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Wall Street & Technology November 27, 2006 Greg MacSweeney |
The Audacity Some reformers are looking to reduce SOX 404's reach so it doesn't place undue burdens on smaller public companies that cannot handle rigorous SEC oversight. |
The Motley Fool June 30, 2010 Alyce Lomax |
The Supreme Court Spares Sarbanes-Oxley Fortunately, the Court appears to have upheld the spirit of accounting transparency for the good of investors. |
HBS Working Knowledge March 10, 2014 Julia Hanna |
Counting Up the Effects of Sarbanes-Oxley More than a decade after its inception, the effects of Sarbanes-Oxley seem, if anything, beneficial, say Harvard's Suraj Srinivasan and John C. Coates. Why then do so many critics remain? |
Bank Systems & Technology February 27, 2006 Maria Bruno-Britz |
Taking SOX to the Next Level It is time for banks to rethink their strategic approaches to Sarbanes-Oxley requirements. |
IndustryWeek February 1, 2006 Jill Jusko |
Sarbanes-Oxley: Private Opportunity In Public Regulation With an eye toward the future, some closely held firms voluntarily adopt Sarbanes-Oxley Act principles. |
Wall Street & Technology May 15, 2006 Greg MacSweeney |
Playing by the Rules A growing number of voices is calling for a slimming down of SOX's reach, arguing that smaller financial companies cannot afford the compliance price tag. |
CFO September 1, 2006 Julia Homer |
Enron, RIP? The louder the calls for a hiatus in new rules or the rolling back of existing ones, the less reason investors may have to place their confidence in companies issuing such demands. |
The Motley Fool January 26, 2008 Brian Richards |
Pay Attention to These Stocks Some spectacular companies are hiding in an unlikely place. Read on to see where to find them. |
InternetNews March 9, 2007 Andy Patrizio |
Sarbox: The Blacktop To Financial Hell Sarbanes-Oxley was more of an emotional reaction than reasoned law when it was passed. Now there's enough evidence that it's doing more harm than good. |
The Motley Fool April 6, 2005 Tom Taulli |
Software Going Soft Software companies are pinning their woes on Sarbanes-Oxley, even if it's not the main culprit. But investors should ask whether recent earnings-report bad news is being caused by changes in the strategic viability of their businesses instead. |
InternetNews March 9, 2007 Michael Hickins |
How SOX Saved America The Sarbanes-Oxley Act of 2002 regulations help reassure investors of the accuracy of corporate P&Ls - and enable them to make informed investing decisions. |
BusinessWeek August 1, 2005 |
Mr. McDonough, You Have The Floor An interview with William J. McDonough, chairman of the Public Company Accounting Oversight Board, on Sarbanes-Oxley. |
Salon.com September 25, 2002 Farhad Manjoo |
Investors of the world, unite! Former chairman of the SEC Arthur Levitt declares the time is ripe for fighting back against Wall Street. |
Inc. September 2005 Amy Feldman |
Surviving Sarbanes-Oxley A law intended to clean up big public companies has taken its toll on small private ones -- both financially and emotionally. But there may finally be relief in sight. |
Reason January 2006 Brian Doherty |
You Can Be Too Careful How the U.S. government's new corporate accounting rules impede efficiency and stifle innovation. |
The Motley Fool December 1, 2004 Rich Duprey |
Gee, Thanks: More Time in the Maze Companies under $700 million market cap get Sarbanes-Oxley filing extension. |
Inc. September 2005 Amy Feldman |
What Does Sarbanes-Oxley Mean for Companies That Want to Go Public? Companies planning an IPO will face higher audit costs, higher insurance costs, and more regulatory-related duties for its staffers. |
Wall Street & Technology April 27, 2004 Jessica Pallay |
SEC Sets Back SOX Sarbanes-Oxley deadlines are delayed, but firms find little solace in the regulation's extension. |
InternetNews April 20, 2007 Michael Hickins |
'Justice is Served' to Nacchio Did the former Qwest CEO miss an opportunity to save himself some jail time? |
National Real Estate Investor January 1, 2003 Matt Valley Editor |
Sarbanes-Oxley is onerous What Corporate America needs is more integrity, not more due diligence and documentation. Compliance with Sarbanes-Oxley consumes time that could be spent creating shareholder value and may encourage some public companies to go private. |
Entrepreneur May 2005 Jennifer Pellet |
Money Buzz 05/05 New credit card taps 401(k) savings... Number of companies leaving major stock exchanges triples... Male vs. female startup costs... Small-business owners' income higher than average... |
CFO September 1, 2002 Lori Calabro |
I Told You So To controversial securities litigator Bill Lerach, the current wave of corporate fraud scandals was both inevitable and preventable. |
U.S. Banker March 2008 Christopher Myers et al. |
SOX Relief for Smaller Banks The SEC and the Public Company Accounting Oversight Board apparently agree that SOX may be too burdensome on small companies, and some relief may be on the horizon. |
The Motley Fool August 4, 2004 Bill Mann |
Your Ownership Is Revoked Sarbanes-Oxley costs publicly traded companies big bucks to comply. Some small caps are choosing to delist rather than spend the money. |
Knowledge@Wharton July 30, 2003 |
Has Sarbanes-Oxley Made a Dent in Corporate America's Armor? In the 12 months since it was signed by President Bush, the landmark Sarbanes-Oxley Act has caused U.S. companies to spend heavily on compliance, altered the culture of boardrooms and boosted the business of firms that offer ethics and compliance consulting. To what end? |
Entrepreneur August 2007 Jennifer Pellet |
