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Bank Director
1st Quarter 2010
Jack Milligan
A Look at the Hill and Beyond Steve Bartlett, head of a financial services lobbying group, talks about political gyrations in Congress and the concerns all banks ought to be having about the impact of banking reform on the U.S. economy. mark for My Articles similar articles
HBS Working Knowledge
June 22, 2009
Roger Thompson
"Too Big To Fail": Reining In Large Financial Firms The federal government should slap tough new regulations on all firms that pose "systemic risk" - the risk that a failure of one institution could wreak havoc across the entire financial system. mark for My Articles similar articles
The Motley Fool
November 24, 2009
Jennifer Schonberger
How to Solve "Too Big To Fail" Congressman Paul Kanjorski shares his thoughts on a solution for the "too big to fail" bank problem. mark for My Articles similar articles
Investment Advisor
March 2009
Melanie Waddell
Reform Is on the Way SEC Chairwoman Mary Schapiro is laying the groundwork for a significantly beefed up enforcement division at the Commission. mark for My Articles similar articles
U.S. Banker
August 2009
Joseph Rosta
Piling Up on the Fed Republicans and Democrats in Congress agree that the Federal Reserve Board isn't doing much right. mark for My Articles similar articles
Investment Advisor
July 2009
Melanie Waddell
Danger & Opportunity: Bracing for Change It looks to be all but inevitable that the rules for broker/dealers and investment advisors will be harmonized, and that broker/dealers offering investment advice will have to adhere to a fiduciary standard of care. mark for My Articles similar articles
The Motley Fool
July 2, 2010
Jennifer Schonberger
The Man Behind Congress' Too Big to Fail Remedy Weighs In on Reform Paul Kanjorski says regulators would have more power with the new legislation. mark for My Articles similar articles
HBS Working Knowledge
April 23, 2008
Dwight Crane
The Gap in the U.S. Treasury Recommendations U.S. Treasury recommendations for strengthening the regulation of the financial system are a good start but fall short, says Harvard Business School professor emeritus Dwight B. Crane. mark for My Articles similar articles
Investment Advisor
September 2008
Melanie Waddell
Turf Wars A conversation with former SEC Commissioner Roel Campos about the Treasury's Blueprint for financial services reform. mark for My Articles similar articles
Bank Systems & Technology
May 28, 2009
Maria Bruno-Britz
U.S. Banking Sector One Step Closer to Super Regulator Reports indicate that plans may be in the works to consolidate the current array of financial services regulatory agencies into one body. mark for My Articles similar articles
Insurance & Technology
March 17, 2009
Anthony O'Donnell
Senate Banking Committee Hears Divergent Testimony from P&C, Life Industry Representatives Frank Keating of the American Council of Life Insurers argued the need for a federal insurance regulator, while John T. Hill of the National Association of Mutual Insurance Companies said his organization supported a reformed state-based system. mark for My Articles similar articles
Financial Advisor
December 2004
Karen DeMasters
Holding The Line The Working Families Tax Act of 2004 does not solve the growing problem of the alternative minimum tax system, but it at least postpones the problem for some taxpayers for another year. mark for My Articles similar articles
Bank Director
2nd Quarter 2009
Jack Milligan
Scrambling for Solutions Get ready for the mother of all lobbying battles in Washington later this year when the Obama administration starts pushing its reform agenda for financial regulation in the U.S. Congress. mark for My Articles similar articles
Investment Advisor
November 2007
Melanie Waddell
On the Agenda: Insurance and Ratings Congress looks at insurance reform and the subprime mess. mark for My Articles similar articles
U.S. Banker
May 2009
Michael Sisk
