Similar Articles |
|
Wall Street & Technology November 21, 2006 |
FSIs Care More About Compliance New research out of the Business Performance Management Forum verifies the financial services industry's high prioritization of compliance as a business function. |
Bank Technology News October 2008 Kyle Duckers |
Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder. |
Bank Technology News January 2007 |
Leveraging Compliance: Following the Rules Can Really Pay Off Regulation is leading financial institutions to focus more keenly on compliance software. But the technology can also be useful in corporate pursuits like marketing and financial planning. |
Bank Technology News February 2009 Brian Longe |
Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure. |
Bank Systems & Technology June 1, 2005 Phil Britt |
Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations. |
FDIC FYI July 24, 2002 |
Enhancing Financial Transparency Participants in the conference discussed the strengths and flaws inherent in the U.S. financial reporting process and suggested ways of modifying not only the reporting mechanism, but also the accounting standards that underlie financial statements, audit opinions, credit ratings and analyst reports. |
AskMen.com Jeff Bayer |
Workout Success: Consistency Even the best-thought-out workout program in the world isn't going to get you any results unless you actually follow it with consistency. |
Information Today September 3, 2013 |
Thomson Reuters Enhances Elearning Options Thomson Reuters recently enhanced its governance, risk, and compliance solutions for the global community with a new Learning Management System, Accelus Learning Manager, and WeComply. |
Wall Street & Technology August 27, 2004 Paul Allen |
Custodians Target Compliance Firms that lack the technology, data or manpower to monitor compliance are looking to their custodian services for relief. |
Wall Street & Technology May 30, 2007 Melanie Rodier |
Market for Wealth Management Compliance Systems Set to Jump 15% by 2011 Investment advisors are expected to spend the most on technology as they are among the fastest growing and most regulated group of advisors. But hedge funds are also likely to increase IT spending. |
The Motley Fool February 18, 2005 Ben McClure |
Rumblings From Reuters The global news and financial information provider is turning itself around. Looking at shares, they have already had an impressive run-up since August. |
Information Today September 26, 2013 |
Thomson Reuters and 4DD Tackle Big Data Government agencies, banks, academic institutions, large law firms, and other Thomson Reuters customers can form patterns using key data and see the complete picture of their research, as well as get real-time information to help them in decision making. |
Information Today April 21, 2015 |
Thomson Reuters Rolls Out Software for Global Trade Management Thomson Reuters introduced the ONESOURCE Global Trade management solution, which is designed to improve efficiency by automating corporations' supply chain and trade compliance workflows. |
Information Today March 9, 2009 |
Thomson Reuters Launches InCites Thomson Reuters announced the launch of InCites, a customized web-based solution that provides users with the tools needed to demonstrate the impact and importance of their institution's research. |
Bank Systems & Technology April 28, 2008 Robert Binney |
Shrewd Leveraging of Technology and Staff Key to Achieving Cost-Effective AML Compliance It is critically important for banks to use effective technology, streamline their investigations processes, automate workflows and enhance staff training. |
Bank Director 2nd Quarter 2010 Jack Milligan |
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. |
U.S. Banker November 2007 Patrick Conte |
Embrace This Acronym: IT GRC. It Could Save Banks a Bundle. Used to describe the interdependent disciplines of governance, risk and compliance, GRC refers to the people, processes and technology banks invest in to comply with regulations and manage risk as part of effective corporate governance. |
Wall Street & Technology October 26, 2005 Katherine Heires |
By the Dashboard Light As regulatory concerns persist, many financial firms are turning to dashboard technology to simplify compliance initiatives. Here are 12 key questions to ask before starting a compliance dashboard project. |
Bank Systems & Technology March 27, 2008 Cory Levine |
Compliance Costs Continue to Rise Compliance costs are eating up more and more of firms' net income. |
IndustryWeek March 16, 2011 Ebert et al. |
Managing Regulatory Challenges in a Global Marketplace Meeting requirements in emerging markets makes regulatory compliance an increasingly difficult issue for manufacturers. A new study sheds light on the challenges and how leading companies are meeting them. |
Bank Technology News April 2004 |
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. |
Insurance & Technology June 16, 2004 Julie Gallagher |
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. |
Bio-IT World February 11, 2005 Judy Hanover |
Leveraging IT to Achieve Compliance Budgeting and measuring the success of compliance initiatives is a credibility issue for CIOs. |
Bank Technology News April 2006 Michael Sisk |
Compliance: The New Rule Book Is Still Like A Maze There are so many new regulations that banks are having difficulty organizing their corporate structure to ensure these new rules are being adequately followed. |
Information Today February 25, 2008 |
