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InternetNews
September 13, 2007
David Needle |
SEC Goes After More Former Nortel Execs The Securities and Exchange Commission has charged four more former Nortel Networks executives in its widening investigation into past accounting practices of the telecom firm.   |
The Motley Fool
April 29, 2004
Lita Epstein |
No More Cheering for Nortel With its CEO and CFO fired and the SEC formally investigating, it's time to stop. |
InternetNews
August 17, 2004
Colin C. Haley |
Mounties Probe Nortel Canadian authorities open a criminal investigation of the company's accounting, overshadowing recent contract wins. |
The Motley Fool
May 25, 2004
Ben McClure |
Enticed by Cheap, Cheap Nortel? Don't be tempted by Nortel's share-price slide. The worst could be yet to come. |
InternetNews
April 28, 2004
Sean Michael Kerner |
Nortel Fires CEO Over Accounting The network equipment giant sacks Frank Dunn and two of his managers after an audit committee investigation. |
The Motley Fool
April 21, 2004
Ben McClure |
Nortel's Big What If Will the telecom equipment maker Nortel Networks get through its accounting issues unscathed? |
CFO
May 1, 2004 |
Nortel Disconnect Frank Dunn Under the Gun... The Good Life... CFOs on the Move... |
The Motley Fool
July 7, 2004
Bill Mann |
Nortel: You Must Be Joking People investing in Nortel should know they don't have firm numbers upon which to base a valuation of the firm. This was a company that simply debased itself to "make the number." That being the case, there may be more pain to come as the restatement process continues. |
InternetNews
May 17, 2004
Colin C. Haley |
Lucent Settles SEC Complaint The company looks to eliminate distractions in an improving climate for network equipment. |
InternetNews
April 24, 2007
Michael Hickins |
SEC Charges Former Apple Attorney With Fraud SEC levies fraud charges at Apple's former general counsel and settles with its former CFO in connection with a stock options backdating scandal. |
InternetNews
September 30, 2005
Colin C. Haley |
Nortel Simplifies Structure Nortel realigns and says goodbye to another senior executive. |
InternetNews
October 19, 2005
David Needle |
Motorola Sues Nortel CEO Motorola has filed a suit against Mike Zafirovski, its former president and chief operating officer, accusing him of breaking the non-compete clause in his contract. |
CRM
September 1, 2005
Coreen Bailor |
Nortel's Extreme Makeover Financial woes behind it, the telecom equipment provider is focusing on new products and brand awareness. |
InternetNews
August 10, 2009 |
Nortel CEO Departs as Losses Continue After being brought on board four years ago to help turn around one-time telecom giant Nortel, its president and CEO, Mike Zafirovski, is now being shown the door. |
CFO
March 1, 2004
Kris Frieswick |
Bar Hopping Already considered one of the most severe civil penalties for securities violations, officer and director (O/D) bars have been embraced by the Securities and Exchange Commission with a new zeal. |
InternetNews
January 16, 2009
Sean Michael Kerner |
Nortel Bankruptcy a Canadian Tragedy At one time almost everyone in Canada owned a piece of Nortel. No more. |
InternetNews
August 19, 2004
Colin C. Haley |
Nortel Cuts Jobs, Fires Execs Hobbled by an accounting debacle and sector slump, the network giant overhauls its organization and strategy. |
InternetNews
February 8, 2006
Sean Michael Kerner |
Nortel Settles Class Action For $2.5B Nortel announced a deal to settle a class-action lawsuit relating to its 2004 accounting scandal. The cost? A cool $2.5 billion. |
CFO
April 1, 2005
Tim Reason |
The Limits of Mercy The cost of cooperating with the SEC is high. The cost of not cooperating is even higher. Faced with financial penalties, career-ending bans, and possible criminal prosecution, more individuals are choosing to fight the SEC. |
InternetNews
October 17, 2005
Clint Boulton |
Nortel Names Another New CEO Nortel Networks hopes to close the book on some rough management stints. |
BusinessWeek
June 18, 2007
Dawn Kopecki |
Backdating: Why Penalties Are Puny The SEC considers options violations less serious than other kinds of financial fraud. |
InternetNews
February 28, 2008
Sean Michael Kerner |
Nortel's Slide Continues Once-high-flying networking vendor Nortel continues its decline, shedding employees and bleeding cash, while its CEO remains hopeful. |
Registered Rep.
