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Registered Rep.
December 10, 2010
Jerry Gleeson
Wells Fargo Wants To Expand Wealth Biz Chief Executive John Stumpf was quoted as saying he felt the "sub-optimized" wealth business could stand some expansion. mark for My Articles similar articles
Registered Rep.
April 13, 2012
Kristen French
Wells Fargo Wealth Management Business Posts Stagnant First Quarter Wells Fargo's wealth management business reported no growth in assets and a slight decline in advisors for the first quarter versus the same time period a year ago. mark for My Articles similar articles
Registered Rep.
February 1, 2011
Poll: Are Advisors Being Pressed to Peddle Bank Products? To what extent do brokers at Merrill Lynch, Wells Fargo Advisors and elsewhere want to sell banking products? mark for My Articles similar articles
Registered Rep.
October 3, 2008
Kristen French
Wachovia Hooks Up with Wells Fargo; Citi Says Wachovia In Breach Citigroup's deal with Wachovia gets ousted over the new deal with Wells Fargo. Wachovia shareholders and advisors are relieved. mark for My Articles similar articles
Registered Rep.
October 20, 2010
Jerry Gleeson
Profits Soar at Wells Fargo, Raymond James The brokerage business of Wells Fargo of San Francisco, and independent b/d Raymond James Financial Inc. of St. Petersburg, Fla., both reported mixed performances today, with sharply higher year-over-year profits contrasting with more subdued sequential results. mark for My Articles similar articles
Registered Rep.
October 8, 2010
Kristen French
Wells Fargo Advisors Hikes Recruiting Bonuses 100 bps In the next couple of months, major Wall Street brokers may be giving Wells Fargo Advisors a closer look. mark for My Articles similar articles
Registered Rep.
October 10, 2008
Citi Walks, Wells Fargo Gets Wachovia, Wachovia Reps Relieved The union of Wells Fargo and Wachovia will create the country's third-largest coast-to-coast banking behemoth. But the deal still faces obstacles before it can be finalized. mark for My Articles similar articles
Registered Rep.
September 30, 2009
David A. Geracioti
Do Retail Financial Advisors Have an "Unhealthy Focus?" The Financial Times suggests the way financial products and services are sold need to be completely overhauled. mark for My Articles similar articles
Registered Rep.
April 20, 2011
Kristen French
Wells Fargo Reports Record Cross-Selling, Asset Inflows Wells Fargo's wealth management division reported stronger earnings, revenues and FA headcount in the first quarter, while cross-selling hit a record and client asset inflows were at their highest since Wells acquired Wachovia in late 2008. mark for My Articles similar articles
Registered Rep.
September 23, 2009
Halah Touryalai
Client Service (Not Retention) Bonuses for Wells Fargo Advisors Some Wells Fargo Advisors financial advisors are earning their bonus dollars through a client service program. mark for My Articles similar articles
On Wall Street
December 1, 2008
Danny Sarch
This Is Your Career, So Start Acting Like It Like any labor market, the financial services one comes down to supply and demand, and a number of forces are in line to start pushing values down. mark for My Articles similar articles
The Motley Fool
May 31, 2007
Ryan Fuhrmann
Fool on the Street: Rock-Solid Wells Fargo Wells Fargo is peerless in terms of its expansion track record, and if it can keep cross-selling its way to similar levels of growth, it may turn out to be one of the best financial stocks for 2007 -- and beyond. mark for My Articles similar articles
Registered Rep.
February 15, 2012
Diana Britton
More Advisors Fleeing Morgan Keegan Morgan Keegan has lost seven financial advisors since December, FINRA filings show. They follow some 190 other advisors who fled over the past six months. mark for My Articles similar articles
On Wall Street
March 1, 2010
Helen Kearney
Compensation 2010 Your definitive guide to the changes in advisor compensation across the industry. mark for My Articles similar articles
Registered Rep.
February 25, 2011
Jerry Gleeson
Wells Fargo Settles Sex Discrimination Claims For $32 Million Wells Fargo Advisors has tentatively agreed to a $32 million settlement of a federal class-action gender discrimination lawsuit brought in 2009 by three women financial advisors who worked at its legacy Wachovia Securities brokerage. mark for My Articles similar articles
The Motley Fool
October 21, 2008
Morgan Housel
Why Wells Fargo Really Wanted Wachovia Why was Wells Fargo so eager to ante up a deal for Wachovia? Taxes. It was all about taxes. mark for My Articles similar articles
Registered Rep.