The Land of the Audit-Free Small businesses are being liberated from SOX restrictions. The changes come at a critical time for companies with less than $75 million in market capitalization, which are to begin complying with the management guidance part of SOX during the 2007 audit cycle. |
CFO November 1, 2003 |
Sarbox's Unseen Costs "The crucial unseen cost is that of innovations foregone or delayed," says a reader. More letters to the editor: Microsoft on options... thoughts on Black-Scholes... expensing flaw... the root of the problem |
Wall Street & Technology March 26, 2004 |
Viewing SOX Holistically It's a good thing that the Sarbanes-Oxley Section 404 deadline has been extended, as many on Wall Street weren't quite ready for the June 15 mandate. |
Wall Street & Technology August 27, 2004 |
Up Front Fraudsters Go Phishing... Things Are Looking Up... SOX on the Brain... |
National Real Estate Investor January 1, 2005 Matt Valley |
Is Sarbanes-Oxley worth the pain and suffering? A year ago in this column, I predicted that the Sarbanes-Oxley corporate governance act (SOX) would be a big story for the REIT world and beyond in 2004. The evidence suggests that I was correct. |
CIO May 15, 2003 Ben Worthen |
Your Risks and Responsibilities You may think the Sarbanes-Oxley legislation has nothing to do with you, the CIO. You'd be wrong. |
IndustryWeek January 1, 2006 Tonya Vinas |
Sarbanes-Oxley: New Liabilities For Trade Secrets Executives need to handle trade secrets according to new rules, or be subject to punishment under Sarbanes-Oxley. |
HBS Working Knowledge November 10, 2003 |
Can Investors Have Too Much Accounting Transparency? Readers respond: Legislation is a problematic way to achieve the golden mean in normative behavior... Investors are always free to vote on the adequacy of a company's financial transparency with their dollars... The more transparency there is, the better... etc. |
U.S. Banker May 2005 Karen Krebsbach |
SOX Costs Prompt Switch From Public to Private Many public community banks are going private to avoid the high costs and reporting requirements of Sarbanes-Oxley compliance. But are the savings of going private worth the hassle? |
Bank Technology News February 1, 2008 Glen Fest |
Overseeing "Legal" Insider Trading Regulators are interested in the innocuous, everyday - and legal - activity that's at the center of most executive compensation plans and major stakeholder investments. |
CFO December 1, 2003 |
Bad Example Revenue management "created a huge reservoir of bad will and anger" in one industry, says a reader. More letters to the editor: even at smaller companies, finance pros can follow nontraditional career paths; don't complain about the costs of compliance. |
InternetNews April 12, 2005 Paul Shread |
SOX Just Might Be Worth It Sarbanes-Oxley may give a boost to investor confidence that is worth the cost and headaches... CA climbs 1.5%... BMC edges higher... etc. |
Inc. August 2005 Amy Gunderson |
Can't Find an Accountant? Sarbanes-Oxley has so overwhelmed accountants that companies are having trouble getting their books audited. |
BusinessWeek October 13, 2003 Robert Kuttner |
The Big Board: Crying Out for Regulation The Grasso pay debacle means the SEC should supervise the NYSE. |
National Real Estate Investor September 1, 2004 Scott Farb |
The Trickle-Down Effect of Sarbanes-Oxley Real estate private equity funds are finding themselves in an overly regulated, ever-changing and immensely complex climate when it comes to financial reporting and accounting issues. |
InternetNews August 29, 2005 Jim Wagner |
Work Remains for Sarbox Compliance Businesses have a lot of work ahead of them before they're fully compliant with federal data retention and financial reporting rules under the Sarbanes-Oxley Act, a new study concludes. |
Wall Street & Technology February 12, 2004 Jessica Pallay |
Suiting Up For SOX The Sarbanes-Oxley Act has CIOs struggling to find technology that will support tighter financial controls and processes. |
BusinessWeek January 17, 2005 Henry et al. |
Death, Taxes, & Sarbanes-Oxley? As the final stages of reform mandated by the Sarbanes-Oxley Act 2002 go into effect, much of Corporate America is in an uproar. |
Real Estate Portfolio Jul/Aug 2006 Dees Stribling |
Inside the Boardroom Top REIT CEOs discuss the major corporate governance issues facing the industry. |
Real Estate Portfolio Jul/Aug 2004 Phillip Britt |
The Price of Being Public How small-cap REITs are handling the financial squeeze from Sarbanes-Oxley and other regulations. |
U.S. Banker January 2010 Rob Garver |
No (More) Quarter...Perhaps The SEC says we've seen the last of the reprieves for small companies that have so far avoided complying with the 404(b) provision in the Sarbanes-Oxley Act. Community bankers best hope now is that Congress will step in and give them a permanent exemption. |
The Motley Fool October 8, 2007 Bill Mann |
Our Markets Are Losing! For the first time in nearly a century, the majority of public company value is made up by firms that are not located in the U.S. Markets like London's AIM, as well as Shanghai and Hong Kong, are growing at a blistering pace. |
Entrepreneur April 2007 David Worrell |
Ready to Report It may get a little easier for some small-businesses to play by the Sarbanes-Oxley rules. |
Reason April 2007 Brian Doherty |
Sarb-Ox Showdown A pro-market research institute and a small accounting firm are taking Sarbanes-Oxley to court and claim in their suit that the Public Company Accounting Oversight Board violates the Constitution in several ways. |
InternetNews November 2, 2005 Erin Joyce |
Movaris And The SOX 'Last Mile' Movaris' OneClose software wants to cast new light on companies' "last mile" accounting issues. |