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Registered Rep.
February 9, 2010
Kristen French
UBS Americas Bleeds More Client Assets in Q4, Advisor Attrition Way Down Clients continued to withdraw significant assets from the firm both in the U.S. and around the world. mark for My Articles similar articles
Registered Rep.
April 16, 2009
John Churchill
UBS to Cut Lower Producing Advisors The 8,700 jobs UBS plans to cut by the end of 2010 will include 2,000 in the Wealth Management division, many of them financial advisors. mark for My Articles similar articles
Registered Rep.
July 13, 2009
Swiss and U.S. Tension Rising Over UBS Tax Evasion Case The problem continues to be that Swiss banking laws -- which say tax fraud is illegal, but not tax evasion -- protect the names of the 52,000 American clients and giving them up would violate Swiss criminal law. mark for My Articles similar articles
Registered Rep.
November 12, 2008
John Churchill
UBS Executive Indicted, Faces Up To Five-Years Jail Time The U.S. Government's investigation of cross-border business by UBS has resulted in an indictment of Raoul Weil, Chairman and CEO of UBS Global Wealth Management and Business Banking. mark for My Articles similar articles
BusinessWeek
February 11, 2010
Elena Logutenkova
No Time to Rest at UBS The Swiss bank is profitable again - but CEO Grubel still needs to stem the exodus of wealthy clients. mark for My Articles similar articles
BusinessWeek
June 2, 2011
David Voreacos
The IRS Grills Taxpayers on Offshore Accounts IRS agents and prosecutors have interviewed more than 200 offshore-bank clients to learn who helped them avoid taxes. mark for My Articles similar articles
Registered Rep.
June 6, 2008
John Churchill
UBS Considers Divulging Client Names In Tax Evasion Case The Swiss bank may divulge the names of 20,000 of its wealthy US clients as one of its top private bankers faces a Florida court. mark for My Articles similar articles
Registered Rep.
December 3, 2009
Kristen French
IRS Investigates Stanford Clients With Offshore Accounts The IRS believes many of Allen Stanford's clients used offshore accounts to conceal income. mark for My Articles similar articles
Registered Rep.
April 6, 2009
John Churchill
IRS Circling, UBS Bans Travel for Some Advisors The United States' ongoing hunt for tax cheats will be putting a crimp in some clients' quarterly portfolio reviews. mark for My Articles similar articles
Registered Rep.
January 29, 2010
Kristen French
UBS Morale Lifts A number of top financial advisors at the firm say that they are so far very pleased with the leadership of UBS Wealth Management CEO Bob McCann and his team. mark for My Articles similar articles
Financial Advisor
April 2009
A Swiss Miss The Internal Revenue Service is cracking down on tax cheats hiding money in foreign countries, and financial advisors who have wealthy clients with cash stashed overseas better hope their clients properly reported such funds. mark for My Articles similar articles
Registered Rep.
July 8, 2009
Is UBS' Marten Hoekstra On the Way Out? A story in the Financial Times teasingly suggests UBS US Wealth Management is in for a big change at the top. mark for My Articles similar articles
Registered Rep.
May 5, 2009
John Churchill
UBS Posts Loss But Gains Retail Client Assets UBS posts its first-quarter earnings and blames bad loans on its books for the poor result. mark for My Articles similar articles
Registered Rep.
February 18, 2009
John Churchill
UBS Nailed With $780 Million Fine, Admits To Aiding Tax Dodge Clients The U.S. government has taken its pound of flesh from UBS today. According to a Department of Justice press release. mark for My Articles similar articles
BusinessWeek
October 27, 2003
Laura Cohn
Swiss Banks: Paradise Lost Tougher rules are just part of what's making this haven less appealing. mark for My Articles similar articles
Registered Rep.
February 16, 2011
Charles Paikert
Second IRS Amnesty Offer A Wake Up Call Wealth managers should pay close attention to -- and spread the word about -- the Internal Revenue Service's latest amnesty offer for Americans with undeclared income from offshore accounts. mark for My Articles similar articles
Registered Rep.
