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Finance & Development
September 2009
Randall Dodd
Overhauling the System The United States is proposing the most radical reform of financial regulation since the New Deal. mark for My Articles similar articles
Wall Street & Technology
March 18, 2008
Cory Levine
Lack of Standardization in Data, Reporting to Hinder Basel II Compliance Lack of standardization in the reporting process will be a major hurdle for financial institutions in complying with Basel II requirements. mark for My Articles similar articles
Wall Street & Technology
November 23, 2009
Greg MacSweeney
Dark Pools Seek Limited Transparency Dark pools provide investors with a valuable venue for trading large blocks of securities, but regulations may change the way market participants interact with anonymous trading venues in 2010. mark for My Articles similar articles
The Motley Fool
October 27, 2009
The Treasury Answers Fools' Questions Deputy Secretary of the Treasury Neal Wolin answers Motley Fool readers' questions regarding regulatory reform. mark for My Articles similar articles
Bank Technology News
September 2010
John Adams
Ready or Not: The IT Challenges of Dodd-Frank Following the new rules means creating a new kind of IT department, one which deploys and manages platforms for quicker response and enables the bank to prove its fiscal fitness. mark for My Articles similar articles
Wall Street & Technology
January 22, 2008
Sabatini & Smirnoff
Trade Reporting, Surveillance Key To Compliance With increased regulatory focus on protecting securities market participants, trade reporting and trade surveillance are key to providing transparency, efficiency and oversight for today's trading environment. mark for My Articles similar articles
Wall Street & Technology
November 23, 2009
Greg MacSweeney
WS&T Presents the Capital Markets Outlook 2010 Wall Street & Technology editors examine the top 10 trends that will shape the capital markets in the coming year. mark for My Articles similar articles
The Motley Fool
August 23, 2010
Ilan Moscovitz
Treasury on Regulatory Failure and "Too Big to Fail" The Treasury Department answers questions on the new regulations and big banking. Part two of a three-part interview. mark for My Articles similar articles
Wall Street & Technology
November 23, 2009
Greg MacSweeney
Investors Demand Hedge Fund Transparency Institutional investors are already demanding more transparency from hedge funds. Not to be outdone, regulators are readying new rules for hedge fund reporting. mark for My Articles similar articles
Bank Systems & Technology
December 15, 2008
Maria Bruno-Britz
IBM Suggests Global Risk Reporting Standard The Data Governance Council at Armonk, N.Y.-based IBM is seeking to create a global standard for risk reporting mark for My Articles similar articles
Bank Director
2nd Quarter 2010
Eugene A. Ludwig
Discerning the New Financial Services Landscape The former U.S. Comptroller of the Currency and vice chairman of Bankers Trust/Deutsche Bank, offers his views on what is likely to come out of upcoming reform legislation as well as areas that are far from clear. mark for My Articles similar articles
The Motley Fool
May 24, 2010
Moscovitz & Koppenheffer
Wall Street Reform: The Good, the Meh, and the Ugly A Foolish take on what's in the Senate bill. mark for My Articles similar articles
U.S. Banker
July 2009
Joseph Rosta
Risk Management: Miles to Go Unless regulators ensure that risk management becomes an integral part of banks' corporate culture, from the trading floor to the boardroom, the goal of preventing systemic failure may prove much harder to achieve. mark for My Articles similar articles
The Motley Fool
July 16, 2010
Ilan Moscovitz
Will This Stop the Next Financial Armageddon? What key measures in the 2,322-page financial reform bill actually matter, and will they stop the next financial Armageddon? mark for My Articles similar articles
Wall Street & Technology
September 21, 2004
Paul Allen
Basel II: Coming to America Now that the Basel II Accord will apply to the U.S. securities industry, some firms are playing catch-up. mark for My Articles similar articles
Finance & Development
December 1, 2008
Noel Sacasa
Preventing Future Crises The financial crisis has exposed weaknesses in the current regulatory and supervisory frameworks and made it clear that we are in need of regulatory reform. mark for My Articles similar articles
CFO
November 1, 2010
Vincent Ryan
Making Sense of Bank Reform The Dodd-Frank Act is arguably as inscrutable as the institutions and instruments it is supposed to fix. mark for My Articles similar articles
Reason
