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Registered Rep. July 28, 2009 John Churchill	IRS Tailing UBS Bankers and Advisors The IRS has upped the ante in its fight to gather thousands of names of alleged tax-dodging American UBS clients, by sending IRS agents to tail the firm's bankers and financial advisors as they visit clients.
Registered Rep. November 12, 2008 John Churchill	UBS Executive Indicted, Faces Up To Five-Years Jail Time The U.S. Government's investigation of cross-border business by UBS has resulted in an indictment of Raoul Weil, Chairman and CEO of UBS Global Wealth Management and Business Banking.
BusinessWeek February 11, 2010 Elena Logutenkova	No Time to Rest at UBS The Swiss bank is profitable again - but CEO Grubel still needs to stem the exodus of wealthy clients.
Financial Advisor April 2009	A Swiss Miss The Internal Revenue Service is cracking down on tax cheats hiding money in foreign countries, and financial advisors who have wealthy clients with cash stashed overseas better hope their clients properly reported such funds.
The Motley Fool July 2, 2008 Tom Hutchinson	UBS Purges Board Heads roll as UBS faces a myriad of financial and legal problems.
Registered Rep. September 4, 2013 Diana Britton	What Is Wealthy? Fifty percent of investors define wealth as having no financial constraints on what they do, while only 16 percent say it's about surpassing a certain asset threshold.
BusinessWeek June 2, 2011 David Voreacos	The IRS Grills Taxpayers on Offshore Accounts IRS agents and prosecutors have interviewed more than 200 offshore-bank clients to learn who helped them avoid taxes.
Registered Rep. July 13, 2009	Swiss and U.S. Tension Rising Over UBS Tax Evasion Case The problem continues to be that Swiss banking laws -- which say tax fraud is illegal, but not tax evasion -- protect the names of the 52,000 American clients and giving them up would violate Swiss criminal law.
Registered Rep. February 9, 2010 Kristen French	UBS Americas Bleeds More Client Assets in Q4, Advisor Attrition Way Down Clients continued to withdraw significant assets from the firm both in the U.S. and around the world.
The Motley Fool November 4, 2008 Alex Dumortier	The Market Is Wrong on UBS UBS appears to have turned the corner in restoring investor confidence, but do fundamentals back this up?
Registered Rep. January 29, 2010 Kristen French	UBS Morale Lifts A number of top financial advisors at the firm say that they are so far very pleased with the leadership of UBS Wealth Management CEO Bob McCann and his team.
Registered Rep. May 8, 2008	UBS Needs A Lift Ticket UBS is facing serious scrutiny by the Securities and Exchange Commission and the Department of Justice to determine whether or not the bank aided clients in committing tax evasion from 2000 to 2007.
Registered Rep. May 5, 2009 John Churchill	UBS Posts Loss But Gains Retail Client Assets UBS posts its first-quarter earnings and blames bad loans on its books for the poor result.
BusinessWeek November 18, 2010 Bradley Keoun	Citigroup Will Woo Small Business Citi wants to renew its focus on U.S. companies with less than $20 million in annual sales. To court them, the bank will hire about 200 bankers by the end of 2011.
Bank Technology News December 2008 Anthony Malakian	Community Banks Pony Up To Protect Customer Data Just like their big-bank brethren, keeping customers' personal information safe is the top concern for most community bankers.
BusinessWeek March 26, 2007 Matthew Goldstein	UBS: Notes On A Wall Street Scandal How the lines between stock research and marketing can still blur so easily.
Registered Rep. July 8, 2009	Is UBS' Marten Hoekstra On the Way Out? A story in the Financial Times teasingly suggests UBS US Wealth Management is in for a big change at the top.
Registered Rep. April 16, 2009 John Churchill	UBS to Cut Lower Producing Advisors The 8,700 jobs UBS plans to cut by the end of 2010 will include 2,000 in the Wealth Management division, many of them financial advisors.
The Motley Fool November 26, 2008 Alex Dumortier	Will Citi Dilute Shareholders Again? Citigroup shareholders breath an enormous sigh of relief, welcoming a second government bailout that didn't significantly dilute them. They may not be out of the woods yet, though.
BusinessWeek October 27, 2003 Laura Cohn	Swiss Banks: Paradise Lost Tougher rules are just part of what's making this haven less appealing.
The Motley Fool June 24, 2011 Rich Smith	Are Bankers Conspiring to Manipulate You? Actually, they may be doing the opposite. Do banks try to manipulate the market with their stock ratings?
The Motley Fool April 2, 2008 Tom Hutchinson	UBS: You Hang In There The Swiss bank looks to cut its losses and put the crisis behind it.
The Motley Fool November 25, 2011 Shubh Datta	Another Investment Bank Chops and Changes UBS looks to shed its investment banking business.
BusinessWeek July 25, 2005 Stanley Reed	The Master Of Zurich How Peter Wuffli turned around UBS- and brought the glory days back to Swiss banking.
The Motley Fool November 17, 2008 Alex Dumortier	Bank Execs Forgo Bonuses, but Does It Matter? Goldman Sachs announces that seven of its top executives, including CEO Lloyd Blankfein, will forgo bonuses this year. Expect others to follow.