February 19, 2009
John Churchill
UBS Wealth Mgt Executive On The Lam; U.S. Promises To Find Tax Cheats--And The Advisors Who Assist Them Allen Stanford isn't the only high profile financial executive currently on the run from authorities. mark for My Articles similar articles
AskMen.com
Michael Estrin
How to: Set up an Offshore Bank Account It may sound sexy to talk about an offshore account, but for the most part, banking offshore is about saving on tax dollars. mark for My Articles similar articles
The Motley Fool
September 20, 2011
Navjot Kaur
UBS Joins the Long Cost-Cutting Line UBS cuts 3,500 jobs to stay profitable. mark for My Articles similar articles
Registered Rep.
April 26, 2011
John Aidan Byrne
UBS Wealth Management Unit Improves Performance UBS Wealth Management Americas, rising from the ashes of its well-publicized disasters, had something to crow about this latest quarter (Q1 2011) mark for My Articles similar articles
Registered Rep.
February 10, 2009
UBS Earning Get Kicked In The ARS! U.S. Wealth Mgt Unit Profit Wiped Out By ARS UBS announced a fourth quarter loss of U.S. $7.5 billion, capping a horrendous year for the Swiss firm. mark for My Articles similar articles
Registered Rep.
October 27, 2009
John Aidan Byrne
McCann Vows to Return UBS Wealth Management To Profitability New CEO Robert J. McCann says the wealth management division of UBS will not be put on the block. mark for My Articles similar articles
On Wall Street
July 1, 2009
Helen Kearney
RBC Swooping in on UBS Advisors A string of veteran UBS advisors have made the jump to RBC Wealth Management over the past eight months. mark for My Articles similar articles
Registered Rep.
August 5, 2009
French & Churchill
UBS Close to Deal With Bob McCann, Reorg Under Way The move comes as the bank works to contain damage to its reputation done by the tax evasion dispute with the U.S. government. mark for My Articles similar articles
The Motley Fool
July 2, 2008
Tom Hutchinson
UBS Purges Board Heads roll as UBS faces a myriad of financial and legal problems. mark for My Articles similar articles
Registered Rep.
March 16, 2012
John Aidan Byrne
UBS Betting Big On Asia UBS Wealth Management will embark on a global expansion outside the U.S., announcing yesterday it will hire another 500 advisers in the fast-growing emerging markets and Asia Pacific regions. mark for My Articles similar articles
Registered Rep.
May 8, 2008
UBS Needs A Lift Ticket UBS is facing serious scrutiny by the Securities and Exchange Commission and the Department of Justice to determine whether or not the bank aided clients in committing tax evasion from 2000 to 2007. mark for My Articles similar articles
Registered Rep.
August 6, 2010
John Aidan Byrne
UBS Advisors Welcome Mortgage Rollout Financial advisors at UBS Wealth Management Americas closely watched this week as the U.S. brokerage rolled out plans to sell more of its own mortgage and lending products through its retail brokerage force. mark for My Articles similar articles
BusinessWeek
July 25, 2005
Stanley Reed
The Master Of Zurich How Peter Wuffli turned around UBS- and brought the glory days back to Swiss banking. mark for My Articles similar articles
The Motley Fool
August 13, 2008
Alex Dumortier
Is UBS Calling the End of Universal Banks? UBS is reversing its "one bank" strategy by giving increased autonomy to its three businesses: Investment Banking, Wealth Management, and Asset Management. mark for My Articles similar articles
Financial Advisor
March 2012
UBS Reeling In Merrill Advisors The big four wirehouse firms are always trying to poach top talent from their rivals, but UBS Wealth Management seems to be doing a particularly job good job of late when it comes to snagging advisor teams from Bank of America/Merrill Lynch. mark for My Articles similar articles
Registered Rep.
September 8, 2006
Halah Touryalai
An Offer They Can't Refuse UBS is doing all it can to hold onto as many of the advisors at newly acquired Cleveland-based McDonald Investments as possible -- beginning with a retention package that will be hard to refuse. mark for My Articles similar articles
The Motley Fool
November 25, 2011
Shubh Datta
Another Investment Bank Chops and Changes UBS looks to shed its investment banking business. mark for My Articles similar articles
Registered Rep.
