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InternetNews
January 13, 2006
Clint Boulton |
SEC is Probing IBM Earnings The Securities and Exchange Commission's investigation into IBM's first-quarter 2005 accounting practices is now official.   |
The Motley Fool
June 9, 2004
Tom Taulli |
Alloy Finally Files When a company makes a late filing, it always raises concerns. The youth-oriented e-commerce and marketing company delayed its 10-K by a few months. |
The Motley Fool
December 15, 2006
Rich Smith |
Foolish Forecast: Hoping for Progress The beleaguered software maker steps up to the plate to deliver its earnings report for fiscal fourth-quarter and full-year 2006. Investors, take note. |
InternetNews
July 5, 2006
Clint Boulton |
Mercury Heads May Face Stock-Option Probe The SEC may pursue three Mercury Interactive directors in relation to a stock-option grant backdating scandal. |
InternetNews
August 4, 2006
Clint Boulton |
Apple Stock Option Probe Escalates Apple Computer Inc. said it may have to restate past financial results after uncovering additional accounting regularities during its internal investigation into stock option grants. |
The Motley Fool
June 26, 2006
Rich Duprey |
Altera Backpedals on Backdating Options backdating forces the programmable chip maker to restate 10 years of financials. Investors, beware. |
The Motley Fool
August 31, 2004
W.D. Crotty |
A Mirage or a Great Speculation? United Rentals' stock sinks sharply as the SEC investigates the company. |
Registered Rep.
March 14, 2012
Diana Britton |
SEC Goes After Venture Capital B/D Over Sale of Facebook Shares The Securities and Exchange Commission has filed charges against New York-based venture capital broker/dealer Felix Investments and the firm's founder Frank Mazzola. |
InternetNews
June 30, 2006
Ed Sutherland |
Apple Joins Widening Stock Option Probe Apple has joined a growing list of companies to find themselves involved in a widening probe into controversial practices involving stock option grants. |
InternetNews
April 24, 2007
Michael Hickins |
SEC Charges Former Apple Attorney With Fraud SEC levies fraud charges at Apple's former general counsel and settles with its former CFO in connection with a stock options backdating scandal. |
InternetNews
November 16, 2006
Ed Sutherland |
Dell Delays Q3 Report as SEC Probe Turns Serious Confirming a formal SEC probe, Dell delays its third quarter financial statement. |
The Motley Fool
April 28, 2004
Rich Smith |
Network Associates Restates Truth The company's earnings restatements can give a guy a headache. |
InternetNews
September 21, 2007
David Needle |
Steve Jobs to Testify in Backdating Case Apple CEO Steve Jobs has reportedly been subpoenaed by the Securities and Exchange Commission to testify in a stock-options back-dating case against Apple's former general counsel, Nancy Heinen. |
The Motley Fool
August 3, 2006
Ryan Fuhrmann |
Cardinal Distributes the Goods The drug wholesaler and distributor has to regain investor confidence and rebuild a track record in a changed industry. So far, so good for 2006. Let's see if any further information can be found once Cardinal submits its 10-K filing to the SEC. |
The Motley Fool
May 9, 2006
Rich Smith |
Foolish Forecast: TurboChef Flames Out The oven maker returns to the public markets with news on its first quarter of 2006. Investors, take note. |
InternetNews
September 11, 2006
Clint Boulton |
Dell Delaying Earnings Report Dell today said it will delay filing its second-quarter financial filing due to questions raised from the investigation by the Securities and Exchange Commission into the computer maker's accounting and financial reporting. |
Financial Planning
September 1, 2008
Andrew Ackerman |
SEC Probes Wachovia The Securities and Exchange Commission enforcement staff has notified Wachovia Bank that they may recommend the SEC file charges against it, as a result of an investigation into alleged anti-competitive bidding practices. |
InternetNews
December 5, 2007
Larry Barrett |
Novell Delivers a Different Kind of Earnings Surprise Novell caught everyone unawares this morning when it failed to report its fourth-quarter and year-end results. |
The Motley Fool
July 12, 2007
Brian Lawler |
Dendreon Under Attack Following an unfavorable regulatory decision for its lead drug Provenge, the biotech is now the focus of an SEC inquiry. |
The Motley Fool
March 7, 2006
Tim Beyers |
Get Your Special K You should pay attention when a company you own files its 10-K. These reports offer key data to help you build a richer portfolio. |
The Motley Fool
April 5, 2007
Nathan Parmelee |
SEC Says It Again: Speak English! Executive compensation was supposed to be easier to understand for investors, but it's not quite there yet. |
The Motley Fool
May 16, 2006
Rich Smith |
TurboChef (Almost) Flames Out Anticipation of new sales for the oven maker helps the stock recover after a bumpy ride. |
The Motley Fool
May 21, 2007
Rich Smith |
Foolish Forecast: Checking Turbochef's Pilot Light The oven maker is set to release first-quarter 2007 earnings. Investors, here is what you can expect to see. |
The Motley Fool
March 4, 2008
Rick Aristotle Munarriz |
Turning Up the Heat at TurboChef The company behind the speedy convection ovens that are revolutionizing the quick-service restaurant industry delivered piping-hot fourth-quarter numbers last night. |
The Motley Fool
March 9, 2006
Stephen D. Simpson |
Should TurboChef Be on the Menu? Commercial potential is there for the oven-maker, but hopes of big residential demand might be wishful thinking. Investors, this is a really volatile stock, so think twice before diving in. |
The Motley Fool
October 14, 2004
Rich Duprey |
The Domino Effect The SEC launches an informal investigation into insider trading at Amkor Technology. |
The Motley Fool
January 9, 2004
Dave Marino-Nachison |
SEC Watching Dollar General The government may act against the retailer in connection with past earnings restatements. |
The Motley Fool
July 6, 2004
Tom Taulli |
Grim Reaper Visits EasyLink By all appearances, EasyLink is being hit for a minor offense. Not according to the SEC. |
CFO
May 1, 2010
Sarah Johnson |
The SEC Has a Few Questions for You This is the envelope no CFO looks forward to opening, even if the inquiry proves to be fairly routine. |
The Motley Fool
September 30, 2010
Anders Bylund |
Black Clouds Over Green Mountain If you can't trust the revenue line, how can you make an investment decision? |
Registered Rep.
