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Registered Rep.
April 27, 2009
John Churchill |
The Anatomy of an Alleged Fraud The SEC hasn't yet charged Allen Stanford with a crime, but it would seem the regulator is getting much closer, especially after the mountain of damning findings that the court appointed receiver filed in a Dallas court.   |
Registered Rep.
February 17, 2009 |
News Roundup: $8 Billion Fraud, Market Tests Lows And Michael Moore "Investigating" Wall Street Robert Allen Stanford and three of his financial companies have been charged with orchestrating an $8 billion fraud...Michael Moore looking for Wall Streeters... A cartoon video... |
Registered Rep.
March 4, 2009
John Churchill |
SEC Sued by Stanford Group Advisors for Violation of Constitutional Rights The SEC has frozen client accounts of Stanford Financial Group advisors, and has ordered them not to communicate with their clients. The advisors are fighting back. |
InternetNews
March 2, 2007
Ed Sutherland |
McAfee Exec.: Not Guilty on Options Charges Former McAfee general counsel Kent Roberts, charged with fraud and lying to SEC, gets $1 million bail. |
Registered Rep.
April 28, 2010
Bill Singer |
The SEC's Own Report Says that It Missed Tips and Clues in a Giant Ponzi Some have alleged improper political motives in the Stanford case, which the SEC has denied. |
The Motley Fool
August 28, 2009
Tim Beyers |
Can't-Miss Investments That Wipe You Out Can't-miss investments are like unicorns. They're legendary, ephemeral, basked in a light glow, and an utter fantasy. So don't chase them. Seek instead to ensure that your expected returns for investing exceed the known risks. |
Registered Rep.
February 20, 2009
Kristen French |
News Roundup: BofA's Lewis Subpoenaed; Ponzi Pileup! Stanford Investigated For Ponzi Scheme; Morgan Still Poaching Brokers; Even Sin Businesses Take A Hit Another banking-chief head may be set to roll... A list of Ponzi schemers... Sin stocks lower... Morgan Stanley poaches brokers... |
InternetNews
February 28, 2007
Ed Sutherland |
Former McAfee Exec. Facing Options Charges McAfee's former general counsel is facing a seven-count federal fraud indictment over stock option grants in 2000 and 2002. |
InternetNews
August 11, 2006
Michael Hickins |
Feds Hit Former Brocade Execs With New Charges The Department of Justice has filed new securities-related fraud charges against former Brocade officials already under indictment for violating securities laws. |
InternetNews
November 11, 2009 |
DoJ Busts Up Eastern European Hacking Ring Feds indict seven hackers and conspirators responsible for ripping off more than $9 million from an Atlanta-based credit card processing company. |
BusinessWeek
March 10, 2010
Schmidt & Westbrook |
Madoff, Stanford Victims Unite Victims of Bernie Madoff and accused Ponzi schemer Allen Stanford are banding together to lobby for Senate help in recovering some of their money. |
Registered Rep.
February 25, 2009
John Churchill |
More Multi-Million Dollar Ponzis and Thousand-Dollar Teddy Bears! DOJ, SEC Bust and Freeze Assets of "Commodity Traders" Three new recent charges made by the SEC regarding alleged Ponzi schemes. |
Registered Rep.
December 3, 2009
Kristen French |
IRS Investigates Stanford Clients With Offshore Accounts The IRS believes many of Allen Stanford's clients used offshore accounts to conceal income. |
Insurance & Technology
January 22, 2010 |
2 Charged with $1.8M Healthcare Fraud A grand jury in San Antonio has returned an indictment charging a couple in connection with an alleged $1.8 million healthcare fraud scheme, officials said. |
InternetNews
October 9, 2006
Roy Mark |
Feds Indict Two For Internet Scam Bogus online auctions for Hurricane Katrina victims leads to charges of wire and identity fraud. |
The Motley Fool
February 25, 2009
David Lee Smith |
Confessions of a Stanford Soldier A given stock can carry an enviable set of metrics, but if you don't have that difficult-to-define solid feeling about the business and its management, the company probably isn't the right investment for you. |
InternetNews
March 12, 2007
Roy Mark |
Feds Hit 3 Hackers in Stock 'Pump and Dump' U.S. authorities charge hackers in India and Malaysia with cracking U.S online brokerage accounts. |
Financial Advisor
May 2012 |
The Growing Threat Of Financial Fraud According to the Federal Trade Commission, Americans last year submitted more than 1.5 million complaints about financial fraud and other types of scams -- a 62% jump from three years ago. |
Finance & Development
March 2010
Monroe et al. |
Perils of Ponzis Regulators need to stop Ponzi schemes before they gain momentum, especially in developing countries. |
Registered Rep.
February 19, 2009
John Churchill |
UBS Wealth Mgt Executive On The Lam; U.S. Promises To Find Tax Cheats--And The Advisors Who Assist Them Allen Stanford isn't the only high profile financial executive currently on the run from authorities. |
Investment Advisor
February 2010 |
Securities Lawsuits Down The number of federal securities class action law suits filed dropped sharply in 2009. |
Registered Rep.
June 18, 2010
Bill Singer |
The UK Junks Its FSA, When Will We Junk The SEC The SEC is a gas-guzzling dinosaur of a vehicle whose engine warning-light went on years ago. It is a wheezing, dyspeptic boiler in our basement. Nothing good will come of this. |
IndustryWeek
January 20, 2010
Jill Jusko |
Not a Financial Exec? It's not only financial executives who could benefit from an awareness of fraud risks in their organizations. |
Financial Planning
August 1, 2009
Ken Fisher |
SEC Calling If you haven't violated any securities laws or otherwise abused client trust, you have nothing to fear. |
InternetNews
February 28, 2006
Roy Mark |
Feds Bust $50M Online Ponzi Scheme A North Carolina woman and her two companies settled federal charges that she operated a classic Ponzi scheme that generated $50 million on her paid "autosurf" Web site. |
CFO
October 1, 2002
Alix Nyberg |
Regulation: Pitt and the Pendulum The kinder, gentler SEC Pitt envisioned vanished faster than you can say Arthur Andersen. Can he run a tougher, meaner agency? |
The Motley Fool
August 31, 2009
Tim Beyers |
These Tech Stocks Will Make Me Rich It's week 3 in the second year of this Motley Fool analyst's real-money investment with five technology stocks. |
Investment Advisor
May 2010
Melanie Waddell |
30 for 30 Interviews: Harry Markopolos Independent financial fraud investigator Harry Markopolos identifies strengths and weakness of the SEC. |
On Wall Street
December 1, 2011
Michelle Lodge |
Five Questions With Laura Carstensen What do advisors need to say to their clients, especially their older clients, about fraud? |
InternetNews
July 8, 2009
Andy Patrizio |
Apple Faces SEC Probe on Jobs Health Disclosure The U.S. Securities and Exchange Commission is investigating Apple's handling of CEO Steve Jobs's health problems. |
Financial Planning
November 1, 2008
Jane Worthington |
Ways to Stop Fraud Firms can take effective steps to lessen the risk of fraud. Begin with thorough background checks before hiring. |
Investment Advisor
September 2009
Melanie Waddell |
Suits Against Financial Firms Driving Litigation Activity In the first half of 2009 suits against financial services firms and foreign firms increased. |