Registered Rep. April 14, 2010 John Aidan Byrne	UBS Retail Brokerage Nearing a Turnaround? Client asset withdrawals have slowed at the embattled U.S. wealth management business of UBS where, in a positive sign to investors, it reported much stronger first quarter pre-tax profit than previously expected.
The Motley Fool September 20, 2011 Navjot Kaur	UBS Joins the Long Cost-Cutting Line UBS cuts 3,500 jobs to stay profitable.
Registered Rep. August 5, 2009 French & Churchill	UBS Close to Deal With Bob McCann, Reorg Under Way The move comes as the bank works to contain damage to its reputation done by the tax evasion dispute with the U.S. government.
The Motley Fool September 15, 2011 Cliff D'Arcy	Rogue Trader Loses UBS $2 Billion Switzerland's banking giant admits to an unauthorized loss of nearly 1.3 billion pounds!
Registered Rep. October 1, 2006 John Churchill	TD Ameritrade Wins Luxury Brand Ranking Every brokerage firm is courting wealthy clients, and many of them say that serving the wealthy is what they do best. So just how are these firms doing?
Registered Rep. February 19, 2009 John Churchill	UBS Wealth Mgt Executive On The Lam; U.S. Promises To Find Tax Cheats--And The Advisors Who Assist Them Allen Stanford isn't the only high profile financial executive currently on the run from authorities.
Registered Rep. February 10, 2009	UBS Earning Get Kicked In The ARS! U.S. Wealth Mgt Unit Profit Wiped Out By ARS UBS announced a fourth quarter loss of U.S. $7.5 billion, capping a horrendous year for the Swiss firm.
Registered Rep. May 1, 2006 John Churchill	Score One for Diversity UBS has hired a prominent black Smith Barney broker.
BusinessWeek July 25, 2005 Frederik Balfour	Eager To Shepherd Asia's New Money Asia has been minting new millionaires faster than any other region in the world, a fact that hasn't been lost on UBS.
Registered Rep. July 10, 2007 John Churchill	With Wuffli Out, What Next for UBS? A Wealth Management Surge in the USA Peter Wuffli was replaced as CEO of UBS last week after the firm realized millions of dollars in losses in an internal hedge fund.
Registered Rep. March 28, 2008 David A. Geracioti	More Trouble In Auction-Rate Securities Land The State of Massachusetts Secretary of State is investigating the sales practices of auction-rate securities, to learn how these securities are presented to individual clients in the state.
Wall Street & Technology January 5, 2007	Investment Banking on the Go Wireless software provider Pyxis Mobile unveiled its latest offering, mInvestment Banker, a real-time tool that allows bankers to develop and track their pipelines using their wireless devices.
On Wall Street October 1, 2009 Helen Kearney	UBS Weighs Options as the Suddenly Smallest Wirehouse No one can deny it's been a tough year for UBS's wealth management business in the U.S.
The Motley Fool August 26, 2005 Beyers & Gardner	Don't Invest Like a Banker Bankers eschew risk and put safety over returns. Conversely, the investor manages risk by understanding the market, competitive advantage, and the opportunities for a stock they're interested in.
The Motley Fool August 10, 2004 Rich Duprey	Parmalat on the Offense The bankrupt Italian food and dairy giant files lawsuits against bankers over collapse.
CFO July 1, 2004	Canary Chorus At least a dozen former finance executives are preparing to sing for prosecutors... NASA still hasn't found that $2 billion... CFOs on the move...
Registered Rep. September 6, 2006 John Churchill	UBS Buys Another Brokerage With the ink still drying on its deal to purchase Piper Jaffray's brokerage arm, Swiss firm UBS announced today it will now buy Cleveland-based McDonald Investments, KeyCorp's brokerage unit.
Investment Advisor July 2009 James J. Green	Numerology: Wealthy Remain Wary The wealthy are even more risk-averse than advisors might have thought.
Bank Systems & Technology May 24, 2007 Nancy Feig	Survey Finds Technology Spending to Increase A survey of bank executives find most planning to increase technology spending.
Registered Rep. September 22, 2011 John Aidan Byrne	McCann Memo Aims to Reassure Jittery UBS Brokers In a strongly-worded memo this week to employees at UBS Wealth Management Americas, CEO Bob McCann assured them that matters are under control.
Registered Rep. June 26, 2008 John Churchill	Tough Morning For Brokerage Sector Stomachs are surely turning at the wirehouse brokerage firms this morning.
Financial Planning September 1, 2010 Paul Menchaca	Who's Wealthy Now? During today's sluggish recovery from a deep economic recession, the simple fact is that fewer americans, even the rich ones, are immune to financial stress.
Bank Systems & Technology January 4, 2010 Penny Crosman	Consumer Trust in Banks Declined in Past Six Months, Bank Execs Say Innovation seen as key to boosting trust, but only one of four banks has laid out strategy.
U.S. Banker July 2005 Holly Sraeel	Want to Make a CEO Wince? Talk About Fraud. When bankers refer to fraud in public, it often comes off as if the theft does not involve a human being. Behind the financial losses and data breaches are people-on both sides of the problem.
Registered Rep. April 28, 2015 Megan Leonhardt	Millionaires Don't Know When to Quit Many wealthy investors keep working long after they need because of the continual shift in objectives and the need to maintain financial security.