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Inc.
September 2006 |
Ask Inc. Questions and answers about scaling back profit-sharing plans, and importing headaches.   |
Commercial Investment Real Estate
May/Jun 2015
Sean E. Ponist |
Going to the Source By attributing the source of the information, an agent or broker can avoid, or at least attempt to avoid, liability for any unintentional errors in information passed along. |
IDB America
September 2007 |
IDB Supports Program to Improve Customs Operations in Uruguay The Inter-American Development Bank approved a $11.6 million loan to Uruguay for a program that will modernize the country's customs bureau to enhance its efficiency and quality as a compliance agency and facilitator of international trade. |
Finance & Development
March 1, 2006
James T. Walsh |
New Customs Squaring new security concerns with the need to facilitate trade is a daunting challenge for many customs administrations. |
Entrepreneur
July 2007
Laurel Delaney |
Ace the System Automated Commercial Environment is revolutionizing the way entries are cleared, tracked and paid for. |
Registered Rep.
March 1, 2005 |
Responsibility Issues When is a broker or a financial planner a fiduciary? |
CIO
March 1, 2006
Ben Worthen |
Customs Rattles the Supply Chain The government wants you to secure your supply chain. Right now, its program is voluntary. It won't stay that way for long. And the responsibility for collecting the data Uncle Sam wants is going to fall on the CIO. |
Registered Rep.
October 1, 2002
Jonathan P. Arfa |
First, Hire the Lawyers With heavy investor losses, customer claims filed with the NYSE and the NASD are expected to hit an all-time high in 2002. What should a broker do if they are the target of a complaint? |
IndustryWeek
March 1, 2009
Jill Jusko |
Thwarting Counterfeiters: By the Numbers Federal agencies recorded nearly 15,000 seizures of fake or pirated goods in fiscal 2008, according to annual statistics released by U.S. Customs and Border Protection and U.S. Immigration and Customs Enforcement. |
Registered Rep.
October 1, 2004
Nick Ferber |
Sunny Days In the interest of arming financial advisors with all they need to assess broker acquisition packages, here is a guide to deciding when it is mathematically justified to make a change. |
The Motley Fool
March 5, 2004 |
Cheap Trades Here! A big part of how brokers compete is through price-per-trade. And while cost is a factor -- particularly for more frequent traders -- it should not be your only guidepost. Investment selection and services should be tops on your broker search list. |
CFO
September 1, 2003
Edward Teach |
Containing Terrorism Federal antiterrorism programs have spurred a sea change in supply-chain security. |
Registered Rep.
December 1, 2006
Mark Dodge |
Careless Errors Are a Big Deal Some financial advisory clients have extremely complicated financial plans. If you are in doubt about what you're doing, it's crucial to bring in backup. Get connected with CPAs, lawyers and other professionals -- and use them. Don't let carelessness sink your career. |
U.S. CPSC
March 5, 2008 |
CPSC To Announce New Strategies at the Ports In an effort to address the increase of imported consumer products, the U.S. Consumer Product Safety Commission (CPSC) is announcing new import strategies and a greater presence at port entries. |
Registered Rep.
September 1, 2004 |
The Blame Game When is a broker or a financial planner a fiduciary?... Should I seek separate legal counsel or allow my former firm's attorney to represent me?... |
The Motley Fool
August 5, 2005 |
A Buyer Broker Can Help You Not all real estate brokers have your best interest at heart -- be choosy. |
The Motley Fool
December 18, 2006
Dan Caplinger |
Know Your Numbers: Import Price Index By looking at detailed information by industry and country, investors can focus on promising industries that may hold the best potential for investment gains. |
IndustryWeek
February 1, 2008
Nick Zubko |
Managing the Global Trade-off Manufacturers are trying to simplify their approach to global trade compliance. |
Registered Rep.
January 1, 2003
Jonathan P. Arfa |
Do-It-Yourself Arbitration When a rep is laid off or changes firms, there's often a disagreement about how much she is due for her final months of work. |
HBS Working Knowledge
October 6, 2003 |
DataWeb: The Bottom Line for Trade Data Need import/export data for the U.S.? You can find answers at the USITC Interactive Tariff and Trade DataWeb. |
Registered Rep.
January 1, 2005
Mindy Diamond |
A Clean Escape, With an Accomplice Brokers tempted to leap at a lucrative job at another firm are often held back by inertia, but in increasing numbers they are finding the powerful force they need to get moving: hungry branch managers. |
The Motley Fool
November 18, 2005
Roy Lewis |
Tax Your Shorts When you sell stocks short, don't forget to give the IRS its cut. |
OCC Bulletin
September 5, 2002 |
Investment Portfolio Credit Risks: Safekeeping Arrangements This guidance alerts banks to the potentially significant credit risks they incur when safekeeping investment portfolio assets with third parties, such as brokers, broker/dealer firms and banks. |
CFO
March 1, 2010
David M. Katz |
Is Your Broker Mediocre? It may be a buyer's market, but choosing the best broker is far from easy. |
The Motley Fool
July 21, 2006
Roy Lewis |
Tax Your Shorts Before you short a stock, know the tax rules involved. |
Registered Rep.
March 1, 2006
David Weiss |
Living with Reg SHO The new regulation opened up the possibility of completing a short sale without worrying if it complied with the uptick or bid test, and put into affect rules requiring greater effort on the part of brokers and other participants in the securities industry to ensure that short sales were covered. |
The Motley Fool
May 28, 2004
Roy Lewis |
Shorting Stocks: Tax Aspects When taxes complicate a simple short sale, you'll need a few clear guidelines. |
Registered Rep.
February 2, 2006
Kristen French |
Brokers Learning to Play by New Rules It's no longer business as usual on Wall Street. Starting yesterday, broker/dealers must follow a new SEC rule that requires them to disclose at certain times that they may not be acting in their clients' best interest. |
The Motley Fool
May 13, 2004
Dayana Yochim |
Find a Match for Your Money The right relationship is everything. How to get the right fit for your financial needs -- choosing a financial advisor and a broker. |
The Motley Fool
July 3, 2008
Dan Caplinger |
Declare Independence From Your Financial Advisor For too long, brokers have profited from the willingness of their clients to be completely dependent on them for their financial well-being. But you don't have to go along with that. By declaring independence from your advisor, you can ensure that you'll be able to fend for yourself and prosper. |
Registered Rep.
January 1, 2003
Nicholas Ferber |
Switching Has Changed During trying times like these, many reps are looking to switch jobs. When pondering a move, no question occupies more time or discussion between brokers, hiring managers and (sometimes) recruiters than the following: "What's in it for me?" |
The Motley Fool
February 6, 2008
Mary Dalrymple |
Marry a Broker You shouldn't settle for a broker just because of cheap rates. Look beyond the trading commissions and commit to a broker for the long haul. |
