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Bank Director 1st Quarter 2010 Jack Milligan |
A Look at the Hill and Beyond Steve Bartlett, head of a financial services lobbying group, talks about political gyrations in Congress and the concerns all banks ought to be having about the impact of banking reform on the U.S. economy. |
HBS Working Knowledge June 22, 2009 Roger Thompson |
"Too Big To Fail": Reining In Large Financial Firms The federal government should slap tough new regulations on all firms that pose "systemic risk" - the risk that a failure of one institution could wreak havoc across the entire financial system. |
The Motley Fool November 24, 2009 Jennifer Schonberger |
How to Solve "Too Big To Fail" Congressman Paul Kanjorski shares his thoughts on a solution for the "too big to fail" bank problem. |
Investment Advisor March 2009 Melanie Waddell |
Reform Is on the Way SEC Chairwoman Mary Schapiro is laying the groundwork for a significantly beefed up enforcement division at the Commission. |
U.S. Banker August 2009 Joseph Rosta |
Piling Up on the Fed Republicans and Democrats in Congress agree that the Federal Reserve Board isn't doing much right. |
Investment Advisor July 2009 Melanie Waddell |
Danger & Opportunity: Bracing for Change It looks to be all but inevitable that the rules for broker/dealers and investment advisors will be harmonized, and that broker/dealers offering investment advice will have to adhere to a fiduciary standard of care. |
The Motley Fool July 2, 2010 Jennifer Schonberger |
The Man Behind Congress' Too Big to Fail Remedy Weighs In on Reform Paul Kanjorski says regulators would have more power with the new legislation. |
HBS Working Knowledge April 23, 2008 Dwight Crane |
The Gap in the U.S. Treasury Recommendations U.S. Treasury recommendations for strengthening the regulation of the financial system are a good start but fall short, says Harvard Business School professor emeritus Dwight B. Crane. |
Investment Advisor September 2008 Melanie Waddell |
Turf Wars A conversation with former SEC Commissioner Roel Campos about the Treasury's Blueprint for financial services reform. |
Bank Systems & Technology May 28, 2009 Maria Bruno-Britz |
U.S. Banking Sector One Step Closer to Super Regulator Reports indicate that plans may be in the works to consolidate the current array of financial services regulatory agencies into one body. |
Insurance & Technology March 17, 2009 Anthony O'Donnell |
Senate Banking Committee Hears Divergent Testimony from P&C, Life Industry Representatives Frank Keating of the American Council of Life Insurers argued the need for a federal insurance regulator, while John T. Hill of the National Association of Mutual Insurance Companies said his organization supported a reformed state-based system. |
Financial Advisor December 2004 Karen DeMasters |
Holding The Line The Working Families Tax Act of 2004 does not solve the growing problem of the alternative minimum tax system, but it at least postpones the problem for some taxpayers for another year. |
Bank Director 2nd Quarter 2009 Jack Milligan |
Scrambling for Solutions Get ready for the mother of all lobbying battles in Washington later this year when the Obama administration starts pushing its reform agenda for financial regulation in the U.S. Congress. |
Investment Advisor November 2007 Melanie Waddell |
On the Agenda: Insurance and Ratings Congress looks at insurance reform and the subprime mess. |
U.S. Banker May 2009 Michael Sisk |
The Repercussions of Reform After months of Congressional hearings, debates and some hysterics, only the broadest outlines of the new banking regulatory regime have emerged. |
Investment Advisor July 2010 Melanie Waddell |
A Whirlwind of SEC Activity Harmonization of advisor and B/D rules will move forward. |
Insurance & Technology March 6, 2009 Anthony O'Donnell |
Rep. Melissa Bean Says Federal Insurance Bill Imminent The Illinois Representative's statements call into question whether a proposed federal charter for insurers large enough to pose systemic risk to the financial services industry would be optional or mandatory. |
Investment Advisor November 2009 Melanie Waddell |
Danger & Opportunity: Healthcare, Financial Services Reform Making Headway Two of the Obama Administration's top priorities to accomplish by year-end -- healthcare and financial services reform -- are well on their way to fruition. |
The Motley Fool February 1, 2008 Roy Lewis |
4 Tips to Make Your Tax Season Easier Read on for some advice about rebates, patches, and audits to make your tax season a little less complicated. |
On Wall Street December 1, 2008 Cheyenne Hopkins |
The Obama Agenda: Reforming Regulation The fight for the presidency is over, but the battle over the future of financial services has just begun. |
Investment Advisor May 2008 McBride & Waddell |
Seismic Shift The Treasury Secretary floats a regulatory plan that -- if implemented -- will change the financial services world as we know it. |
Finance & Development September 2009 Andrew Crockett |
Rebuilding the Financial Architecture What needs to be done to strengthen financial regulation and supervision? |
CFO May 1, 2008 David M. Katz |
A New Top Cop for Corporate Finance? Treasury Secretary Paulson mulls over an idea for a new and improved replacement for the SEC. |
Investment Advisor May 2009 |
Game Changer Barack Obama tops the 2009 IA 25 -- our seventh annual list of the most influential people in and around the advisory profession. |
Investment Advisor April 2010 Ron Pechtimaldjian |
Aguilar Suggests Ways Forward on Reform Nearly 18 months after the economic crisis erupted, SEC Commissioner Luis Aguilar offers some steps to mend investors' sense of betrayal and loss of faith in the financial system. |
