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Registered Rep.
February 21, 2012
Kristen French
Due Diligence: Edward Jones Has an Edge at Training in an Industry That Stinks at it Only about one out of every five rookies in the Wall Street brokerage business makes it through year two or three of a four-year training program, according to industry consultant CBM Group. mark for My Articles similar articles
Registered Rep.
May 4, 2011
Kristen French
Edward Jones Aims to Quadruple Veteran Hires Long known as a firm that trains greenhorns and career changers from the ground up and then holds onto them for life, the firm is getting serious about recruiting financial advisors with experience. mark for My Articles similar articles
Registered Rep.
April 1, 2006
John Churchill
Keeping Up With the Joneses While Edward Jones will likely continue to lose larger producers until it finds another way for them and their wealthier clients, the business of the firm is really about serving the middle market. mark for My Articles similar articles
Registered Rep.
May 26, 2010
Christina Mucciolo
More Changes at Edward Jones, Chief Strategist Alan Skrainka Out According to a Jones spokesperson, Skrainka was ousted due to "his use of written materials without giving attribution." mark for My Articles similar articles
Registered Rep.
January 1, 2007
John Churchill
Will Jones Wrap it Up? Buy-and-hold Edward Jones is considering a platform option it has long eschewed as foreign to the firm's culture: fee-based accounts. mark for My Articles similar articles
Registered Rep.
May 1, 2012
Diana Britton
Seasoned Veterans General George S. Patton once said, "You cannot be disciplined in great things and indisciplined in small things." That same philosophy could be applied to being a financial advisor. mark for My Articles similar articles
Registered Rep.
April 29, 2010
Christina Mucciolo
Edward Jones Raises FA Production Expectations Edward Jones announced that it had laid out increased production expectations for its army of 12,700 advisors that will take effect next year. mark for My Articles similar articles
Registered Rep.
August 8, 2013
Megan Leonhardt
When the Fight to Independence Is Won Breaking away from a large institution can get messy. But if this advisor's tale is any indication, it does pay to fight the system -- sometimes. mark for My Articles similar articles
On Wall Street
March 1, 2011
Conrad & Konish
Compensation 2011 While recruiting packages generate a lot of interest, the actual pay that advisors receive from their firms doesn't get as much attention. So once again, On Wall Street has sifted through the payout grids in our industry for a unique comparison of their pay packages. mark for My Articles similar articles
Registered Rep.
September 4, 2013
David Armstrong
Editor's Letter: September 2013 Most advisors decide to move not because they are wooed to greener pastures, but because pain points inside their current environment have become too great. mark for My Articles similar articles
Registered Rep.
May 13, 2010
Christina Mucciolo
Edward Jones Top Advisor Attrition Remains Rock-Bottom, Says Weddle After Edward Jones lost two top producing reps and increased production expectations last month, some media outlets and recruiters made a lot of noise about rising advisor defections at Edward Jones. mark for My Articles similar articles
Registered Rep.
December 1, 2005
Kevin Burke
Edward Jones: Whistle While You Work According to survey results, financial advisors working at this financial firm seem to be living a charmed life. Here's why. mark for My Articles similar articles
Registered Rep.
January 9, 2006
Kristen French
Ed Jones, AG Edwards, Baird: Great to Work For The three regional brokerage firms made Fortune magazine's top 100 companies to work for this year. Brokers at AG Edwards and Edward Jones gave their firms the highest marks for everything from sales support to management to ethics. mark for My Articles similar articles
Registered Rep.
November 1, 2004
David A. Geracioti
Firms Pitch In After Hurricanes Many of the nation's largest broker/dealers helped Florida-based reps with compensation for September, as officials at several firms said the onslaught of hurricanes necessitated a response. mark for My Articles similar articles
Registered Rep.
April 17, 2009
Halah Touryalai
Smith Barney Losing Advisors, Client Assets But while Smith Barney is losing reps, it also appears to be recruiting heavily. mark for My Articles similar articles
Registered Rep.
December 1, 2005
Registered Rep.'s Broker Report Cards How seven of the nation's largest brokerage firms stack up against each other. mark for My Articles similar articles
On Wall Street
October 1, 2013
Mason Braswell
Non-Solicitation Disagreement What can you say without crossing the line and violating a non-solicitation agreement? mark for My Articles similar articles
Registered Rep.