April 6, 2004
Will Leitch |
SEC Investigates Edward Jones' Fund Sales Edward Jones--a firm that hasn't attracted much regulatory scrutiny over the years--has been under considerable fire of late, thanks mainly to previously undisclosed revenue-sharing arrangements. |
InternetNews
June 5, 2007
Clint Boulton |
IBM, SEC Come to Terms Over Financial Gripe IBM settled with the Securities and Exchange Commission today for issuing misleading statements about the impact of employee stock options on its 2005 earnings. |
InternetNews
May 17, 2004
Colin C. Haley |
Lucent Settles SEC Complaint The company looks to eliminate distractions in an improving climate for network equipment. |
The Motley Fool
March 16, 2004
Seth Jayson |
Dollar General Dodges Bullet The discounter pays its way out of an SEC bookkeeping imbroglio with the usual spineless settlement. |
The Motley Fool
February 19, 2008
Anders Bylund |
GE Brings Bad Things to Light and Fixes Them General Electric has been under the SEC's microscope for three years, launched an internal investigation last year, and expects another year or so of the commission's probing and prodding. |
Wall Street & Technology
February 27, 2005
Beth Bacheldor |
A Watchdog to Watch In his first CIO job, Corey Booth, just 34 years old, is leading the IT department of one of the country's most closely watched and influential government agencies: the Securities and Exchange Commission. |
The Motley Fool
August 23, 2006
Tim Beyers |
Meet the SEC If you're an investor, you have a friend. His name is EDGAR (the acronym for the database hosted by the Securities and Exchange Commission). |
The Motley Fool
April 20, 2006
Rich Duprey |
Backdating Battle The SEC investigates stock option backdating at a dozen companies. Should the investigations uncover actual proof of wrongdoing at these or other companies, not only should the executives be held accountable for their actions, but the boards of directors should be punished as well. |
InternetNews
May 31, 2007
Clint Boulton |
SEC Settles Backdating Cases With Mercury, Brocade The Securities and Exchange Commission settled stock-option backdating cases with Mercury Interactive and Brocade Communications Systems totaling $35 million. |
CFO
October 1, 2002
Alix Nyberg |
Regulation: Pitt and the Pendulum The kinder, gentler SEC Pitt envisioned vanished faster than you can say Arthur Andersen. Can he run a tougher, meaner agency? |
CFO
April 1, 2005
Tim Reason |
The Limits of Mercy The cost of cooperating with the SEC is high. The cost of not cooperating is even higher. Faced with financial penalties, career-ending bans, and possible criminal prosecution, more individuals are choosing to fight the SEC. |
The Motley Fool
May 13, 2008
Alyce Lomax |
Middleby Cools Down Oven manufacturer Middleby's returns over the past few years have been smoking hot, until now. Is it time to buy into this company? |
Information Today
October 16, 2006
Marydee Ojala |
The SEC's Plans to Reinvent EDGAR In its ongoing quest to modernize its EDGAR system, the SEC has awarded three contracts worth a total of $54 million to upgrade the system into a dynamic real-time search tool with interactive capabilities. |
The Motley Fool
March 3, 2006
Rich Smith |
Foolish Forecast: Checking TurboChef's Oven Operating and net margins, while strong during the end of last year, have both turned negative recently. Investors, take note. |
On Wall Street
October 1, 2009
Thomas O. Gorman |
SEC v. Bank of America: Where to Go From Here? The SEC thought it had completed an investigation, brought an enforcement action and then settled it. |
Registered Rep.
September 15, 2011
Kristen French |
Schapiro: Republican SEC Reform Bills Could Hog Tie SEC SEC Chairman Mary Schapiro said that legislation introduced by Republicans to restructure the agency and its rulemaking process would threaten the agency's ability to write and enforce rules effectively. |
The Motley Fool
December 19, 2011
Travis Hoium |
Who Really Gets Rich Off Investment Banks? The answer may surprise you. |
InternetNews
October 22, 2004
Colin C. Haley |
Qwest Settles Fraud Charges The voice and data carrier will pay $250 million to end a two-and-a-half year probe. |
InternetNews
July 8, 2009
Andy Patrizio |
Apple Faces SEC Probe on Jobs Health Disclosure The U.S. Securities and Exchange Commission is investigating Apple's handling of CEO Steve Jobs's health problems. |
The Motley Fool
August 17, 2009
Rich Smith |
Time to Buy Middleby? Yes, it is time to buy Middleby. One lousy quarter does not a lousy stock make. |
