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Registered Rep.
November 1, 2007 |
America's Top 100 Independent Advisors A list of the Top 100 independent broker/dealers in the industry, ranked by assets under their management.   |
Registered Rep.
January 1, 2008 |
Top 50 Independent B/D Advisors Our list of the top broker/dealer advisors. |
Registered Rep.
October 20, 2006 |
Growing Pains AS tenant-in-common properties continue to flood the market, the industry is clearly working to boost demand for its product. One goal is to bring more licensed broker/dealers to the table. Another option is to broaden the target client base. |
National Real Estate Investor
September 1, 2008 |
2008 ASHA 50 Owners American Seniors Housing Association's (ASHA's) list of the nation's largest seniors housing owners. |
National Real Estate Investor
September 1, 2008 |
2008 ASHA 50 Managers American Seniors Housing Association's (ASHA's) list of the nation's largest seniors housing managers. |
Investment Advisor
May 2007 |
The IA 25 This year's list of the 25 most influential individuals in and around the planning profession: Mary Shapiro... Rudy Adolf... Robert Arnott... Mark Tibergien... etc. |
National Real Estate Investor
May 1, 2003 |
NREI's Top 40: The Biggest Lenders and Intermediaries These rankings are based on responses to NREI's Top Lender Survey questionnaire and reflect total dollars financed or arranged in commercial real estate during the 2002 calendar year. Listings are presented in three parts. |
Investment Advisor
May 2009 |
Game Changer Barack Obama tops the 2009 IA 25 -- our seventh annual list of the most influential people in and around the advisory profession. |
Investment Advisor
May 2006 |
Making the Future Happen The 25 most influential people in and around the investment advisory profession: Ron Roge... Dick Averitt... Tony Batman... Ben Bernanke... etc. |
U.S. Banker
October 2010 |
Accountability: Now More Than Ever Whatever the next turn in the market cycle brings, the executives on this list will be prepared. They have not only endured some of the toughest times finance has seen, they have led by example through the worst of it. |
Financial Advisor
November 2009 |
Frontline News Advisor News: Poll on advisor pay... Citi Embracing Fee-Only Model... RIAs Set Record For Repurchasing Their Firms... FINRA Expands Arbitration Pilot Program... SEC Expects To Examine 9% Of RIAs Annually... more... |
Investment Advisor
May 2010 |
Thirty for Thirty Our list of the 30 most influential individuals in and around the planning profession over the last three decades. |
Financial Advisor
July 2008 |
Frontline News News of interest to the financial community: CFP Board's New Conduct Standards... SEC Examining More RIAs... Advisors Await Word On New Privacy Regulations... First Western Buys Fourth RIA Firm, Doubles Size...etc. |
Investment Advisor
July 2008 |
Changes Robert "Bob" Reynolds... Charles "Ed" Haldeman... Diahann Lassus... George Curtis... Scott Friestad... Ken Ziesenheim... Ronald Fiske... Dan Moisand... V. Raymond Ferrara... James Knaus... Yvonne Dean... Michael Ross... Joe Terranova... Chey Payne... John Sawyer... |
National Real Estate Investor
May 1, 2005 |
NREI's Top 40: The Biggest Lenders and Intermediaries Direct Lenders: Bank of America/Banc of America Securities LLC... Wachovia... KeyBank Real Estate Capital... GMAC Commercial Mortgage Corp... etc. |
Financial Advisor
November 2010 |
Frontline News Transparency comes to 401(k) fees... RIA to expand by offering advisors ownership stake... States getting ready for advisor oversight... Advising celebrities can be more pain than pizazz... Aspiriant buys Deloitte Investment Advisors... |
On Wall Street
June 1, 2011 |
The Leaders Speak The most influential leaders in wealth management today expound on evolution, revolution, moving the debate past wirehouse versus independent, and more. |
Investment Advisor
May 1, 2011 |
Follow the Leaders: The 2011 IA 25 Announcing the 2011 IA 25 - Fiduciary, behavior, retirement and much more |
Financial Advisor
October 2010
Bruce W. Fraser |
A Better Scorecard Advisors are not just using surveys to ask about client satisfaction anymore. |
Investment Advisor
July 2006
Robert F. Keane |
Getting It All Done While for many advisors taking the wealth management route is a no-brainer, it's not without potential pitfalls. Wealth management covers much more than just how much money the client has. |
Registered Rep.
September 1, 2003
David A. Gaffen |
Giants Among us Debbie Jorgensen's book is pushing a half billion dollars, but the true measure of her success is this: She now gets to tell her company's bosses what to do. Jorgensen, with nearly two decades of experience at Merrill Lynch, has recently been appointed head of the firm's advisory committee to management. |
Investment Advisor
April 2008
James J. Green |
Deep Bench To offer wealth management services efficiently, you need strong performers in your corner. |
On Wall Street
June 1, 2011
Lorie Konish |
Wells Fargo Creates New Regional Structure A new regional wealth management structure and continuing merger and acquisition buzz surrounding the firm could shift its role in the industry. |
Food Engineering
May 1, 2006 |
CSIA Food & Beverage Specialists Control System Integrators Association translates the "promise of technology into performance on the plant floor" for companies in all major manufacturing sectors. |
Financial Advisor
March 2012 |
Frontline News Financial Advisor news: Building A Firm In Tough Economic Times... Keeping Up In An Evolving Space... Go South, Young Man... Wirehouses Still King Of The Hill... |
Financial Advisor
July 2006 |
The Golden Age of Growth As the RIA profession continues to grow and mature, it will be interesting to see if it retains its heterogeneous, inclusive character or evolves into a more homogenous business, as so many industries do over time. |
Financial Advisor
July 2009
Sherri Scordo |
NAPFA Under Ethics Spotlight After drawing unwanted attention when some of its members were recently accused of fraud, the National Association of Personal Financial Advisors is wrestling with ways to ensure that members abide by the organization's ethical standards. |
Registered Rep.