December 21, 2004
Will Leitch
Ed Jones Agrees to Pay $75 Million in Revenue-Sharing Case Edward Jones has agreed to a $75 million settlement with the SEC, the NASD and the New York Stock Exchange as punishment for failing to disclose to clients information about the firm's revenue-sharing arrangements with mutual funds. mark for My Articles similar articles
Registered Rep.
February 1, 2005
Will Leitch
Smiling Through the Pain If Edward Jones reps are dismayed by the firm's record-setting SEC fine and the subsequent dismissal of their managing partner, Doug Hill, they're doing a good job of covering up. mark for My Articles similar articles
Registered Rep.
March 9, 2011
Kristen French
Morgan Stanley Cutting 200-300 FAs And Trainees The firm's wealth management division, Morgan Stanley Smith Barney, should end the quarter with about 17,800 advisors, still the largest brokerage force in the U.S. by headcount. mark for My Articles similar articles
Registered Rep.
March 31, 2011
John Aidan Byrne
Merrill, Wells, Ed Jones Jack Up Trainee Hiring The new training comes at a time when a number of currents in the business are converging to create what many predict will be a talent crunch. mark for My Articles similar articles
On Wall Street
January 1, 2011
Mike Byrnes
Pulling Out All Stops Since 2008, the financial services industry has taken a beating-not just in assets under management and performance, but in reputation, as well. mark for My Articles similar articles
Registered Rep.
July 22, 2009
Edward Jones, LPL, Schwab: Keeping Clients Happy FAs, you better be at the top of your game. mark for My Articles similar articles
Registered Rep.
December 1, 2011
Kristen French
Broker Report Card 2011: It's Getting Better All the Time Registered Rep.'s 21st annual Broker Report Cards showed advisor satisfaction ratings creeping higher this year across the board -- on everything from compensation and benefits, compliance support and sales support to products. mark for My Articles similar articles
On Wall Street
July 1, 2012
Donald Jay Korn
Ranking Wirehouses, Regionals Working the Employee Advisor Business A recent report from Cerulli Associates criticized the wirehouses for focusing on higher net worth clients. The result was that these firms were giving away the middle market (investors with $100,000 to $500,000 of assets to invest) to competitors. mark for My Articles similar articles
Registered Rep.
June 1, 2004
Will Leitch
Accused A recent mutual fund scandal at Edward Jones causes a temporary hiccup in the firm's reputation. mark for My Articles similar articles
Registered Rep.
April 6, 2004
Will Leitch
SEC Investigates Edward Jones' Fund Sales Edward Jones--a firm that hasn't attracted much regulatory scrutiny over the years--has been under considerable fire of late, thanks mainly to previously undisclosed revenue-sharing arrangements. mark for My Articles similar articles
Registered Rep.
May 2, 2007
Kevin Burke
It's Not About the Money The firms that have the highest number of satisfied financial advisors aren't necessarily the ones with the highest-paid financial advisors. Industry experts say that what really drives advisors to jump is friction with a supervisor. mark for My Articles similar articles
Investment Advisor
November 2006
Kara Stapleton
Dow Jones Combines CRM and News In the race to develop a service for financial advisors that combines content and client communications, Dow Jones is the latest to market with the launch of Dow Jones Wealth Manager Web Services. mark for My Articles similar articles
Registered Rep.
October 1, 2002
Warm Bodies Brokerages ranked by number of reps. mark for My Articles similar articles
On Wall Street
November 1, 2012
Pat Olsen
Life Stories: John Rahal of Edward Jones Discusses His Life In 2000, I became a limited partner; in 2004, a regional leader. Three years later I became a principal. I'm part of the firm's management committee. Last year I was appointed to my present position. mark for My Articles similar articles
On Wall Street
September 1, 2008
Donna Mitchell
Which Firms Leave Clients Most Satisfied? It's easy to call clients in good markets, but more important to call them when times are bad. mark for My Articles similar articles
Financial Planning
November 1, 2008
David E. Adler
The Yanks Are Coming! The credit crunch in the United States is usually blamed for the sudden and severe economic contraction in the United Kingdom, lamented as the worst economic crisis to face Britain in 60 years. But this hostility does not extend to the U.S. financial planning industry. mark for My Articles similar articles
Registered Rep.
