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Wall Street & Technology
November 21, 2006
FSIs Care More About Compliance New research out of the Business Performance Management Forum verifies the financial services industry's high prioritization of compliance as a business function. mark for My Articles similar articles
Bank Technology News
October 2008
Kyle Duckers
Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder. mark for My Articles similar articles
Bank Technology News
January 2007
Leveraging Compliance: Following the Rules Can Really Pay Off Regulation is leading financial institutions to focus more keenly on compliance software. But the technology can also be useful in corporate pursuits like marketing and financial planning. mark for My Articles similar articles
Bank Technology News
February 2009
Brian Longe
Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure. mark for My Articles similar articles
Bank Systems & Technology
June 1, 2005
Phil Britt
Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations. mark for My Articles similar articles
FDIC FYI
July 24, 2002
Enhancing Financial Transparency Participants in the conference discussed the strengths and flaws inherent in the U.S. financial reporting process and suggested ways of modifying not only the reporting mechanism, but also the accounting standards that underlie financial statements, audit opinions, credit ratings and analyst reports. mark for My Articles similar articles
AskMen.com
Jeff Bayer
Workout Success: Consistency Even the best-thought-out workout program in the world isn't going to get you any results unless you actually follow it with consistency. mark for My Articles similar articles
Information Today
September 3, 2013
Thomson Reuters Enhances Elearning Options Thomson Reuters recently enhanced its governance, risk, and compliance solutions for the global community with a new Learning Management System, Accelus Learning Manager, and WeComply. mark for My Articles similar articles
Wall Street & Technology
August 27, 2004
Paul Allen
Custodians Target Compliance Firms that lack the technology, data or manpower to monitor compliance are looking to their custodian services for relief. mark for My Articles similar articles
Wall Street & Technology
May 30, 2007
Melanie Rodier
Market for Wealth Management Compliance Systems Set to Jump 15% by 2011 Investment advisors are expected to spend the most on technology as they are among the fastest growing and most regulated group of advisors. But hedge funds are also likely to increase IT spending. mark for My Articles similar articles
The Motley Fool
February 18, 2005
Ben McClure
Rumblings From Reuters The global news and financial information provider is turning itself around. Looking at shares, they have already had an impressive run-up since August. mark for My Articles similar articles
Information Today
September 26, 2013
Thomson Reuters and 4DD Tackle Big Data Government agencies, banks, academic institutions, large law firms, and other Thomson Reuters customers can form patterns using key data and see the complete picture of their research, as well as get real-time information to help them in decision making. mark for My Articles similar articles
Information Today
April 21, 2015
Thomson Reuters Rolls Out Software for Global Trade Management Thomson Reuters introduced the ONESOURCE Global Trade management solution, which is designed to improve efficiency by automating corporations' supply chain and trade compliance workflows. mark for My Articles similar articles
Information Today
March 9, 2009
Thomson Reuters Launches InCites Thomson Reuters announced the launch of InCites, a customized web-based solution that provides users with the tools needed to demonstrate the impact and importance of their institution's research. mark for My Articles similar articles
Bank Systems & Technology
April 28, 2008
Robert Binney
Shrewd Leveraging of Technology and Staff Key to Achieving Cost-Effective AML Compliance It is critically important for banks to use effective technology, streamline their investigations processes, automate workflows and enhance staff training. mark for My Articles similar articles
Bank Director
2nd Quarter 2010
Jack Milligan
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. mark for My Articles similar articles
U.S. Banker
November 2007
Patrick Conte
Embrace This Acronym: IT GRC. It Could Save Banks a Bundle. Used to describe the interdependent disciplines of governance, risk and compliance, GRC refers to the people, processes and technology banks invest in to comply with regulations and manage risk as part of effective corporate governance. mark for My Articles similar articles
Wall Street & Technology
October 26, 2005
Katherine Heires
By the Dashboard Light As regulatory concerns persist, many financial firms are turning to dashboard technology to simplify compliance initiatives. Here are 12 key questions to ask before starting a compliance dashboard project. mark for My Articles similar articles
Bank Systems & Technology
March 27, 2008
Cory Levine
Compliance Costs Continue to Rise Compliance costs are eating up more and more of firms' net income. mark for My Articles similar articles
IndustryWeek
March 16, 2011
Ebert et al.