July 22, 2010
Christina Mucciolo
Raymond James Financial and Wells Fargo Retail Brokerage Units Hang In There A report on earnings from two major financial firms. mark for My Articles similar articles
Bank Systems & Technology
June 9, 2009
Maria Bruno-Britz
Wells Fargo Grows First Data Card Relationship An expanded agreement has been signed to include Wachovia's card customers with Wells Fargo's First Data portfolio. mark for My Articles similar articles
The Motley Fool
April 15, 2009
Alex Dumortier
Is Wells Fargo $50 Billion Short? Wells Fargo will require an extra $50 billion in common equity if it is to repay its TARP investment and achieve a reasonable capital cushion. mark for My Articles similar articles
Registered Rep.
December 8, 2015
2015 Broker Report Card: Paying Premium? The percentage of advisors' revenues derived from fee-based business ticked up again this year, for the sixth year running. mark for My Articles similar articles
The Motley Fool
October 7, 2008
Morgan Housel
Wachovia Suitors Try to Make Nice While the tug-of-war between Citigroup and Wells Fargo over Wachovia isn't over just yet, the two have agreed to stop suing the pants off of each other - at least until noon Wednesday - so something can get hammered out before Wachovia croaks. mark for My Articles similar articles
On Wall Street
November 1, 2011
Elizabeth Wine
The Unfaithful Client Cheating on a financial advisor is a known, but frowned-upon client practice. But new research says that it has been gaining traction among high-net-worth households since the market turmoil began in 2008, with many clients bolstering their stable of advisors. mark for My Articles similar articles
Registered Rep.
December 3, 2013
Megan Leonhardt
Out From Under A rising market lifts many spirits, including advisor satisfaction with the firm that employs them. mark for My Articles similar articles
Registered Rep.
April 1, 2014
Mindy Diamond
Culture: Hard to Define, Impossible to Ignore Advisors looking to compare and contrast their own firm to others, often see all similarly situated firms as one and the same. A firm's culture is the one thing that is not a commodity. mark for My Articles similar articles
Bank Systems & Technology
August 19, 2009
Maria Bruno-Britz
Wells Fargo and Wachovia: The Creation of a Coast-to-Coast Banking Franchise It wasn't the easiest of acquisitions, but now that Wachovia is officially part of Wells Fargo, the heavy lifting has only begun for IT. mark for My Articles similar articles
Registered Rep.
October 22, 2008
Wachovia Reports Record $24 Billion Loss, Brokerage Results Weak, But With Bright Spots The massive loss was due primarily to declining values in its retail and small business banking divisions. But the retail brokerage and wealth management units didn't fare so well either. mark for My Articles similar articles
Registered Rep.
January 19, 2011
Jerry Gleeson
Wells Fargo Brokerage Sees Higher 4Q Assets, Revenue WBR "is an increasingly important growth business for us, and an increasingly important source of cross-selling," Chief Financial Officer Howard Atkins said on a conference call with analysts. mark for My Articles similar articles
On Wall Street
March 1, 2010
Bill Willis
The Financial Supermarket Is Back In Style This is a strategy whose time has come, and the outlook for a one-stop shop appears bright. mark for My Articles similar articles
Bank Systems & Technology
August 30, 2004
Cynthia Ramsaran
Big Deals Wells Fargo Picks Carreker... Newburyport Taps M&I... Misys, Stefanini Partner... etc. mark for My Articles similar articles
Registered Rep.
December 14, 2012
Megan Leonhardt
Wirehouses Dangle New Carrots, Small Sticks In 2013 Across the board, all four major wirehouses tweaked their compensation plans for the upcoming year; In some cases, they are upping the bar to earn payouts and putting greater emphasis on incentives to gain new, richer clients. mark for My Articles similar articles
Registered Rep.
February 20, 2009
David A. Geracioti
No Retention Bonuses For Wachovia Reps; Wachovia Securities To Be Renamed Danny Ludeman, head of Wachovia Securities, told managers earlier today that financial advisors would not receive any retention bonus. mark for My Articles similar articles
Bank Systems & Technology
July 29, 2010
Matt Gunn
Wells Fargo Named Best Consumer Internet Bank San Francisco-based Wells Fargo was named Best Consumer Internet Bank and Best Corporate/Institutional Internet Bank in the United States by Global Finance magazine. mark for My Articles similar articles
Registered Rep.
