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BusinessWeek
September 30, 2010
Jesse Westbrook
The Accounting Board Is a Sinecure Qua Non Consumer advocates say the accounting oversight board's record is a cautionary tale for the Consumer Financial Protection Bureau. mark for My Articles similar articles
CFO
December 1, 2009
Johnson & Stuart
Sarbox R.I.P.? There is slowly growing evidence that the seven-year-old law's existence may not be etched in stone. mark for My Articles similar articles
Investment Advisor
May 2006
Melanie Waddell
The Playing Field: SOX and You Sarbanes-Oxley may affect advisors in unlikely ways. When delving into the specifics of the Act, financial advisors should focus on Title 11. mark for My Articles similar articles
BusinessWeek
November 19, 2009
Theo Francis
These Men Could Kill SarbOx Two tenacious Washington lawyers have the Sarbanes-Oxley Act in their sights -- and they just might take it down mark for My Articles similar articles
CFO
December 1, 2004
On the Defense Full disclosure of DoD difficulties ''an important contribution to our national security'... ' PCAOB chairman William McDonough is doing the right things for investors, the markets, and the economy.... etc. mark for My Articles similar articles
CFO
August 1, 2007
Kate O'Sullivan
The SEC Rules Five years after Sarbanes-Oxley, the SEC is flexing its regulatory muscle as never before. mark for My Articles similar articles
Entrepreneur
August 2007
Jennifer Pellet
The Land of the Audit-Free Small businesses are being liberated from SOX restrictions. The changes come at a critical time for companies with less than $75 million in market capitalization, which are to begin complying with the management guidance part of SOX during the 2007 audit cycle. mark for My Articles similar articles
Entrepreneur
April 2007
David Worrell
Ready to Report It may get a little easier for some small-businesses to play by the Sarbanes-Oxley rules. mark for My Articles similar articles
CFO
June 1, 2008
Sarah Johnson
The PCAOB Turns 5.099 We're inspired by the Public Company Accounting Oversight Board's birthday to review its short history -- by the numbers. mark for My Articles similar articles
Salon.com
November 7, 2002
Andrew Leonard
Pitt is history, but the foxes are still guarding the henhouse So what if the most visible face of Bush's see-no-evil economic policies is gone? Corporate reform is further away than ever. mark for My Articles similar articles
Registered Rep.
December 9, 2002
Will Leitch
I'm From the Government. I'm Here to Help You The prevailing mindset at the somewhat sparsely attended Securities Industry Association seminar on corporate governance Thursday was not fear of the Sarbanes-Oxley Act -- but the SEC's interpretation of it mark for My Articles similar articles
CFO
July 1, 2007
Scott Leibs
Five Years and Accounting This story is Part 1 in a three-part series on how corporate finance has changed since the Sarbanes-Oxley Act was passed. mark for My Articles similar articles
InternetNews
March 9, 2007
Andy Patrizio
Sarbox: The Blacktop To Financial Hell Sarbanes-Oxley was more of an emotional reaction than reasoned law when it was passed. Now there's enough evidence that it's doing more harm than good. mark for My Articles similar articles
The Motley Fool
March 10, 2004
Selena Maranjian
Barring Bad Board Directors The SEC is cracking down, but enforcement is a problem. mark for My Articles similar articles
U.S. Banker
March 2008
Christopher Myers et al.
SOX Relief for Smaller Banks The SEC and the Public Company Accounting Oversight Board apparently agree that SOX may be too burdensome on small companies, and some relief may be on the horizon. mark for My Articles similar articles
Knowledge@Wharton
July 30, 2003
Has Sarbanes-Oxley Made a Dent in Corporate America's Armor? In the 12 months since it was signed by President Bush, the landmark Sarbanes-Oxley Act has caused U.S. companies to spend heavily on compliance, altered the culture of boardrooms and boosted the business of firms that offer ethics and compliance consulting. To what end? mark for My Articles similar articles
BusinessWeek
April 5, 2004
Paula Dwyer
Mutual Funds: Carpe Diem, Congress The SEC can't restructure the industry by itself, and legislators are dawdling mark for My Articles similar articles
The Motley Fool
June 30, 2010
Alyce Lomax
The Supreme Court Spares Sarbanes-Oxley Fortunately, the Court appears to have upheld the spirit of accounting transparency for the good of investors. mark for My Articles similar articles
Inc.
