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Finance & Development September 2009 Randall Dodd |
Overhauling the System The United States is proposing the most radical reform of financial regulation since the New Deal. |
Wall Street & Technology March 18, 2008 Cory Levine |
Lack of Standardization in Data, Reporting to Hinder Basel II Compliance Lack of standardization in the reporting process will be a major hurdle for financial institutions in complying with Basel II requirements. |
Wall Street & Technology November 23, 2009 Greg MacSweeney |
Dark Pools Seek Limited Transparency Dark pools provide investors with a valuable venue for trading large blocks of securities, but regulations may change the way market participants interact with anonymous trading venues in 2010. |
The Motley Fool October 27, 2009 |
The Treasury Answers Fools' Questions Deputy Secretary of the Treasury Neal Wolin answers Motley Fool readers' questions regarding regulatory reform. |
Bank Technology News September 2010 John Adams |
Ready or Not: The IT Challenges of Dodd-Frank Following the new rules means creating a new kind of IT department, one which deploys and manages platforms for quicker response and enables the bank to prove its fiscal fitness. |
Wall Street & Technology January 22, 2008 Sabatini & Smirnoff |
Trade Reporting, Surveillance Key To Compliance With increased regulatory focus on protecting securities market participants, trade reporting and trade surveillance are key to providing transparency, efficiency and oversight for today's trading environment. |
Wall Street & Technology November 23, 2009 Greg MacSweeney |
WS&T Presents the Capital Markets Outlook 2010 Wall Street & Technology editors examine the top 10 trends that will shape the capital markets in the coming year. |
The Motley Fool August 23, 2010 Ilan Moscovitz |
Treasury on Regulatory Failure and "Too Big to Fail" The Treasury Department answers questions on the new regulations and big banking. Part two of a three-part interview. |
Wall Street & Technology November 23, 2009 Greg MacSweeney |
Investors Demand Hedge Fund Transparency Institutional investors are already demanding more transparency from hedge funds. Not to be outdone, regulators are readying new rules for hedge fund reporting. |
Bank Systems & Technology December 15, 2008 Maria Bruno-Britz |
IBM Suggests Global Risk Reporting Standard The Data Governance Council at Armonk, N.Y.-based IBM is seeking to create a global standard for risk reporting |
Bank Director 2nd Quarter 2010 Eugene A. Ludwig |
Discerning the New Financial Services Landscape The former U.S. Comptroller of the Currency and vice chairman of Bankers Trust/Deutsche Bank, offers his views on what is likely to come out of upcoming reform legislation as well as areas that are far from clear. |
The Motley Fool May 24, 2010 Moscovitz & Koppenheffer |
Wall Street Reform: The Good, the Meh, and the Ugly A Foolish take on what's in the Senate bill. |
U.S. Banker July 2009 Joseph Rosta |
Risk Management: Miles to Go Unless regulators ensure that risk management becomes an integral part of banks' corporate culture, from the trading floor to the boardroom, the goal of preventing systemic failure may prove much harder to achieve. |
The Motley Fool July 16, 2010 Ilan Moscovitz |
Will This Stop the Next Financial Armageddon? What key measures in the 2,322-page financial reform bill actually matter, and will they stop the next financial Armageddon? |
Wall Street & Technology September 21, 2004 Paul Allen |
Basel II: Coming to America Now that the Basel II Accord will apply to the U.S. securities industry, some firms are playing catch-up. |
Finance & Development December 1, 2008 Noel Sacasa |
Preventing Future Crises The financial crisis has exposed weaknesses in the current regulatory and supervisory frameworks and made it clear that we are in need of regulatory reform. |
CFO November 1, 2010 Vincent Ryan |
Making Sense of Bank Reform The Dodd-Frank Act is arguably as inscrutable as the institutions and instruments it is supposed to fix. |
Reason January 2009 Katherine Mangu-Ward |
Is Deregulation to Blame? The new Washington consensus says "yes." The facts on the ground say something different. |
FDIC FYI July 24, 2002 |
Enhancing Financial Transparency Participants in the conference discussed the strengths and flaws inherent in the U.S. financial reporting process and suggested ways of modifying not only the reporting mechanism, but also the accounting standards that underlie financial statements, audit opinions, credit ratings and analyst reports. |
Bank Technology News August 2008 DiCristofaro & Kelly |
What's Driving IT Spend For Basel II The financial industry's largest banks and broker-dealers have faced considerable challenges in their efforts to improve financial risk management and satisfy evolving regulatory requirements generated by the Basel II Capital Accord. |
FDIC FYI January 14, 2003 |
Basel and the Evolution of Capital Regulation: Moving Forward, Looking Back How much capital is enough? How bank regulators have answered this question during the post World War II period has been shaped by two contending strands of thought. |
Finance & Development December 1, 2007 Randall Dodd |
Subprime: Tentacles of a Crisis The mortgage market turbulence is as much about the breakdown of the structure of U.S. financial markets as it is about bad debt. |
Insurance & Technology May 28, 2008 Doug Sheehan |
Enhanced Investment Systems Offer Better Integration of Data The enhanced technical capabilities of external data providers is making it possible for insurers to have better integration with these data sources, having great potential to improve data accuracy, timeliness and efficiency. |
OCC Bulletin September 25, 2006 |
Proposed Revisions to (1) Risk- Based Capital Rule Implementing the new Basel Capital Accord and (2) Market Risk Rule This bulletin briefly summarizes two Notices of Proposed Rulemaking. The first NPR would implement new risk-based capital requirements for large or internationally active U.S. banking organizations. The second NPR proposes changes to the current risk-based capital charge for market risk. |
