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Wall Street & Technology
April 15, 2008
Cory Levine |
Scivantage Automates Mutual Fund Account Openings With the integration of Scivantage's Automated Account Opening application and DST Systems' Web Services interface, broker-dealers will be able to offer primary and multicustodial brokerage and direct-to-fund account opening from one system.   |
Wall Street & Technology
November 18, 2005 |
Workstation Vendor Ratings When it comes to broker workstations, Aite Group reports a highly competitive market in which both small and large vendors are scrambling to meet the changing needs of the financial adviser workforce. |
Registered Rep.
September 2, 2010
Stevie D. Conlon |
Looming Cost-Basis Crunch With less than six months to go, the brokerage community is under intense pressure to prepare for the new cost basis reporting law. |
Wall Street & Technology
June 22, 2009
Melanie Rodier |
The Urgency and High Price of New Cost Basis Reporting Law Even while many financial firms are unaware of new cost basis reporting requirements, the deadline for compliance is fast approaching -- and the cost to comply won't be cheap. |
Wall Street & Technology
April 27, 2009
Penny Crosman |
Extreme Makeover: Broker Workstation Edition A quest for increased adviser productivity and a forthcoming cost-basis reporting law are driving wealth management technology integrations and upgrades at Canada's largest brokerage, RBC Dominion Securities, and U.S. advisory firm Silver Bridge as well as others. |
Registered Rep.
March 1, 2005
Edlyn Meringolo |
Cost-Basis Information: The Bane of the Broker's Existence For a broker today, cost-basis information is not a perk or a luxury when you're talking to a prospective client. It's a requirement. Clients expect you to have this information. |
U.S. Banker
August 2010
John Hintze |
A Taxing New Twist Investors have long been responsible for determining the tax consequences of their securities trades, but starting next year it will be up to their account custodians -- and, indirectly, their financial advisers -- to keep them honest. |
