Motley Fool November 13, 2006 Emil Lee |
Bend It Like Buffett: Dissecting Moody's All it takes is a single opportunity to buy shares of Moody's at a discount to reap the benefits of a decade worth of superior returns. |
The Motley Fool February 9, 2007 Dan Caplinger |
Millionaires Need Protecting, Too Regardless of how this issue plays out, expect continuing friction between the SEC and the hedge-fund industry. In the meantime, if you want to use alternative investments, you'd best get started toward the new $2.5 million mark. |
The Motley Fool December 18, 2003 Jeff Hwang |
Take-Two Tanks on SEC Notice Possible civil charges and an earnings warning overshadow a strong fourth quarter. |
The Motley Fool November 2, 2005 Stephen D. Simpson |
RenaissanceRe Needs a Rebirth Devastating hurricanes and the loss of the CEO to scandal cast a shadow on this reinsurer. These are tough times for this company, and if the pre-market indications are accurate, it will be an equally tough day for the stock. |
The Motley Fool June 2, 2011 Cindy Johnson |
A Warning Shot Fired on These Big Banks One of the best-known credit raters, Moody's, is getting more worried about downside risk at big banks and put these under review: Bank of America... Bank of NY Mellon... Citigroup... Wells Fargo... |
The Motley Fool October 29, 2008 Morgan Housel |
Still Struggling at Moody's Has Moody's have suffered a wound that won't heal for years to come? |
The Motley Fool October 14, 2004 Rich Duprey |
The Domino Effect The SEC launches an informal investigation into insider trading at Amkor Technology. |
Wall Street & Technology January 23, 2007 Cory Levine |
Moody's Hires Rotella as CIO The New York-based parent company of the credit rating, research and analysis firm Moody's Investors Service hired Perry Rotella as SVP and CIO. |
Registered Rep. February 4, 2010 Halah Touryalai |
NY AG Names Names -- Charges Ken Lewis With Fraud The New York Attorney General's office today charged Bank of America CEO Ken Lewis with fraud for failing to disclose material details about Merrill Lynch in its merger with the brokerage. |
Registered Rep. March 11, 2009 Halah Touryalai |
Extreme Makeover: SEC With or without an increased budget, the SEC wants to make up for its shortcomings. |
CFO June 1, 2010 Randy Myers |
Ratings Disaster Congress takes another stab at reforming the credit-rating agencies, whose AAA seal of approval helped fuel the subprime crisis. But will any change truly make a difference? |
U.S. Banker July 2008 Michael Sisk |
A `Radical' Answer to Credit-Ratings Conflict The government should remove itself completely from the credit-rating business, stop deciding which company can and can't rate a bond, and stop making institutions pay attention to rating agencies whose work may be shoddy - and, it often turns out, is. |
BusinessWeek August 5, 2010 Henry Sanderson |
A Chinese Rival to S&P, Fitch, and Moody's? Dagong Global Credit Rating wants to go global and take on its rivals' bias toward debtor countries in the West. |
Registered Rep. July 30, 2012 Kristen French |
Blotter: August 2012 Among other actions, in July, the SEC charged former Connecticut resident Jerry S. Williams, a stock promoter, and two companies that he controlled, Monk's Den and First In Awareness, with civil fraud. |
Registered Rep. September 1, 2005 Karen Donovan |
Under Siege Executives of broker/dealer firms are not exaggerating when they say it seems like regulators are locked into a competitive battle to collect the most pelts on Wall Street. |
The Motley Fool April 27, 2005 Nathan Slaughter |
Moody's Does It Again Ratings agency tops expectations again but reaffirms cautious guidance. |
BusinessWeek May 20, 2010 Jesse Westbrook & David Scheer |
How Big a Hit Will Goldman Take? Congress and the public expect the SEC to extract a big fine |
Investment Advisor March 2010 James J. Green |
B/D News Bulletins and news of interest to broker/dealers from FINRA and the SEC. |
Registered Rep. October 6, 2004 Leitch & Gaffen |
Raymond James Fights the SEC's Fraud Charges The SEC brought fraud charges against the Tampa-based firm, saying the firm had looked the other way when a former broker scammed investors of approximately $44.5 million between 1999 and 2000. |
The Motley Fool April 18, 2011 Alex Dumortier |
Revealed: 3 Emails That Explain the Crisis Released last week, a new 650-page Senate report on the financial crisis describes multiple aspects of a financial system run amok, including the way in which bankers muscled ratings agencies to turbo-charge their deal-making machine. |
The Motley Fool May 4, 2009 Alex Dumortier |
Who's Right on Wells Fargo: Buffett or the Government? Wells Fargo will be required to raise additional capital, based on the results of the government's stress tests, but Warren Buffett still believes in the stock. |