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Registered Rep. December 1, 2006 Halah Touryalai	Out with a Bang Eliot Spitzer may have less than a month left as New York State's attorney general, but the governor elect says there two new Wall Street cases he's taking on before year's end.
Registered Rep. June 10, 2008	Would You Invest With Client No. 9? Eliot Spitzer, the disgraced former New York State governor once heralded as Sheriff of Wall Street, is mulling launching a distressed real estate fund.
Investment Advisor July 2009 Marlene Y. Satter	Insurance Update: Classroom or Courtroom? After a series of high-profile actions in his position as New York's top insurance regulator Eric Dinallo is leaving the job at the New York State Insurance Department.
BusinessWeek January 12, 2004	A White Knight For Mutual-Fund Investors No mutual-fund executive wants to get a phone call from Eliot Spitzer these days.
Bank Systems & Technology March 18, 2009 Orla O'Sullivan	AIG Uproar Sees Spitzer Weigh In The real disgrace in what A.I.G. did with almost $200 billion in government bailouts was not the payment of executive bonuses, but payments to banks, Eliot Spitzer said in an interview Wednesday morning.
The Motley Fool December 8, 2004 Rich Smith	Spitzer for Governor? Crusading prosecutor takes aim at New York's governor's mansion.
BusinessWeek August 21, 2006 Michael Orey	Lots Of Evidence, No Verdict Invaluable reformer or prosecutor run amok? The author lets the reader decide.
U.S. Banker October 2007 Karen Krebsbach	Doing the Regulatory Revamp Dance America's bank-regulatory system is once again under the microscope, but for the first time in decades, it is under serious consideration for reorganization.
Registered Rep. June 3, 2003 Will Leitch	Brokerage Chiefs in Spitzer's Sights When New York Attorney General Eliot Spitzer announced the $1.4 billion settlement of the securities conflict of interest case in April, his office warned that it was "the beginning, not the end." Wirehouses are finding out, in a big way, that he wasn't kidding.
Registered Rep. April 1, 2008	Spitzenfreude Some on Wall Street think that Eliot Spitzer had it coming.
Registered Rep. December 1, 2004 David A. Gaffen	Quietly Active The annual Securities Industry Association conference exuded an odd serenity, at least until the speakers invoked the name of Eliot Spitzer.
Registered Rep. March 12, 2008 Kristen French	Advisors: No Love Lost On Spitzer Eliot Spitzer, who's dramatic demise over the past few days has been covered backwards and forwards by every media outlet in the country, is not getting a lot of sympathy from the financial community.
BusinessWeek April 18, 2005 Brady & Byrnes	AIG: Get Ready For Starr Wars The fight over a secretive entity that wields enormous influence over AIG is just starting.
U.S. Banker July 2002 Michael Dumiak	Street Smart! Eliot Spitzer snuck up on Wall Street and became a force for financiers to reckon with. And he's just getting started.
Bank Systems & Technology April 28, 2008 Peggy Bresnick Kendler	AML Efforts Intensify As banks look to step up efforts to monitor their customers' financial activities and comply with increasingly stringent regulations, what kinds of technologies, processes and information are essential to building an effective and accurate AML program?
Salon.com January 16, 2003 Arianna Huffington	Cold feet Eliot Spitzer caved to Wall Street criminals. Maybe he decided that taking on the most powerful people in the country might not be the best strategy for a man considering a run for governor.
On Wall Street July 1, 2009 Mark Astarita	The SEC's "Feel Good" Committee The Securities and Exchange Commission announces the formation of an Investor Advisory Committee, which it says will give investors a greater voice in its work.
The Motley Fool March 27, 2009 Matt Koppenheffer	Does Anybody Have Any Idea What's Going On? The government is taking bold action, but do we really know what needs to be fixed?
BusinessWeek November 1, 2004 Brady & Borrus	A Crazy Quilt Of Rules Why insurance regulations need national standards.
The Motley Fool May 17, 2010 Matt Koppenheffer	Defending Wall Street The criminal investigations that are being launched against Wall Street firms are woefully misdirected.
The Motley Fool July 6, 2005 Tom Taulli	Donaldson's Last Stand William Donaldson made his mark on the SEC -- up until his last day in office. Interestingly, even the U.S. Court of Appeals had concerns about the new mutual fund regulations.
InternetNews February 16, 2005 Erin Joyce	More Regulation For The Software Industry? Richard Clarke, the former White House cyber security czar, urged the technology industry to adopt regulations or even benchmarks to improve security in their products -- or face getting walloped with new regulations from Congress.
Chemistry World January 15, 2014 Dinsa Sachan	Radical drug rule changes hit buffers in India A parliamentary panel in India has slammed a proposed bill seeking to radically alter the way drugs are regulated in India. The panel's report has essentially put reform of medicines in the country on ice, according to observers.
BusinessWeek April 25, 2005 Mike McNamee	Watchdogs With Eyes Wide Shut As investigators pore over the books of AIG, it's becoming clear that for years regulators failed to detect lapses in the insurance industry.
Salon.com October 10, 2002 Damien Cave	Wall Street's worst nightmare Does New York Attorney General Eliot Spitzer really want to clean up the stock market, or just make himself look good?