December 1, 2011
Kristen French
Broker Report Card 2011: It's Getting Better All the Time Registered Rep.'s 21st annual Broker Report Cards showed advisor satisfaction ratings creeping higher this year across the board -- on everything from compensation and benefits, compliance support and sales support to products. mark for My Articles similar articles
The Motley Fool
April 18, 2006
Stephen D. Simpson
Is All Well at Wells Fargo? Mortgages have weakened, but Wells Fargo still looks strong. Investors, take note. mark for My Articles similar articles
Registered Rep.
April 18, 2012
Diana Britton
Tiburon's Roame: Less of a Breakaway Trend, More of a `Broken-Away' Trend Whether you agree with him or not, Chip Roame, managing principal of Tiburon Strategic Advisors, is not afraid to tell you exactly how he sees it when it comes to the financial services industry. mark for My Articles similar articles
Registered Rep.
December 21, 2012
Megan Leonhardt
Looking Back, 2012 A Mixed Bag For Wirehouses Assets mostly were up, but advisors are on the move. mark for My Articles similar articles
On Wall Street
October 1, 2011
Who's News Bank of America Merrill Lynch hired Wells Fargo advisor Adam Gurien... Morgan Stanley Smith Barney has hired a team of Wells Fargo Advisors...Raymond James & Associates hires three advisors in Hingham, Mass... more... mark for My Articles similar articles
Registered Rep.
May 8, 2013
Diana Britton
Moving on Up: Go Independent and Make More $ Advisors who switched firms saw a jump in their compensation, especially among those who went independent. mark for My Articles similar articles
Registered Rep.
December 7, 2011
Philip Palaveev
The Say on Pay: Registered Rep.'s 2011 Compensation Survey Financial advisors continue to expand their practices, work with more clients and receive ample compensation for their efforts. mark for My Articles similar articles
Investment Advisor
January 2008
The Compensation Food Chain Performance-based compensation is the future of investment advisor compensation. mark for My Articles similar articles
The Motley Fool
October 30, 2006
Dan Caplinger
Avoid the Boiler Room Some financial advisors know more about sales than they do about investing. Finding good financial advice is tough. Investors with little or no knowledge about their finances are extremely vulnerable to disreputable professionals. mark for My Articles similar articles
Registered Rep.
May 1, 2005
13 Percent Percentage of advisors who say they have switched to a wealth management model. mark for My Articles similar articles
Registered Rep.
October 6, 2008
Citigroup, Wells Fargo Still Battling Over Wachovia It now appears the two banks may each get a piece -- but without any help from the government. mark for My Articles similar articles
Registered Rep.
May 31, 2013
Megan Leonhardt
Sizing Up the Street In the latest earnings cycle, here's how the wirehouses stacked up. mark for My Articles similar articles
Registered Rep.
June 3, 2015
Megan Leonhardt
Compensation Survey 2015: How Advisors Stack Up Advisors whose business mix leans more toward fees make almost twice as much as those who still lean heavily toward commissions, according to data collected in WealthManagement.com's compensation survey. mark for My Articles similar articles
Bank Systems & Technology
October 10, 2008
Maria Bruno-Britz
Wells Fargo Victorious in Wachovia Battle Wells Fargo given the go ahead to continue with Wachovia buyout. The purchase means the creation of a stronger coast-to-coast banking franchise. mark for My Articles similar articles
The Motley Fool
October 17, 2007
Emil Lee
All's Well at Wells Fargo Wells Fargo digs in its cleats. Investors, the bank did very well in almost every category. Wholesale banking, asset-based lending, commercial real estate and the mutual fund business all grew by double digits in the past quarter. mark for My Articles similar articles
The Motley Fool
January 26, 2007
Ryan Fuhrmann
The Best Financial Stock for 2007: Wells Fargo A solid history of sales and earnings growth put this company in the running. Investors, take note. mark for My Articles similar articles
The Motley Fool
July 17, 2008
Morgan Housel
Wells Fargo Dominates Emerging from the smoke of the banking industry, this bank shows 'em how it's done. mark for My Articles similar articles
Financial Planning
June 1, 2007
Kathy Gevlin
Advisor Pulse The happiest financial advisors really do put their clients first, asserts the first study of advisor satisfaction. mark for My Articles similar articles