| Similar Articles |
|---|
 |
Investment Advisor
May 2007 |
Changes ING announced that Randall Ciccati, president and CEO of PrimeVest Financial Services, replaced Valerie Brown... Jeffrey Kleintop has joined LPL Financial Services as senior VP... etc.   |
Financial Planning
November 1, 2008 |
On the Job Robert Glovsky... Greg McGreevey... Oscar Martinez... Erik Feldman... Peter F. Volanakis... Dennis Kaminski... |
Registered Rep.
October 26, 2011
Diana Britton |
LPL Posts Strong 3Q Earnings; Adjacent Acquisition Could Be in Pipeline The real buzz during LPL Financial's earnings conference call was around the firm's acquisition pipeline, which chairman and CEO Mark Casady said was strong. |
BusinessWeek
January 20, 2011
Sree Vidya Bhaktavatsalam |
Pimco's Step Toward Independence from Allianz It's setting up a mutual fund broker-dealer, which may be the start of separation |
Registered Rep.
February 7, 2011
Jerry Gleeson |
LPL Financial Posts Growth in Assets, Advisors LPL Investment Holdings reported higher revenue and adjusted profit numbers for the fourth quarter, as the acquisition of an advisor network in 2010 boosted assets and advisors at the firm. |
Investment Advisor
November 2007 |
Changes Securities and Exchange Commissioner Annette Nazareth announces her intention to leave the Commission... Derek Bruton joins LPL Financial Services as CEO... CFP Board appoints Carol Lee Roberts to the position of managing director of Examinations and Education... etc. |
BusinessWeek
January 16, 2006
Christopher Palmeri |
Long Live The New King Of Bonds Wamco's chief investment officer Ken Leech avoids flashy moves and keeps an institutional focus. |
Insurance & Technology
December 21, 2004 |
Executive News Safeco appoints Myron Hendry as SVP of service... Hartford Financial Services Group names Jeffrey Carleton as VP and director of distribution for individual life... RBC Insurance names R. David Black as president and CEO... etc. |
Registered Rep.
July 5, 2012
Diana Britton |
Comings & Goings: July 2012 LPL Financial has named Dan Arnold as its new chief financial officer... The Investment Company Institute has tapped George Shevlin as its new political affairs officer... Chip Roame has been appointed a trustee of the SA Funds... |
Registered Rep.
February 7, 2012
Diana Britton |
LPL Posts Record Revenue For Year, Despite Volatility While other firms suffered in the fourth quarter on slow client activity, LPL Financial announced earnings today of $39.4 million for the quarter, up $156 million from a net loss of $116.6 million in the fourth quarter 2010. |
Financial Planning
September 1, 2008 |
On the Job American College hires Craig W. Lemoine to serve as assistant professor of financial planning... Fidelity Investments names Joseph A. Giordano executive vice president of relationship management... LPL Financial in San Diego has appointed Mark Helliker managing director... etc. |
Investment Advisor
May 2009 |
Changes People: Derek Bruton named national sales manager for LPL Financial Independent Advisor Services while still retaining his position as CEO for the LPL Financial affiliated broker/dealers... Walter Donovan as CIO and head of Putnam's equity, fixed-income, and global allocation operations... more... |
Investment Advisor
July 2010
James J. Green |
LPL Financial's IPO: The Competitive Equation How the broker/dealer universe will change with LPL's plans |
Registered Rep.
August 27, 2012
Stan Luxenberg |
Bill Gross' New Trick PIMCO's Total Return ETF has proven the skeptics wrong and outperformed the flagship fund that shares its strategy. |
Registered Rep.
February 8, 2011
Jerry Gleeson |
LPL's Casady Sees Better Advisor Growth In `11 Though the firm managed to rack up strong revenue and profit growth last quarter and in fiscal 2010, it did not meet the annual recruiting target of 400 net new advisors that Casady had set. |
The Motley Fool
June 17, 2008
Alex Dumortier |
Your Asset Allocation Is all Wrong! Global growth is shifting eastward. Is your portfolio keeping up? |
Registered Rep.
August 12, 2011
Diana Britton |
$420 Million Team Leaves Securities America for LPL, As Do Others Some advisors have jumped ship from independent broker/dealer Securities America for LPL Financial following news that parent Ameriprise Financial would sell SAI. |
Investment Advisor
December 2009
James J. Green |
Catching Up With...Gary Gallagher A chat with LPL's executive VP strategic programs and support services. |
Registered Rep.