Registered Rep. January 1, 2006	60 Seconds With...Grace Vogel An interview with the executive vice president of Member Firm Regulation for New York Stock Exchange Regulation about regulatory duplication and the NYSE's enforcement record.
Registered Rep. September 1, 2005 Karen Donovan	Under Siege Executives of broker/dealer firms are not exaggerating when they say it seems like regulators are locked into a competitive battle to collect the most pelts on Wall Street.
Registered Rep. September 25, 2002 Rick Weinberg	NY Attorney General: I Could Have Nailed Merrill on More Serious Charges Eliot Spitzer said he could have pursued criminal charges against Merrill Lynch for its conflicts of interest in its research, but that he didn't want to "destroy" the firm or Wall Street.
BusinessWeek July 28, 2003 Borrus & McNamee	States vs. the SEC: What's All the Shouting for? On the surface, it looks like the fragile alliance between state and federal securities cops is crumbling. There's more -- and less -- going on here than meets the eye.
BusinessWeek November 5, 2009 Maria Bartiromo	The Enduring Anger of Hank Greenberg A conversation with former AIG CEO Hank Greenberg.
CFO January 30, 2004 Tim Reason	Cheese It, the States! Corporate wrong-doers are finding state cops more aggressive than the feds.
The Motley Fool March 24, 2009 Rick Aristotle Munarriz	Is Warren Buffett AIG-Proof? Berkshire Hathaway is just two steps away from getting caught in AIG's mess.
The Motley Fool April 29, 2010 Morgan Housel	What They Should Have Asked Goldman Sachs The congressional panel spent hours running circles around the question of whether or not Goldman was betting against its clients, when the question could have been answered pretty quickly.
Bank Systems & Technology April 1, 2005 Katherine Burger	School for Scandal In banking, it's the CIOs and other technology executives who must figure out how to stretch limited IT resources to provide the documentation, transparency and accountability the new regulations demand.
The Motley Fool August 5, 2009 Morgan Housel	Goldman Sachs to Employees: Pretend This Hurts Here's your bonus! Now please, oh please, don't spend it.
Registered Rep. January 1, 2007 Halah Touryalai	Spitzer Defends UBS Brokers--No, Seriously Eliot Spitzer announced in mid-December that he thinks the $89 million overtime settlement that UBS agreed to in February 2006 is unfairly distributed, and he's asking a Northern California District Court to reject the proposed settlement amount.
Registered Rep. November 12, 2003	Morgan Stanley Launches Conflict-of-Interest Probe Morgan Stanley has announced it is conducting an in-house conflict-of-interest probe.
Registered Rep. December 1, 2004 Erin Schulte	Buying Insurance Eliot Spitzer has gone on the warpath again, this time against insurance companies, leaving their stocks wounded --- some critically --- along the trail.
InternetNews November 14, 2007 Kenneth Corbin	New York's About-Face on E-Commerce Taxation New York governor rescinds new a policy that could have meant the end of the tax-free Internet consumers have come to know and love.
The Motley Fool October 21, 2009 Brian Richards	Wall Street Bonuses: Good for America? According to one of Goldman's international advisors, big bank bonuses are something we have to "tolerate."
Bank Systems & Technology February 10, 2004 Paul Kurgan	Truth & Consequence Don't let compliance foil your business.
The Motley Fool November 19, 2009 Morgan Housel	You Lie, Goldman Sachs Taxpayers' bailout of AIG may have saved Goldman's life.
Insurance & Technology April 19, 2005 Katherine Burger	Junior High Justice New rules for insurance company CEOs to certify transactions punishes everyone for the misdeeds of a few.
Bank Director 4th Quarter 2009 William M. Aukamp	Some Thoughts on Regulatory Reform Before creating a new agency, Congress should be mindful of the already-heavy compliance burden born by banks.
BusinessWeek August 15, 2005	A Talk with New York's Banking Watchdog New York Superintendent of Banking Diana Taylor says there's a happy medium for regulation at the state and national level.
The Motley Fool July 2, 2010 Alex Dumortier	The Blame Game: Goldman vs. AIG Who was really at fault?
Registered Rep. December 2, 2003 Will Leitch	Spitzer, OCC Issue Corporate Death Penalty The news came right before the Thanksgiving holiday, so you might have missed it. But let there be no doubt: The mutual fund investigations have now gone nuclear.
BusinessWeek March 27, 2006 Diane Brady	Hank Greenberg At War One year after Hank Greenberg was forced out of the insurance empire he built, the wounds are still raw. Then again, his battle against AIG has only just begun.
Knowledge@Wharton	The Merrill Lynch Settlement: Good for Merrill, Not for Investors Many say the Merrill settlement does not resolve investors' fundamental concern: the inherent conflict produced by analysts' multiple dual role of serving investors and Merrill's investment banking business.
BusinessWeek April 1, 2010	Prelude to a Panic September 2008 will live in infamy as the month when the U.S. financial system ground to a halt. But for Goldman Sachs and other institutions, the real panic took place throughout 2007. Here is what happened behind the scenes at Goldman.