U.S. Banker April 2009 Rebecca Sausner |
Good Luck With That Outside the Beltway many bankers and industry players believe it matters less who gets anointed with the power to monitor systemic risk and more what tools can get the job done. |
Investment Advisor December 2009 Melanie Waddell |
Danger & Opportunity: Staggering Toward Reform Investor Protection Act passes with lots of fiduciary-related amendments; action on Dodd not likely until 2010. |
U.S. Banker November 2009 Kaper & Hopkins |
Dodd's Power of Persuasion Facing long odds, the Banking Committee Chairman builds support for a plan to create a prudential regulator. But would a single agency kill the dual banking system? |
On Wall Street July 1, 2009 Mark Astarita |
The SEC's "Feel Good" Committee The Securities and Exchange Commission announces the formation of an Investor Advisory Committee, which it says will give investors a greater voice in its work. |
Investment Advisor February 2009 Marlene Y. Satter |
Presidential Directions The National Association of Insurance Commissioners has a new president, Roger Sevigny, the New Hampshire insurance commissioner. |
Registered Rep. March 6, 2009 Halah Touryalai |
Federal Regulator For Insurance Firms? Barney Frank says Yes. House Financial Services Committee Chairman Barney Frank gave insurance lobbying groups something to argue about, saying he wants lawmakers to create an optional federal charter for insurance companies. |
Finance & Development September 2009 Randall Dodd |
Overhauling the System The United States is proposing the most radical reform of financial regulation since the New Deal. |
BusinessWeek June 25, 2009 Maria Bartiromo |
Summers on Obama's New Financial Regulations Larry Summers is adamant that the reforms will result in more economic stability and, ultimately, a more enduring prosperity. |
Investment Advisor August 2009 Melanie Waddell |
Congress Presses Schapiro to Protect Investors While members of Congress praised SEC Chairman Schapiro for acting quickly to institute changes at the agency, lawmakers said more work needs to be done to protect investors. |
The Motley Fool January 22, 2010 Jennifer Schonberger |
A Key Congressman Weighs In on Obama's Bank Proposals Rep. Paul Kanjorski gives his thoughts on President Obama's proposed limits on banks. |
The Motley Fool March 16, 2010 Jennifer Schonberger |
One Economist's Solution for Financial Reform Economist John Taylor calls for more transparency and consistency. Sen. Chris Dodd (D-Conn.) finally presented the Senate's proposal on Monday, following a long slugfest of negotiations with his Republican counterparts. |
Bank Director 3rd Quarter 2009 John Berlau |
Overregulation Plan Won't Fix Financial Crisis Initial reports indicate that these early hopes of a more accountable regulatory structure from the Obama administration have been dashed. |
Investment Advisor February 2008 James J. Green |
Expansion of AMT Put Off A flurry of last-minute year-end legislative action by the first session of the 110th Congress included a bill that postpones by a year expansion of the alternative minimum tax to millions of taxpayers. |
Insurance & Technology March 27, 2009 Anthony O'Donnell |
Insurance Industry Groups React to Treasury Secretary's Statements to House Committee Speaking before the House Financial Services Committee, Geithner was forthright about the need for systemic risk regulation but his comments on optional federal charter were subject to interpretation. |
Bank Systems & Technology March 26, 2009 Orla O'Sullivan |
Geithner Calls for "New Rules" with Insurers, Hedge Funds to be Regulated Critics question government's 'power grab,' as Treasury Secretary says far more regulation needed. |
The Motley Fool December 31, 2009 Jennifer Schonberger |
What's the Best Recipe for Financial Regulatory Reform? Experts give their insight on what's ahead for the industry. In 2010 the U.S. Senate will face the question of how to restructure our financial regulatory system. |
Registered Rep. March 10, 2009 Kristen French |
We Are All Fiduciaries; Citi Q1 Starts Strong; Glass-Steagall Comeback?; Meredith Whitney Says Credit Card Crunch Next Are Wall Street financial advisors ready to be held to a fiduciary standard in all of their dealings with clients? Maybe they should be... Citi CEO announces best quarter to date... etc. |
U.S. Banker December 2009 Glen Fest |
CFPA: Exemption in Name Only? As details emerged on an amendment to exempt small banks from exams by the proposed consumer financial protection regulator, some have begun to question what exactly these second- and third-tier banks have won. |
On Wall Street June 1, 2010 Mark Astarita |
Tilting the Litigation Landscape Against the Financial Industry Current reform proposals could radically alter the broker-client relationship. |
The Motley Fool December 3, 2007 Dan Caplinger |
Expecting a Tax Refund? Expect to Wait The government's waffling with your money. Elected representatives have decided this year to play chicken with the alternative minimum tax. |
Financial Advisor October 2007 Eric L. Reiner |
Shifting Winds Year-end planning straddles the tax code's moving parts. |
Investment Advisor October 2010 Melanie Waddell |
Obama Calls for End to Some Bush-Era Tax Cuts; Fiduciary Lobbying Continues Some experts see a tax deal in early 2011 |
The Motley Fool May 13, 2011 Morgan Housel |
Long Live Too Big to Fail A panel of experts weighs in on big banks and the economic crisis. |
CFO October 1, 2011 Sarah Johnson |
Is the SEC Being "Set Up to Fail"? A bill would raise the threshold for how the securities regulator sets rules. |
The Motley Fool March 24, 2009 |
Geithner and Bernanke Call for More Power Should the government have more control over financial institutions? Fools chime in with their thoughts. |