The Repercussions of Reform After months of Congressional hearings, debates and some hysterics, only the broadest outlines of the new banking regulatory regime have emerged. mark for My Articles similar articles
Investment Advisor
July 2010
Melanie Waddell
A Whirlwind of SEC Activity Harmonization of advisor and B/D rules will move forward. mark for My Articles similar articles
Insurance & Technology
March 6, 2009
Anthony O'Donnell
Rep. Melissa Bean Says Federal Insurance Bill Imminent The Illinois Representative's statements call into question whether a proposed federal charter for insurers large enough to pose systemic risk to the financial services industry would be optional or mandatory. mark for My Articles similar articles
Investment Advisor
November 2009
Melanie Waddell
Danger & Opportunity: Healthcare, Financial Services Reform Making Headway Two of the Obama Administration's top priorities to accomplish by year-end -- healthcare and financial services reform -- are well on their way to fruition. mark for My Articles similar articles
The Motley Fool
February 1, 2008
Roy Lewis
4 Tips to Make Your Tax Season Easier Read on for some advice about rebates, patches, and audits to make your tax season a little less complicated. mark for My Articles similar articles
On Wall Street
December 1, 2008
Cheyenne Hopkins
The Obama Agenda: Reforming Regulation The fight for the presidency is over, but the battle over the future of financial services has just begun. mark for My Articles similar articles
Investment Advisor
May 2008
McBride & Waddell
Seismic Shift The Treasury Secretary floats a regulatory plan that -- if implemented -- will change the financial services world as we know it. mark for My Articles similar articles
Finance & Development
September 2009
Andrew Crockett
Rebuilding the Financial Architecture What needs to be done to strengthen financial regulation and supervision? mark for My Articles similar articles
CFO
May 1, 2008
David M. Katz
A New Top Cop for Corporate Finance? Treasury Secretary Paulson mulls over an idea for a new and improved replacement for the SEC. mark for My Articles similar articles
Investment Advisor
May 2009
Game Changer Barack Obama tops the 2009 IA 25 -- our seventh annual list of the most influential people in and around the advisory profession. mark for My Articles similar articles
Investment Advisor
April 2010
Ron Pechtimaldjian
Aguilar Suggests Ways Forward on Reform Nearly 18 months after the economic crisis erupted, SEC Commissioner Luis Aguilar offers some steps to mend investors' sense of betrayal and loss of faith in the financial system. mark for My Articles similar articles
U.S. Banker
April 2009
Rebecca Sausner
Good Luck With That Outside the Beltway many bankers and industry players believe it matters less who gets anointed with the power to monitor systemic risk and more what tools can get the job done. mark for My Articles similar articles
Investment Advisor
December 2009
Melanie Waddell
Danger & Opportunity: Staggering Toward Reform Investor Protection Act passes with lots of fiduciary-related amendments; action on Dodd not likely until 2010. mark for My Articles similar articles
U.S. Banker
November 2009
Kaper & Hopkins
Dodd's Power of Persuasion Facing long odds, the Banking Committee Chairman builds support for a plan to create a prudential regulator. But would a single agency kill the dual banking system? mark for My Articles similar articles
On Wall Street
July 1, 2009
Mark Astarita
The SEC's "Feel Good" Committee The Securities and Exchange Commission announces the formation of an Investor Advisory Committee, which it says will give investors a greater voice in its work. mark for My Articles similar articles
Investment Advisor
February 2009
Marlene Y. Satter
Presidential Directions The National Association of Insurance Commissioners has a new president, Roger Sevigny, the New Hampshire insurance commissioner. mark for My Articles similar articles
Registered Rep.