January 2009
Katherine Mangu-Ward
Is Deregulation to Blame? The new Washington consensus says "yes." The facts on the ground say something different. mark for My Articles similar articles
FDIC FYI
July 24, 2002
Enhancing Financial Transparency Participants in the conference discussed the strengths and flaws inherent in the U.S. financial reporting process and suggested ways of modifying not only the reporting mechanism, but also the accounting standards that underlie financial statements, audit opinions, credit ratings and analyst reports. mark for My Articles similar articles
Bank Technology News
August 2008
DiCristofaro & Kelly
What's Driving IT Spend For Basel II The financial industry's largest banks and broker-dealers have faced considerable challenges in their efforts to improve financial risk management and satisfy evolving regulatory requirements generated by the Basel II Capital Accord. mark for My Articles similar articles
FDIC FYI
January 14, 2003
Basel and the Evolution of Capital Regulation: Moving Forward, Looking Back How much capital is enough? How bank regulators have answered this question during the post World War II period has been shaped by two contending strands of thought. mark for My Articles similar articles
Finance & Development
December 1, 2007
Randall Dodd
Subprime: Tentacles of a Crisis The mortgage market turbulence is as much about the breakdown of the structure of U.S. financial markets as it is about bad debt. mark for My Articles similar articles
Insurance & Technology
May 28, 2008
Doug Sheehan
Enhanced Investment Systems Offer Better Integration of Data The enhanced technical capabilities of external data providers is making it possible for insurers to have better integration with these data sources, having great potential to improve data accuracy, timeliness and efficiency. mark for My Articles similar articles
OCC Bulletin
September 25, 2006
Proposed Revisions to (1) Risk- Based Capital Rule Implementing the new Basel Capital Accord and (2) Market Risk Rule This bulletin briefly summarizes two Notices of Proposed Rulemaking. The first NPR would implement new risk-based capital requirements for large or internationally active U.S. banking organizations. The second NPR proposes changes to the current risk-based capital charge for market risk. mark for My Articles similar articles
BusinessWeek
August 26, 2010
James Sterngold
Let a Thousand Regulators Bloom As agencies begin rewiring Wall Street, job openings abound. mark for My Articles similar articles
Wall Street & Technology
November 23, 2009
Ivy Schmerken
Derivatives Clearing Gives Congress Fits Congress is working on legislation for OTC derivatives reform, but there is still no agreement on mandatory clearing of standardized instruments or on how exotic instruments will be handled. mark for My Articles similar articles
Insurance & Technology
April 4, 2007
Susana Schwartz
Risky Business To meet stringent requirements around reporting, security and accountability, insurers are implementing financial modeling tools. mark for My Articles similar articles
CFO
October 1, 2007
Rob Garver
One Nation, Left Behind The race to cut compliance-based capital has begun, and U.S. banks are trailing the pack -- badly. mark for My Articles similar articles
Bank Technology News
May 2007
The Six Regulatory Areas That Are Altering Bank Life Regulation is a part of bank life. Failure to comply shouldn't be. mark for My Articles similar articles
OCC Bulletin
December 6, 2000
Risk-Based Capital The Agencies are proposing to modify the risk-based capital treatment on claims against certain securities firms. The proposal would reduce the risk weight on claims on, or guaranteed by, qualifying securities firms to 20 percent from 100 percent... mark for My Articles similar articles
CFO
September 1, 2008
David M. Katz
Fair-Value Revolution Historical cost accounting is fading as Corporate America marches into a new era. mark for My Articles similar articles
U.S. Banker
August 2001
John Hackett
Credit Derivatives Hit a Snag After years of booming growth, the market in these hedging tools dropped in the first quarter, but the consensus is that they're too good to keep down. Includes statistics on the biggest bank participants. mark for My Articles similar articles
Investment Advisor
August 2010
Janet P. Levaux
Reform's Impact on Advisors, Broker/Dealers, and Banks "This is a tough law that will also have profound effects on the operations and cost structure of most financial services companies and financial markets," said Securities Industry and Financial Markets Association president and CEO Tim Ryan in a statement on June 25. mark for My Articles similar articles