Thomson Gains Regulatory Clearances for Reuters Acquisition Thomson and Reuters get permission to merge with each retaining full ownership of their relevant databases. |
Insurance & Technology May 18, 2004 Julie Gallagher |
IT Isn't Tapped for Compliance The insurance industry fails to embrace the full business value of IT when it comes to addressing regulatory requirements and instead relies primarily on manual processes and ad hoc measures |
Investment Advisor February 2008 Papa & Marks |
The New Paradigm Integrating operations and compliance. |
Bank Technology News May 1, 2008 Michael Grebb |
The War to Keep Compliance Talent Financial institutions wade through an ever-deepening regulatory swamp, and therefore an escalating war for compliance talent. |
Financial Planning July 1, 2006 Jane Worthington |
Compliance Tips: What Now? John Walsh, of the SEC's Office of Compliance Inspections and Examinations, offered these ten points for post-review discussions to attendees at NRS' Spring Compliance Conference. |
Pharmaceutical Executive August 1, 2014 Severin Wirz |
Only Fools Rush In The importance of pre-acquisition due diligence. |
Bank Systems & Technology July 5, 2004 Cynthia Ramsaran |
Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance. |
Wall Street & Technology March 2, 2004 Jessica Pallay |
InfoStep Stands Up to Sox Still stumped by Sarbanes Oxley? InfoStep has released eLustroHarmony, a risk-management and compliance tool to help get firms on track with SOX. |
Insurance & Technology August 12, 2005 Peggy Bresnick Kendler |
The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance. |
Pharmaceutical Executive December 1, 2013 Slota et al. |
Prescribed Behavior: Operating Under a Consent Decree For senior executives, meeting the requirements of a Consent Decree to the satisfaction of regulators is only half of the job. |
Bank Systems & Technology June 14, 2010 Matt Gunn |
FIS to Acquire Compliance Coach Banking and payment technology provider FIS announced Monday it will acquire Compliance Coach, Inc., a company that provides risk assessment software, e-learning and additional tools to enable compliance with applicable laws and regulations. |
Wall Street & Technology April 14, 2006 Govind Sandhu |
Beyond Registration Persistent compliance efforts may be one of the most critical investments in the success of today's hedge funds. |
Information Today September 24, 2013 |
Thomson Reuters Expands Risk Solutions Thomson Reuters' goal is to connect the global financial community using its Entity Risk suite of solutions. |
Wall Street & Technology March 1, 2004 |
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. |
Wall Street & Technology March 21, 2006 Cory Levine |
Education in Regulation In partnership with the NASD, the U.K.'s University of Reading will offer what is believed to be a first-of-its-kind Master's in Capital Markets, Regulation and Compliance from the University's business school. |
Information Today March 8, 2012 |
Latest Version of Thomson Reuters ProView E-Reader Platform Launches Globally Thomson Reuters ProView is a professional-grade platform for the delivery and use of specialized Thomson Reuters content and productivity tools, including popular legal reference books. |
Information Today October 20, 2015 |
Thomson Reuters and Samsung Join Forces Thomson Reuters teamed up with Samsung to explore the development and optimization of enterprise solutions. |
Wall Street & Technology November 21, 2006 Cory Levine |
Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates. |
Investment Advisor March 2006 Parks & Paris |
IA Soapbox: Why We Went RIA In the RIA model, compliance issues serve to remind us that we are on the same side of the table as our client, and that staying compliant will help us forge together a long-lasting relationship. |
Pharmaceutical Executive January 1, 2013 Ben Comer |
Compliance in the C-Suite Compliance officers have risen into pharmaceutical management's highest ranks, by choice in some organizations, and by government decree in others. Either way, their importance as a strategic partner can hardly be understated. |
IndustryWeek December 1, 2006 John Teresko |
Still Not RoHS Compliant? Majority of companies don't have centralized compliance solution. |
Wall Street & Technology August 27, 2004 Jessica Pallay |
Building the Right Team With no sign of waning regulations, compliance officers remain essential to the architecture of the securities industry. |
Wall Street & Technology February 4, 2005 Jon Beyman |
Dear CIO... What projects or issues should be on every CIO's priority list for 2005 -- and why? The chief of operations and technology at Lehman Brothers, as well as an executive vice president, offers his views. |
Information Today July 9, 2012 |
Columbia University and Thomson Reuters Launch Advanced Data Visualization Project The initiative, sponsored by Thomson Reuters, will facilitate research into data visualization and its implications for academia and industry in a world increasingly awash with data. |
Information Today July 2, 2015 |
Thomson Reuters Rolls Out APIs for Elektron The open source APIs streamline access to Thomson Reuters' data feeds and services. |
Wall Street & Technology June 28, 2005 Maria Santos |
The Shift to Holistic Compliance As U.S. financial institutions feel the burden of complying with a multitude of regulations, forward-thinking firms are examining ways to use their existing technology for more than one compliance initiative. |