January 13, 2006
Halah Touryalai |
SEC Displays Enforcement Commitment in Leveling Record Penalty Daniel Calugar, a former Las Vegas stock trader, settled with the SEC regarding charges involving market timing and late trading of mutual funds. The settlement will require him to pay a record $153 million in penalties. |
The Motley Fool
September 17, 2004
Bill Mann |
No Telling With Nortel Well, at least the Canadian telecom is gaining market share. Or is it? |
National Defense
November 2011
Piazza & Ayers |
Regulators Flex Foreign Corrupt Practices Act Enforcement Muscles Continuing a trend that started late in the last decade, the Securities and Exchange Commission this year continues to raise the bar on the enforcement of the Foreign Corrupt Practices Act of 1977. |
The Motley Fool
July 6, 2004
Tom Taulli |
Grim Reaper Visits EasyLink By all appearances, EasyLink is being hit for a minor offense. Not according to the SEC. |
Financial Planning
September 1, 2008
Andrew Ackerman |
SEC Probes Wachovia The Securities and Exchange Commission enforcement staff has notified Wachovia Bank that they may recommend the SEC file charges against it, as a result of an investigation into alleged anti-competitive bidding practices. |
The Motley Fool
January 9, 2004
Dave Marino-Nachison |
SEC Watching Dollar General The government may act against the retailer in connection with past earnings restatements. |
InternetNews
June 29, 2005
Colin C. Haley |
Sparks Fly at Nortel Shareholders Meeting Nortel Networks board members faced scathing criticism from shareholders for failing to detect the accounting irregularities that sent the telecom equipment maker into a tailspin. |
InternetNews
November 11, 2008
Sean Michael Kerner |
Nortel Sheds Billions and its CTO Nortel reports worst loss since 2001. |
InternetNews
January 14, 2009
Sean Michael Kerner |
Nortel Declares Bankruptcy After years of layoffs and losses, one time telecom giant Nortel may be near rock bottom. |
Registered Rep.
May 9, 2007
Christina Mucciolo |
Morgan Stanley to pay $7.96 Million for Best Execution Fraud The SEC announced that Morgan Stanley will pay penalties to settle the charges against the firm for failing to provide best execution to clients. |
BusinessWeek
September 26, 2005
Amy Borrus |
The SEC: Cracking Down On Spin The Securities & Exchange Commission is going after executives for skimpy or misleading disclosures in annual reports. |
InternetNews
September 1, 2004
Colin C. Haley |
Nortel CEO: Industry Consolidation Afoot The new chief assesses accounting scandal damage, identifies promising technologies and leaves doors open for growth. |
InternetNews
June 10, 2005
Colin C. Haley |
A Pair of Nortel Execs Resign Nortel announced that two senior executives have resigned after disagreements with the network equipment maker's CEO. |
CFO
October 1, 2002
Alix Nyberg |
Regulation: Pitt and the Pendulum The kinder, gentler SEC Pitt envisioned vanished faster than you can say Arthur Andersen. Can he run a tougher, meaner agency? |
U.S. Banker
June 2009
Davies & Marquez-Garrett |
Financial Misconduct Is Not Just a Civil Matter The FBI is shifting more than $75 million in resources from counterterrorism work to help sort through what has been characterized as "the wreckage of the financial meltdown," and financial industry professionals are bracing themselves for the newest wave of recourse: criminal prosecution. |
InternetNews
December 18, 2009 |
Avaya Finally Completes Nortel Enterprise Buy It only took six months and facing down opposition in the U.S. and Canada, but Avaya has Nortel's enterprise business. |
BusinessWeek
June 20, 2005
Amy Borrus |
What To Expect From Chris Cox His SEC could be a less aggressive cop. But business won't get a pushover. |
InternetNews
July 8, 2009
Andy Patrizio |
Apple Faces SEC Probe on Jobs Health Disclosure The U.S. Securities and Exchange Commission is investigating Apple's handling of CEO Steve Jobs's health problems. |
CFO
June 1, 2009
Reason & Stuart |
Crackdown Alert After a GAO report documents a slowdown in the SEC's case generation and penalty volume under former chairman Christopher Cox, the regulator's new leaders talk tough. |
Investment Advisor
September 2009 |
Broker/Dealer News Actions by the SEC and FINRA |
BusinessWeek
March 21, 2005
Amy Borrus |
Wall Street's Dirty Rotten Little Scoundrels The SEC has a new plan to turn up the heat on small-time Wall Street fraudsters. |
InternetNews
August 7, 2009 |
Nortel Defends Wireless Sell-Off to Ericsson Nortel, Ericsson and RIM all testify before Canadian Government committee on proposed $1 billion deal. |
InternetNews
January 13, 2006
Clint Boulton |
SEC is Probing IBM Earnings The Securities and Exchange Commission's investigation into IBM's first-quarter 2005 accounting practices is now official. |
Financial Planning
February 1, 2007
Lynn Hume |
The Bond Buyer The Justice Department and SEC investigations of municipal-bond-related investments and derivatives will overshadow, if not dominate, much of what happens on the securities side of the muni market during the coming year. |
BusinessWeek
January 17, 2005
Roger O. Crockett |
Nortel: Desperately Seeking Credibility Nine months after William A. Owens arrived to set Canada's leading technology company back on track, it's arguably in worse shape than when he arrived. |
InternetNews
September 2, 2004
Colin C. Haley |
Nortel Hits the Books -- Again The telecom gear maker says restating financial results after an accounting scandal will take longer than expected. |
The Motley Fool
April 28, 2004
W.D. Crotty |
Feeling Nortel's Pain Before today's open, Nortel announced that its president and CEO had been "terminated for cause." Those are three words you never want to hear because they always mean bad news. But it gets worse. Also terminated with cause were the chief financial officer and controller. |
CFO
January 30, 2004
Tim Reason |
Cheese It, the States! Corporate wrong-doers are finding state cops more aggressive than the feds. |