The Motley Fool
May 12, 2010
Alex Dumortier
Morgan Stanley Wishes It Weren't Like Goldman U.S. prosecutors are investigating whether Morgan misled investors in mortgage derivatives; similar to the charges against Goldman Sachs. mark for My Articles similar articles
The Motley Fool
December 21, 2011
John Grgurich
New Capital Rules Hit Big U.S. Banks The Financial Times is reporting that the Federal Reserve has proposed new rules for the largest financial firms, requiring them to hold more capital in a move that mirrors proposals by a group of global banking regulators known as the Basel committee. mark for My Articles similar articles
The Motley Fool
October 21, 2009
Dayana Yochim
Report From the White House: Will Regulation Stifle Innovation? Here is the fifth installment of our interview with Austan Goolsbee, chief economist for the President's Economic Recovery Advisory Board. mark for My Articles similar articles
U.S. Banker
May 2009
Michael Sisk
The Repercussions of Reform After months of Congressional hearings, debates and some hysterics, only the broadest outlines of the new banking regulatory regime have emerged. mark for My Articles similar articles
Bank Systems & Technology
June 18, 2009
Maria Bruno-Britz
The Financial Industry Reacts to Obama Regulatory Proposal Although most agree with the general principles outlined in the President's financial reform plan, they find several sticking points -- and IT won't be immune. mark for My Articles similar articles
Finance & Development
December 2010
Risky Business Global banks will adapt to the new international rules on capital and liquidity, but at what cost to investors and the financial system? mark for My Articles similar articles
Bank Systems & Technology
June 21, 2010
Penny Crosman
Will Regulatory Turmoil Be the Death of IT Innovation? Washington has taken a strong stand on financial reform, and bankers say they understand that. But already-burdened technology organizations will have a hard time keeping up with the flood of changing requirements. mark for My Articles similar articles
Wall Street & Technology
May 8, 2009
Larry Tabb
OTC, Central Clearing or Exchange-Traded: Choosing the Right Path Increasing capital reserve requirements for OTC self-cleared products would change the economics of the marketplace and may nudge the industry toward an exchange-traded model. mark for My Articles similar articles
Wall Street & Technology
April 14, 2006
Govind Sandhu
Beyond Registration Persistent compliance efforts may be one of the most critical investments in the success of today's hedge funds. mark for My Articles similar articles
Bank Systems & Technology
May 24, 2007
Nancy Feig
Banks Make Headway Towards Basel II While international banks have made considerable progress toward complying with the provisions of Basel II, US banks still are waiting for the final rules. But that isn't keeping them from reexamining their risk management technologies. mark for My Articles similar articles
Bank Systems & Technology
November 29, 2004
Ivan Schneider
Reflections on Risk Leading banks are pursuing new ways to achieve competitive advantage through superior risk management. mark for My Articles similar articles
Wall Street & Technology
January 24, 2006
Paul Allen
Trading Gets Exotic As the search for higher returns and diversification has sparked a surge in alternative investments, financial firms are working to establish a technology infrastructure capable of managing an acceptable balance between risk and reward. mark for My Articles similar articles
Wall Street & Technology
February 4, 2005
Maria Santos
Compliance As the Securities and Exchange Commission steps up its efforts to regulate the industry and protect investors, financial institutions must take proactive measures to comply with current and possible future rules before the SEC takes action against them. mark for My Articles similar articles
CFO
October 1, 2010
Randy Myers
The Calm Before Reform With sweeping new legislation on the horizon, companies (and their banks) try to gauge the impact. mark for My Articles similar articles
Bank Systems & Technology
February 10, 2004
Paul Kurgan
Truth & Consequence Don't let compliance foil your business. mark for My Articles similar articles
CFO
March 1, 2008
Avital Louria Hahn
Missing Pieces How poor risk-management techniques contributed to the subprime mess. mark for My Articles similar articles
The Motley Fool
May 28, 2008
Tom Hutchinson
Goldman Sachs Takes the High Ground The investment bank threatens to leave an international group over a proposed rule change for accounting. mark for My Articles similar articles