September 2005
Amy Feldman
Surviving Sarbanes-Oxley A law intended to clean up big public companies has taken its toll on small private ones -- both financially and emotionally. But there may finally be relief in sight. mark for My Articles similar articles
InternetNews
December 15, 2006
Roy Mark
SEC Brings Proxies Online Shareholders will soon be able to find proxy statements and annual reports online, according to new voluntary rules approved this week by the Securities and Exchange Commission. mark for My Articles similar articles
Knowledge@Wharton
January 29, 2003
Lawyers and Accountants Can Expect Curbs and Compromises in New SEC Rules Recent rules adopted by the U.S. Securities and Exchange Commission to curb the kind of legal and accounting shenanigans that toppled companies like Enron and Arthur Andersen are not as strong as the SEC first indicated they might be. But do they still have enough teeth to work? mark for My Articles similar articles
National Real Estate Investor
September 1, 2004
Scott Farb
The Trickle-Down Effect of Sarbanes-Oxley Real estate private equity funds are finding themselves in an overly regulated, ever-changing and immensely complex climate when it comes to financial reporting and accounting issues. mark for My Articles similar articles
BusinessWeek
February 10, 2011
Paul M. Barrett
Attack of the Commerce Clause A new assault on regulation is gathering force -- and it's deploying a constitutional weapon mark for My Articles similar articles
CFO
May 1, 2005
Tim Reason
Feeling the Pain Are the benefits of Sarbanes-Oxley worth the cost? Many companies are voicing their concerns to the SEC. The top complaint about 404 is that auditors must point out management's own assessment of internal controls. mark for My Articles similar articles
CFO
September 1, 2003
Doing Time? Nearly 11 years after accounting irregularities came to light, a former CFO is heading to jail. Also: A new chief accountant at the SEC; CFOs on the move. mark for My Articles similar articles
CFO
February 1, 2011
Kate O'Sullivan
The Faces Are New, but the Agenda Is Not Just in time for The Dodd-Frank Wall Street Reform and Consumer Protection Act, CFOs have some new names to learn as two major regulators welcome fresh leadership. mark for My Articles similar articles
BusinessWeek
September 22, 2003
Paula Dwyer
A Talk with William McDonough The new accounting oversight board's chairman says the profession should see the PCAOB (Public Company Accounting Oversight Board) as "its mentor-cum-ally." mark for My Articles similar articles
Reason
January 2009
Brian Doherty
Sarbanes-Oxley Revisited Recent academic studies of Sarbanes-Oxley have deepened our understanding of the law's effects. mark for My Articles similar articles
The Motley Fool
December 1, 2004
Rich Duprey
Gee, Thanks: More Time in the Maze Companies under $700 million market cap get Sarbanes-Oxley filing extension. mark for My Articles similar articles
Reason
January 2006
Brian Doherty
You Can Be Too Careful How the U.S. government's new corporate accounting rules impede efficiency and stifle innovation. mark for My Articles similar articles
CFO
October 1, 2007
The Battle for Influence Letter to the editor: The SEC Rules... Far from Settled... Still Hitting the Ceiling... etc. mark for My Articles similar articles
CFO
September 1, 2006
Alix Nyberg Stuart
Standing on Principles In a world with more regulation than ever, can the accounting rulebook be thrown away? mark for My Articles similar articles
Real Estate Portfolio
Jul/Aug 2003
Phillip Britt
Implications of Sarbanes-Oxley You need to go back to the 1930s to find laws that have had as much impact on the fundamental systems of REITs and other publicly traded companies. mark for My Articles similar articles
CFO
February 1, 2003
Abe de Ramos
Standards Bearer The chairman of the IASC, Paul Volcker, shares some caustic comments on stock options, corporate boards, and the relative merits of GAAP. mark for My Articles similar articles
Registered Rep.