BusinessWeek August 26, 2010 James Sterngold |
Let a Thousand Regulators Bloom As agencies begin rewiring Wall Street, job openings abound. |
Wall Street & Technology November 23, 2009 Ivy Schmerken |
Derivatives Clearing Gives Congress Fits Congress is working on legislation for OTC derivatives reform, but there is still no agreement on mandatory clearing of standardized instruments or on how exotic instruments will be handled. |
Insurance & Technology April 4, 2007 Susana Schwartz |
Risky Business To meet stringent requirements around reporting, security and accountability, insurers are implementing financial modeling tools. |
CFO October 1, 2007 Rob Garver |
One Nation, Left Behind The race to cut compliance-based capital has begun, and U.S. banks are trailing the pack -- badly. |
Bank Technology News May 2007 |
The Six Regulatory Areas That Are Altering Bank Life Regulation is a part of bank life. Failure to comply shouldn't be. |
OCC Bulletin December 6, 2000 |
Risk-Based Capital The Agencies are proposing to modify the risk-based capital treatment on claims against certain securities firms. The proposal would reduce the risk weight on claims on, or guaranteed by, qualifying securities firms to 20 percent from 100 percent... |
CFO September 1, 2008 David M. Katz |
Fair-Value Revolution Historical cost accounting is fading as Corporate America marches into a new era. |
U.S. Banker August 2001 John Hackett |
Credit Derivatives Hit a Snag After years of booming growth, the market in these hedging tools dropped in the first quarter, but the consensus is that they're too good to keep down. Includes statistics on the biggest bank participants. |
Investment Advisor August 2010 Janet P. Levaux |
Reform's Impact on Advisors, Broker/Dealers, and Banks "This is a tough law that will also have profound effects on the operations and cost structure of most financial services companies and financial markets," said Securities Industry and Financial Markets Association president and CEO Tim Ryan in a statement on June 25. |
The Motley Fool May 12, 2010 Alex Dumortier |
Morgan Stanley Wishes It Weren't Like Goldman U.S. prosecutors are investigating whether Morgan misled investors in mortgage derivatives; similar to the charges against Goldman Sachs. |
The Motley Fool December 21, 2011 John Grgurich |
New Capital Rules Hit Big U.S. Banks The Financial Times is reporting that the Federal Reserve has proposed new rules for the largest financial firms, requiring them to hold more capital in a move that mirrors proposals by a group of global banking regulators known as the Basel committee. |
The Motley Fool October 21, 2009 Dayana Yochim |
Report From the White House: Will Regulation Stifle Innovation? Here is the fifth installment of our interview with Austan Goolsbee, chief economist for the President's Economic Recovery Advisory Board. |
U.S. Banker May 2009 Michael Sisk |
The Repercussions of Reform After months of Congressional hearings, debates and some hysterics, only the broadest outlines of the new banking regulatory regime have emerged. |
Bank Systems & Technology June 18, 2009 Maria Bruno-Britz |
The Financial Industry Reacts to Obama Regulatory Proposal Although most agree with the general principles outlined in the President's financial reform plan, they find several sticking points -- and IT won't be immune. |
Finance & Development December 2010 |
Risky Business Global banks will adapt to the new international rules on capital and liquidity, but at what cost to investors and the financial system? |
Bank Systems & Technology June 21, 2010 Penny Crosman |
Will Regulatory Turmoil Be the Death of IT Innovation? Washington has taken a strong stand on financial reform, and bankers say they understand that. But already-burdened technology organizations will have a hard time keeping up with the flood of changing requirements. |
Wall Street & Technology May 8, 2009 Larry Tabb |
OTC, Central Clearing or Exchange-Traded: Choosing the Right Path Increasing capital reserve requirements for OTC self-cleared products would change the economics of the marketplace and may nudge the industry toward an exchange-traded model. |
Wall Street & Technology April 14, 2006 Govind Sandhu |
Beyond Registration Persistent compliance efforts may be one of the most critical investments in the success of today's hedge funds. |
Bank Systems & Technology May 24, 2007 Nancy Feig |
Banks Make Headway Towards Basel II While international banks have made considerable progress toward complying with the provisions of Basel II, US banks still are waiting for the final rules. But that isn't keeping them from reexamining their risk management technologies. |
Bank Systems & Technology November 29, 2004 Ivan Schneider |
Reflections on Risk Leading banks are pursuing new ways to achieve competitive advantage through superior risk management. |
Wall Street & Technology January 24, 2006 Paul Allen |
Trading Gets Exotic As the search for higher returns and diversification has sparked a surge in alternative investments, financial firms are working to establish a technology infrastructure capable of managing an acceptable balance between risk and reward. |
Wall Street & Technology February 4, 2005 Maria Santos |
Compliance As the Securities and Exchange Commission steps up its efforts to regulate the industry and protect investors, financial institutions must take proactive measures to comply with current and possible future rules before the SEC takes action against them. |
CFO October 1, 2010 Randy Myers |
The Calm Before Reform With sweeping new legislation on the horizon, companies (and their banks) try to gauge the impact. |
Bank Systems & Technology February 10, 2004 Paul Kurgan |
Truth & Consequence Don't let compliance foil your business. |
CFO March 1, 2008 Avital Louria Hahn |
Missing Pieces How poor risk-management techniques contributed to the subprime mess. |
The Motley Fool May 28, 2008 Tom Hutchinson |
Goldman Sachs Takes the High Ground The investment bank threatens to leave an international group over a proposed rule change for accounting. |