December 1, 2005 |
Comings & Goings Terry Kassel, head of Merrill Lynch's human resources department, will be retiring... Smith Barney has hired Stacy Brandom as chief financial officer of the Global Private Client Group... etc. |
Registered Rep.
November 18, 2010
Jerry Gleeson |
LPL IPO Clicks with Investors CNBC star Jim Cramer may not have liked the valuation of the LPL Investment Holdings IPO, but investors sure did. |
Investment Advisor
August 2008
James J. Green |
Not Slowing Down LPL Financial is pushing its already big envelope under the leadership of Mark Casady |
Investment Advisor
June 2008
Kara P. Stapleton |
Power of the Platform LPL will build a custodial offering for its own -- and outside -- RIAs. |
Investment Advisor
March 2010
James J. Green |
RIA Growth at LPL The biggest independent broker/dealer is growing rapidly in another way: as a custodian for advisors that use LPL Financial as the custodian for their RIA activities. |
Registered Rep.
July 27, 2011
Diana Britton |
LPL Posts Record Revenues, Asset Levels; Adds 100 Reps LPL Financial reported record revenues in the second quarter of $894 million, a 13.1 percent gain. |
Financial Planning
April 1, 2011
Donna Mitchell |
Broker-Dealer Debuts at Pimco As the financial planning industry looks for new investment strategies that will also protect principal, bond giant Pacific Investment Management Co. aims to lead the way and, at the same time, become a major broker-dealer. |
Registered Rep.
January 26, 2011
Diana Britton |
Pimco Moves Into New Territory, Again Pimco is launching a new fund line in equities. The bond fund giant tried to make the same move a decade ago -- and failed. Will it succeed this time? |
Registered Rep.
October 26, 2010
Jerry Gleeson |
Net Assets Rise at LPL, TD Ameritrade Trading revenue (excluding asset-based fees and advisory assets), however, was less impressive, with LPL posting modest gains and TDA seeing big declines. (Not surprising, given the overall market conditions.) |
The Motley Fool
May 30, 2007
Amanda B. Kish |
PIMCO Walks on the Wild Side The bond firm plans to tackle riskier investments. But investors shouldn't start worrying yet. |
BusinessWeek
November 19, 2009
Lewis Braham |
What's Inside Pimco? Pimco Total Return Fund is the world's biggest mutual fund. What's in its portfolio? |
Investment Advisor
April 2007
James J. Green |
Watch LPL Grow The largest independent broker/dealer acquires three Pacific Life Insurance Co. broker/dealers. |
BusinessWeek
August 26, 2010
Charles Stein |
A Boom in Bonds Hurts Mutual Funds Investors' preference for bond funds has put pressure on earnings at companies that specialize in stock funds. |
Registered Rep.
July 14, 2010
Halah Touryalai |
LPL Acquires Retirement Broker/Dealer LPL continues its growth streak with the acquisition of assets from National Retirement Partners, a California based broker/dealer. |
Financial Planning
November 1, 2009
Paul Menchaca |
LPL: "We've Arrived" Twenty years after the San Diego-based company was formed through the merger of Linsco and Private Ledger, LPL appears to have lapped its rivals, leaving nothing in its rearview mirror. |
Registered Rep.
April 25, 2011
Kristen French |
LPL Reports First Quarter Income Up 92 Percent LPL Financial reported net income of $49 million, or 43 cents a share for the first quarter of 2011, a 92 percent jump from the first quarter of 2010. |
The Motley Fool
December 29, 2009
Amanda B. Kish |
Is the Market Too Frothy? Even if it is, there are still some good long-term opportunities out there. |
Financial Planning
September 1, 2011
Donald Jay Korn |
Double Plays When clients want a total return fund, it may be difficult for advisors to sort out the options. Determining what role a total return fund can play in a client's portfolio requires a deeper understanding of this confusing category. |
The Motley Fool
February 22, 2010
Amanda B. Kish |
Money Managers: The Best of the Best Don't forget to look for copycats with small fees. |
Registered Rep.
March 1, 2012
Diana Britton |
Yield of Dreams: Could Pimco's New Active ETF Turn Advisor Heads? Could the new PIMCO fund be the bellwether active ETFs need to gain traction among advisors? |
Financial Planning
March 1, 2012
Donna Mitchell |
LPL Aims High In its earning call last month, LPL Investment Holdings shared strong performance numbers for fourth-quarter and full-year 2011. |
Investment Advisor
December 2005
Kathleen M. McBride |
Ownership Shift at LPL Broker/dealer Linsco/Private Ledger (LPL Financial Services) sells a 60% stake to two private equity groups. |