October 25, 2011
Kristen French
UBS Wealth Management Unit Pulls Into First Place, McCann Tells Troops The "rogue" trading loss and departure of CEO Oswald Grubel doesn't seem to have driven clients away from UBS in the third quarter. mark for My Articles similar articles
The Motley Fool
April 12, 2010
Selena Maranjian
Beware These Tax Scams The IRS won't fall for these schemes. Neither should you. mark for My Articles similar articles
Registered Rep.
July 28, 2010
John Aidan Byrne
UBS Brokerage Unit Turning the Corner? The "turning point" in client fund outflows is about to appear for UBS Wealth Management Americas. mark for My Articles similar articles
The Motley Fool
April 2, 2008
Tom Hutchinson
UBS: You Hang In There The Swiss bank looks to cut its losses and put the crisis behind it. mark for My Articles similar articles
Registered Rep.
May 4, 2010
John Aidan Byrne
UBS Client Asset Outflows Slow in Q1 Improving market conditions softened the blow as total client assets hit $721.6 billion in the brokerage unit of the Swiss banking giant. mark for My Articles similar articles
Registered Rep.
October 1, 2006
Halah Touryalai
UBS Offers Hot Retention Bonus UBS is doing all it can to hold onto as many of the newly acquired Cleveland-based McDonald Investments advisors as possible -- beginning with a retention package that will be hard to refuse. mark for My Articles similar articles
Registered Rep.
July 10, 2007
John Churchill
With Wuffli Out, What Next for UBS? A Wealth Management Surge in the USA Peter Wuffli was replaced as CEO of UBS last week after the firm realized millions of dollars in losses in an internal hedge fund. mark for My Articles similar articles
Registered Rep.
February 8, 2011
John Aidan Byrne
Some Bright Spots Among the Red Ink for UBS UBS Wealth Management Americas added client assets and a handful of advisors in the fourth quarter, cushioning the blow from steep legal costs that resulted in a pre-tax loss of $34.6 million. mark for My Articles similar articles
Registered Rep.
February 7, 2012
John Aidan Byrne
UBS' U.S. Brokerage Boosts Profits, Boasts Most Productive Advisors Despite global market conditions that lowered asset-based fees and transaction-based income, UBS Wealth Management Americas ended 2011 on firmer footing, earning $573 million for the year on revenues of $5.96 billion. mark for My Articles similar articles
BusinessWeek
February 11, 2010
Jessica Silver-Greenberg
A Caribbean Tax Holiday for U.S. Businesses The IRS is investigating how $100 billion a year in credit-card receipts are escaping U.S. sales and income taxes in locales like Aruba and St. Kitts. mark for My Articles similar articles
BusinessWeek
September 10, 2009
Kerry Capell
Lower Your Taxes: Move to Switzerland Multinationals, hedge funds, and private equity firms - spooked by rising taxes - are flocking to the haven in the Alps. mark for My Articles similar articles
Registered Rep.
July 26, 2011
John Aidan Byrne
UBS Wealth Management on the Turnaround UBS Wealth Management Americas continues to improve, reporting pretax profit of $165 million for the second quarter. mark for My Articles similar articles
Registered Rep.
October 31, 2007
John Churchill
UBS Earnings Bomb Swiss banking giant UBS joined Merrill Lynch at the bottom of the credit related write-down pile with the release of its earnings. mark for My Articles similar articles
Registered Rep.
September 6, 2006
John Churchill
UBS Buys Another Brokerage With the ink still drying on its deal to purchase Piper Jaffray's brokerage arm, Swiss firm UBS announced today it will now buy Cleveland-based McDonald Investments, KeyCorp's brokerage unit. mark for My Articles similar articles
The Motley Fool
August 16, 2006
Alex Dumortier
No Swiss Miss at UBS The world's largest wealth manager, UBS AG, reported second-quarter earnings that pleased shareholders. Are there any clouds that threaten this Swiss banker's sunny day? mark for My Articles similar articles
BusinessWeek
July 25, 2005
Frederik Balfour
Eager To Shepherd Asia's New Money Asia has been minting new millionaires faster than any other region in the world, a fact that hasn't been lost on UBS. mark for My Articles similar articles
The Motley Fool
November 4, 2008
Alex Dumortier
The Market Is Wrong on UBS UBS appears to have turned the corner in restoring investor confidence, but do fundamentals back this up? mark for My Articles similar articles