Managing Regulatory Challenges in a Global Marketplace Meeting requirements in emerging markets makes regulatory compliance an increasingly difficult issue for manufacturers. A new study sheds light on the challenges and how leading companies are meeting them. mark for My Articles similar articles
Bank Technology News
April 2004
By The Numbers When it comes to compliance technology spending, internal IT remains the biggest investment for financial institutions. But more firms are opting to buy rather than build. mark for My Articles similar articles
Insurance & Technology
June 16, 2004
Julie Gallagher
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. mark for My Articles similar articles
Bio-IT World
February 11, 2005
Judy Hanover
Leveraging IT to Achieve Compliance Budgeting and measuring the success of compliance initiatives is a credibility issue for CIOs. mark for My Articles similar articles
Bank Technology News
April 2006
Michael Sisk
Compliance: The New Rule Book Is Still Like A Maze There are so many new regulations that banks are having difficulty organizing their corporate structure to ensure these new rules are being adequately followed. mark for My Articles similar articles
Information Today
February 25, 2008
Thomson Gains Regulatory Clearances for Reuters Acquisition Thomson and Reuters get permission to merge with each retaining full ownership of their relevant databases. mark for My Articles similar articles
Insurance & Technology
May 18, 2004
Julie Gallagher
IT Isn't Tapped for Compliance The insurance industry fails to embrace the full business value of IT when it comes to addressing regulatory requirements and instead relies primarily on manual processes and ad hoc measures mark for My Articles similar articles
Investment Advisor
February 2008
Papa & Marks
The New Paradigm Integrating operations and compliance. mark for My Articles similar articles
Bank Technology News
May 1, 2008
Michael Grebb
The War to Keep Compliance Talent Financial institutions wade through an ever-deepening regulatory swamp, and therefore an escalating war for compliance talent. mark for My Articles similar articles
Financial Planning
July 1, 2006
Jane Worthington
Compliance Tips: What Now? John Walsh, of the SEC's Office of Compliance Inspections and Examinations, offered these ten points for post-review discussions to attendees at NRS' Spring Compliance Conference. mark for My Articles similar articles
Pharmaceutical Executive
August 1, 2014
Severin Wirz
Only Fools Rush In The importance of pre-acquisition due diligence. mark for My Articles similar articles
Bank Systems & Technology
July 5, 2004
Cynthia Ramsaran
Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance. mark for My Articles similar articles
Wall Street & Technology
March 2, 2004
Jessica Pallay
InfoStep Stands Up to Sox Still stumped by Sarbanes Oxley? InfoStep has released eLustroHarmony, a risk-management and compliance tool to help get firms on track with SOX. mark for My Articles similar articles
Insurance & Technology
August 12, 2005
Peggy Bresnick Kendler
The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance. mark for My Articles similar articles
Pharmaceutical Executive
December 1, 2013
Slota et al.
Prescribed Behavior: Operating Under a Consent Decree For senior executives, meeting the requirements of a Consent Decree to the satisfaction of regulators is only half of the job. mark for My Articles similar articles
Bank Systems & Technology
June 14, 2010
Matt Gunn
FIS to Acquire Compliance Coach Banking and payment technology provider FIS announced Monday it will acquire Compliance Coach, Inc., a company that provides risk assessment software, e-learning and additional tools to enable compliance with applicable laws and regulations. mark for My Articles similar articles
Wall Street & Technology
April 14, 2006
Govind Sandhu
Beyond Registration Persistent compliance efforts may be one of the most critical investments in the success of today's hedge funds. mark for My Articles similar articles
Information Today
September 24, 2013
Thomson Reuters Expands Risk Solutions Thomson Reuters' goal is to connect the global financial community using its Entity Risk suite of solutions. mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. mark for My Articles similar articles
Wall Street & Technology
March 21, 2006
Cory Levine
Education in Regulation In partnership with the NASD, the U.K.'s University of Reading will offer what is believed to be a first-of-its-kind Master's in Capital Markets, Regulation and Compliance from the University's business school. mark for My Articles similar articles
Information Today
March 8, 2012
Latest Version of Thomson Reuters ProView E-Reader Platform Launches Globally Thomson Reuters ProView is a professional-grade platform for the delivery and use of specialized Thomson Reuters content and productivity tools, including popular legal reference books. mark for My Articles similar articles
Information Today
October 20, 2015
Thomson Reuters and Samsung Join Forces Thomson Reuters teamed up with Samsung to explore the development and optimization of enterprise solutions. mark for My Articles similar articles
Wall Street & Technology
November 21, 2006
Cory Levine
Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates. mark for My Articles similar articles
Investment Advisor
March 2006
Parks & Paris
IA Soapbox: Why We Went RIA In the RIA model, compliance issues serve to remind us that we are on the same side of the table as our client, and that staying compliant will help us forge together a long-lasting relationship. mark for My Articles similar articles
Pharmaceutical Executive
January 1, 2013
Ben Comer
Compliance in the C-Suite Compliance officers have risen into pharmaceutical management's highest ranks, by choice in some organizations, and by government decree in others. Either way, their importance as a strategic partner can hardly be understated. mark for My Articles similar articles
IndustryWeek
December 1, 2006
John Teresko
Still Not RoHS Compliant? Majority of companies don't have centralized compliance solution. mark for My Articles similar articles
Wall Street & Technology
August 27, 2004
Jessica Pallay
Building the Right Team With no sign of waning regulations, compliance officers remain essential to the architecture of the securities industry. mark for My Articles similar articles
Wall Street & Technology
February 4, 2005
Jon Beyman
Dear CIO... What projects or issues should be on every CIO's priority list for 2005 -- and why? The chief of operations and technology at Lehman Brothers, as well as an executive vice president, offers his views. mark for My Articles similar articles
Information Today
July 9, 2012
Columbia University and Thomson Reuters Launch Advanced Data Visualization Project The initiative, sponsored by Thomson Reuters, will facilitate research into data visualization and its implications for academia and industry in a world increasingly awash with data. mark for My Articles similar articles
Information Today
July 2, 2015
Thomson Reuters Rolls Out APIs for Elektron The open source APIs streamline access to Thomson Reuters' data feeds and services. mark for My Articles similar articles
Wall Street & Technology
June 28, 2005
Maria Santos
The Shift to Holistic Compliance As U.S. financial institutions feel the burden of complying with a multitude of regulations, forward-thinking firms are examining ways to use their existing technology for more than one compliance initiative. mark for My Articles similar articles