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Wall Street & Technology
February 21, 2008
Anthony Sperling |
Tips & Tricks for Building Composites Avoid having too many composites by focusing on your firm's primary mandates. Read on for advice on when and how to create composites.   |
Wall Street & Technology
February 19, 2008
Anthony Sperling |
A Practical Guide to Implementing the Global Investment Performance Standards (GIPS) for Asset Managers Adhering to Global Investment Performance Standards is in the best interest of any investment firm that wants to compete effectively and fairly. Read on for advice on how to easily do so. |
Financial Planning
September 1, 2007
Jane Worthington |
Compliance Financial planners and advisors, advertise wisely. SEC examiners regularly find deficiencies in advertisements touting an advisor's performance returns. They recommend routinely using compliance procedures. |
Financial Planning
April 1, 2007
John J. Bowen |
Policing Your Practice If you build an effective compliance system, your firm will be more appealing to both clients and buyers. Here's how to build a great compliance system. |
Financial Planning
September 1, 2006
Jane Worthington |
Accounting for Compliance Instead of viewing compliance as a necessary evil, financial advisors should see it as a cost of doing business and learn how to quantify that cost. |
Financial Planning
October 1, 2009
Nancy Lininger |
What It Takes Compliance is top of mind at many firms today. Here's what makes a great compliance officer, no matter who takes the role. |
Financial Planning
July 1, 2006
Jane Worthington |
Compliance Tips: What Now? John Walsh, of the SEC's Office of Compliance Inspections and Examinations, offered these ten points for post-review discussions to attendees at NRS' Spring Compliance Conference. |
Wall Street & Technology
November 21, 2006
Cory Levine |
Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates. |
Wall Street & Technology
March 1, 2004 |
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. |
Pharmaceutical Executive
October 1, 2005
Andy Bender |
Orchestrating Compliance Product managers at pharmaceuticals are not always happy to see their compliance officers. That may be changing. |
Information Today
August 14, 2014 |
Knovel Launches Composites Subject Area Composites comprises design, selection, analysis, testing, manufacturing, and repair information related to composite materials. |
Pharmaceutical Executive
September 1, 2010 |
Maintaining a Culture of Compliance In order to sustain compliance it must become a core component of every company's training, sales processes, and incentive programs. |
Insurance & Technology
August 12, 2005
Peggy Bresnick Kendler |
The Compliance Challenge Industry experts offer opinions on what the biggest challenges carriers currently face in terms of regulatory compliance. |
National Defense
July 2004
Roxana Tiron |
Navy Gradually Embracing Composite Materials in Ships The Navy claims that its next generation destroyer, the DD(X), will be the service's first major commitment to composite construction. |
IndustryWeek
November 1, 2008
John Teresko |
Competing with Composites Get ready to research, re-engineer, reinvent and innovate new products with composites. |
Reason
February 2004
Julian Sanchez |
Big-Spender Bush George W. Bush is a fiscal conservative, right? Maybe not. |