November 21, 2007
Halah Touryalai
SEC Fines At Four-Year Low The fall in fines comes after complaints from Republican commissioners and business groups that say the penalties hurt investors. Meanwhile, Democrats say the heavy fines deter fraud. mark for My Articles similar articles
Wired
February 2002
Adam Lashinsky
The Post-Enron Economy Sometimes it takes a meltdown to force regulators into action... mark for My Articles similar articles
CFO
November 1, 2003
Sarbox's Unseen Costs "The crucial unseen cost is that of innovations foregone or delayed," says a reader. More letters to the editor: Microsoft on options... thoughts on Black-Scholes... expensing flaw... the root of the problem mark for My Articles similar articles
BusinessWeek
April 9, 2007
Maria Bartiromo
Michael Oxley's Next Act Michael Oxley talks about SarbOx, private equity, and American competitiveness. mark for My Articles similar articles
IndustryWeek
April 1, 2004
John S. McClenahen
Sarbanes-Oxley: Little Time Left Companies confront November deadline to certify financial reporting controls. mark for My Articles similar articles
BusinessWeek
December 27, 2004
Amy Borrus
Auditors: The Leash Gets Shorter Providing tax services to audit clients will no longer be allowed. mark for My Articles similar articles
Investment Advisor
April 2009
Melanie Waddell
All About Enforcement It's seems a daily occurrence now that the Securities and Exchange Commission levies an enforcement action against a financial services firm mark for My Articles similar articles
Registered Rep.
March 10, 2011
Kristen French
SEC Says Bigger Budget Is Supported By BCG Report In testimony before Congress Thursday, SEC Chairman Mary Schapiro made a case for an increase in the agency's funding to $1.407 billion for 2012. mark for My Articles similar articles
Registered Rep.
February 13, 2012
Kristen French
Due Diligence: Obama Budget Showers SEC with Money, SRO Debate Still Strong According to the SEC's budget request, the regulator would use a chunk of that to fatten up its exam program, adding over 200 examiners. mark for My Articles similar articles
BusinessWeek
October 27, 2003
Henry & Borrus
Honesty Is A Pricey Policy Execs are grumbling about the steep costs of complying with new financial controls. mark for My Articles similar articles
CFO
March 1, 2004
A CFO Interview
New World Order IASB chairman Sir David Tweedie says global accounting standards are within reach. mark for My Articles similar articles
National Real Estate Investor
January 1, 2003
Matt Valley Editor
Sarbanes-Oxley is onerous What Corporate America needs is more integrity, not more due diligence and documentation. Compliance with Sarbanes-Oxley consumes time that could be spent creating shareholder value and may encourage some public companies to go private. mark for My Articles similar articles
CFO
September 1, 2006
Julia Homer
Enron, RIP? The louder the calls for a hiatus in new rules or the rolling back of existing ones, the less reason investors may have to place their confidence in companies issuing such demands. mark for My Articles similar articles
Real Estate Portfolio
Jul/Aug 2004
Phillip Britt
The Price of Being Public How small-cap REITs are handling the financial squeeze from Sarbanes-Oxley and other regulations. mark for My Articles similar articles
CIO
April 15, 2004
Ben Worthen
Another Sarbox Reprieve Public companies now have until November to comply with Sarbanes-Oxley provisions requiring that they document their internal financial controls. CIOs can thank Microsoft. mark for My Articles similar articles
CFO
March 1, 2003
Tim Reason
Two Weeks in January The SEC put much of the Sarbanes-Oxley Act into effect by passing a slew of new rules. Here's what was proposed and what was disposed. mark for My Articles similar articles