December 8, 2015
2015 Broker Report Card: Show Me The Money Advisors' gross production varied widely by firm in this year's survey results. mark for My Articles similar articles
Registered Rep.
February 3, 2009
EJ Employees Are Lovin' It Edward Jones made Fortune magazine's "100 Best companies To Work For," list again this year, its tenth year on the list. mark for My Articles similar articles
Registered Rep.
April 21, 2011
Diana Britton
Raymond James Adds Assets, Loses Advisors Raymond James Financial's Private Client Group led the firm's growth in the second quarter. mark for My Articles similar articles
Wall Street & Technology
February 15, 2007
Cory Levine
Dow Jones Launches Wealth Manager Web Site The Content Technology Solutions division of Dow Jones has launched a Wealth Manager Web site that aggregates news feeds and presents wealth managers with reasons for making contact with clients. mark for My Articles similar articles
Registered Rep.
January 20, 2010
Halah Touryalai
Wealth Management Has Strong Fourth Quarter At Morgan, BofA Neither Morgan Stanley Smith Barney nor Bank of America ended 2009 with a bang in the earnings department. But their wealth management units were pockets of strength. mark for My Articles similar articles
On Wall Street
September 1, 2011
Lorie Konish
Pursuing Recovery and Profitability When volatility hit the markets in August following Standard & Poor's downgrade of U.S. debt, it left investors and their financial advisors scrambling. How ready are firms and advisors to apply the lessons learned in those dark days? mark for My Articles similar articles
The Motley Fool
November 12, 2004
Dave Marino-Nachison
Jones Apparel: Does Barney's Mean Trouble? The fashion company continues to build and buy in the face of disappointing sales. mark for My Articles similar articles
InternetNews
February 25, 2009
Sean Michael Kerner
U.K. Throws Weight Behind Open Source A new policy is aimed to promote open source within the British government while avoiding proprietary vendor lock-in. mark for My Articles similar articles
CIO
April 1, 2003
Sarah D. Scalet
Profile: Jones's Next Adventure When recruiters call CIO superstar Dennis Jones, he insists he's done working full time for corporate America. In his spare time, he's on the board of StorageTek, a $2 billion digital storage company based in Louisville, Colo. He's also cooking up a nonprofit organization. mark for My Articles similar articles
Registered Rep.
August 5, 2011
Diana Britton
New Industry Group Aims to Support Minority Advisors The group will be called the National Association of Minority Retail Registered Representatives and Financial Advisors. mark for My Articles similar articles
Fast Company
Pavithra Mohan
Facebook Pays Less In Taxes In The U.K. Than The Average U.K. Employee Last year, the social networking giant spent just over $6,600 on corporation taxes in the U.K. The average U.K. worker, on the other hand, pays almost $8,300 in taxes. mark for My Articles similar articles
Information Today
April 24, 2008
Marydee Ojala
Dow Jones Buys Generate Combining Generate's patented technology with the rich content within Dow Jones Enterprise Media Group should significantly improve the ability of Dow Jones to deliver pertinent, authoritative information to its main B2B customer base. mark for My Articles similar articles
Information Today
July 21, 2015
LexisNexis' U.K. Company Hopes to Acquire Legal Publisher LexisNexis U.K. intends to acquire Jordan Publishing Ltd., which is also U.K.-based, after regulatory review and other customary conditions are approved. mark for My Articles similar articles
Registered Rep.
October 23, 2003
John Churchill
Edward Jones hit with $2.7 million fine One of the firm's brokers overloaded a client's account with unsuitable investments on margin. mark for My Articles similar articles
The Motley Fool
March 23, 2004
Dave Marino-Nachison
Jones Apparel Gets Hostile Jones Apparel was playing nice. Now, it's going on the open market to buy Maxwell Shoe. mark for My Articles similar articles
T.H.E. Journal
August 2003
Jones Knowledge Releases Updated Open-License Course Management Software Jones Knowledge Inc. has released the new 2003 version of its free open-license online course management and delivery software, Jones e-education: Software Standard. mark for My Articles similar articles
Information Today
December 22, 2008
Dow Jones Launches New Mobile Application for Sales Professionals Dow Jones & Co. announced its new mobile application, Dow Jones Sales Triggers for iPhone and iPod Touch, available on the Apple App Store. Dow Jones Sales Triggers gives mobile professionals access to up-to-the-minute intelligence. mark for My Articles similar articles