July 19, 2011
Charles Paikert |
New Rankings: New York, Houston Shine As Wealth Management Hot Spots Wealth management firms who aren't doing business in the New York or Houston markets may be asking themselves why not. |
Registered Rep.
September 1, 2004
David A. Gaffen |
Clean Machines Not all of these Top 50 Advisors have spotless records, but their ability to build such huge practices speaks to how astute they are in avoiding the sorts of complaints that can bring an advisory to its knees. |
Investment Advisor
May 2009
Bob Clark |
Clark at Large: Creationism Investors and other financial consumers would be best served by a Glass-Steagall clone, separating financial advice from any and all financial product manufacturing, marketing, or sales. |
Financial Advisor
July 2006
Dorothy Hinchcliff |
Climbing A Stairway To Heaven As boomers age and spend their savings, financial advisors will need to adapt their practices. |
Registered Rep.
July 1, 2011
Jerry Gleeson |
Selling Alpha? BAD MOVE. Talon Asset Management announces it is selling about two-thirds of its business to global investment manager BNY Mellon. |
Registered Rep.
August 3, 2011
Charles Paikert |
Wealth Management Practice By and For Women Launched By San Diego Firm A San Diego wealth management firm has launched a separate practice group staffed by women and targeted at women, specifically high-net-worth women over 45 who own their own businesses, are going through a divorce or have become widows. |
Financial Advisor
July 2005
Raymond Fazzi |
Defining Wealth Management The term "wealth manager" has provided more sizzle than clarity in recent years, as more and more advisors have adopted the name as they transition to more comprehensive practices geared toward affluent clients. |
Financial Advisor
July 2006
Tracey Longo |
Why Aren't There More Women? NAPFA's new women's roundtable plans to learn why more women aren't choosing the financial advisory profession. |
Investment Advisor
August 2010
Melanie Waddell |
Will the States Be Able to Regulate Big RIAs? State regulators and the Securities and Exchange Commission (SEC) will meet soon to iron out the details of shifting nearly 4,000 advisors from federal to state supervision. |
Investment Advisor
August 2005
Melanie Waddell |
The Playing Field: Serving Mid-Tier Millionaires Mid-tier millionaires desperately want to reduce the complexity of managing their wealth and consolidate all of their financial needs under one roof. Can you help them? |
Registered Rep.
June 1, 2006
Kristen French |
The Wealth Management Quest Are you really a wealth manager? Do you know what the phrase really means? It pays to know, because a new compensation report shows only 8% of advisors -- across all business channels -- actually fit the bill. |
Registered Rep.
March 28, 2012
Charles Paikert |
Branch Managers Are Key For Aggregator Growth There is growing demand for their talents in one corner of the wealth management universe: newly formed aggregators who are busy buying up firms and opening offices across the country. |
Registered Rep.
November 8, 2011
Charles Paikert |
Liquidity Events Expected to Stimulate San Francisco Wealth Market A number of eagerly anticipated high-profile, high-tech liquidity events are bolstering the San Francisco Bay Area's reputation as one of the nation's most vibrant wealth management markets. |
U.S. Banker
November 2001
John Hackett |
Wealth Management Forever Wealth managers remain optimistic despite the sharp drop in personal wealth as a result of the stock market's decline... |
Inc.
December 1, 2000
Various Inc. Staff |
Best Cities: The Lists 50 Best Large Metro Areas to Start and Grow a Company... |
Financial Advisor
November 2005
David J. Drucker |
Chasing The Wrong Clients? Some think that financial advisors are after the wrong group of wealthy clients. |
Investment Advisor
February 2009
James J. Green |
Growth, and Advocacy A conversation with Diahann Lassus, NAPFA Chair, about NAPFA's growth, what the reaction will be in Washington to the Bernie Madoff scandal, and what NAPFA hopes to accomplish with the financial planning coalition. |
Financial Advisor
September 2007 |
Advisor Emporium Fidelity Expands Advisor Referral Program... NorthStar 5.0 Streamlines Wealth Management... Roge Select Opportunities Fund Launched... Retirement Gap Tracking Made Easier... QA3 Partners With IPS AdvisorPro... First American Launches Quantitative Funds... |
On Wall Street
February 1, 2010
Frances A. McMorris |
When Firms Collide: Is Culture Clash Inevitable? Merged companies have been integrated and new executives have taken up their posts, but everyone is still trying to adjust. |
Financial Advisor
January 2009
Rebecca Pomering |
Turning Turbulence Into Growth Turmoil is creating big opportunities. |
Financial Planning
September 1, 2009
Carl Richards |
What We Learned from the Market Collapse Finance experts and other observers offer their take on the market crisis. |
Inc.
May 2006 |
Statistics: Education Percentage of Adults with Advanced Degree: Washington, D.C. 26%... San Francisco, CA 19.5%... Percentage of Adults Without High School Diploma: Santa Ana, CA 48.6%... Waukegan, IL 33.8%... etc. |
U.S. Banker
March 2002
John Hackett |
Wealth Management Leaders With profit-generating assets shrinking because of the decline in stock prices, some of the biggest players in the wealth management field are hurting. But all assert the future is rosy, at least for them. Many have doubts, however, about the outlook for other players... |