March 6, 2009
Halah Touryalai
Federal Regulator For Insurance Firms? Barney Frank says Yes. House Financial Services Committee Chairman Barney Frank gave insurance lobbying groups something to argue about, saying he wants lawmakers to create an optional federal charter for insurance companies. mark for My Articles similar articles
Finance & Development
September 2009
Randall Dodd
Overhauling the System The United States is proposing the most radical reform of financial regulation since the New Deal. mark for My Articles similar articles
BusinessWeek
June 25, 2009
Maria Bartiromo
Summers on Obama's New Financial Regulations Larry Summers is adamant that the reforms will result in more economic stability and, ultimately, a more enduring prosperity. mark for My Articles similar articles
Investment Advisor
August 2009
Melanie Waddell
Congress Presses Schapiro to Protect Investors While members of Congress praised SEC Chairman Schapiro for acting quickly to institute changes at the agency, lawmakers said more work needs to be done to protect investors. mark for My Articles similar articles
The Motley Fool
January 22, 2010
Jennifer Schonberger
A Key Congressman Weighs In on Obama's Bank Proposals Rep. Paul Kanjorski gives his thoughts on President Obama's proposed limits on banks. mark for My Articles similar articles
The Motley Fool
March 16, 2010
Jennifer Schonberger
One Economist's Solution for Financial Reform Economist John Taylor calls for more transparency and consistency. Sen. Chris Dodd (D-Conn.) finally presented the Senate's proposal on Monday, following a long slugfest of negotiations with his Republican counterparts. mark for My Articles similar articles
Bank Director
3rd Quarter 2009
John Berlau
Overregulation Plan Won't Fix Financial Crisis Initial reports indicate that these early hopes of a more accountable regulatory structure from the Obama administration have been dashed. mark for My Articles similar articles
Investment Advisor
February 2008
James J. Green
Expansion of AMT Put Off A flurry of last-minute year-end legislative action by the first session of the 110th Congress included a bill that postpones by a year expansion of the alternative minimum tax to millions of taxpayers. mark for My Articles similar articles
Insurance & Technology
March 27, 2009
Anthony O'Donnell
Insurance Industry Groups React to Treasury Secretary's Statements to House Committee Speaking before the House Financial Services Committee, Geithner was forthright about the need for systemic risk regulation but his comments on optional federal charter were subject to interpretation. mark for My Articles similar articles
Bank Systems & Technology
March 26, 2009
Orla O'Sullivan
Geithner Calls for "New Rules" with Insurers, Hedge Funds to be Regulated Critics question government's 'power grab,' as Treasury Secretary says far more regulation needed. mark for My Articles similar articles
The Motley Fool
December 31, 2009
Jennifer Schonberger
What's the Best Recipe for Financial Regulatory Reform? Experts give their insight on what's ahead for the industry. In 2010 the U.S. Senate will face the question of how to restructure our financial regulatory system. mark for My Articles similar articles
Registered Rep.
March 10, 2009
Kristen French
We Are All Fiduciaries; Citi Q1 Starts Strong; Glass-Steagall Comeback?; Meredith Whitney Says Credit Card Crunch Next Are Wall Street financial advisors ready to be held to a fiduciary standard in all of their dealings with clients? Maybe they should be... Citi CEO announces best quarter to date... etc. mark for My Articles similar articles
U.S. Banker
December 2009
Glen Fest
CFPA: Exemption in Name Only? As details emerged on an amendment to exempt small banks from exams by the proposed consumer financial protection regulator, some have begun to question what exactly these second- and third-tier banks have won. mark for My Articles similar articles
On Wall Street
June 1, 2010
Mark Astarita
Tilting the Litigation Landscape Against the Financial Industry Current reform proposals could radically alter the broker-client relationship. mark for My Articles similar articles
The Motley Fool
December 3, 2007
Dan Caplinger
Expecting a Tax Refund? Expect to Wait The government's waffling with your money. Elected representatives have decided this year to play chicken with the alternative minimum tax. mark for My Articles similar articles
Financial Advisor
October 2007
Eric L. Reiner
Shifting Winds Year-end planning straddles the tax code's moving parts. mark for My Articles similar articles
Investment Advisor
October 2010
Melanie Waddell
Obama Calls for End to Some Bush-Era Tax Cuts; Fiduciary Lobbying Continues Some experts see a tax deal in early 2011 mark for My Articles similar articles
The Motley Fool
May 13, 2011
Morgan Housel
Long Live Too Big to Fail A panel of experts weighs in on big banks and the economic crisis. mark for My Articles similar articles
CFO
October 1, 2011
Sarah Johnson
Is the SEC Being "Set Up to Fail"? A bill would raise the threshold for how the securities regulator sets rules. mark for My Articles similar articles
The Motley Fool
March 24, 2009
Geithner and Bernanke Call for More Power Should the government have more control over financial institutions? Fools chime in with their thoughts. mark for My Articles similar articles