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Wall Street & Technology July 26, 2007	Anna Ewing Innovates Trading at Nasdaq The stock market's EVP of Operations and Technology and CIO discusses past work experiences, what's next in exchange industry IT, 2008 initiatives and her top three current IT projects.
Wall Street & Technology July 18, 2006	TD Ameritrade's CIO Jerry Bartlett Focuses on Integrating TD Waterhouse Systems and Business Intelligence The CIO will also focus on increasing the advanced programmed trading capabilities for active traders as well as further developing analytics to predict customer behavior.
Wall Street & Technology July 26, 2007 Cory Levine	Diane Schueneman Plans for Merrill Lynch's Future Here, the SVP and Head of Global Infrastructure Solutions discusses past work experiences, 2008 IT initiatives, and her top three current IT projects.
Wall Street & Technology July 18, 2006	NYSE Group Continues With Hybrid Implementation, Options Platform, With CTO Steve Rubinow at the Helm The CTO continues the implementation of the hybrid market structure as well as the roll out of the exchange's options platform. Rubinow also shares the story behind his ascent into one of the most visible tech positions in the financial industry.
Wall Street & Technology July 17, 2006	Barclays Global Investors Works to Align Business With Technology to Support Growth CTO Derek Stein innovates by implementing SOA applications to continually roll out products at the financial firm.
Wall Street & Technology July 21, 2006	Credit Suisse Has a Plan to Integrate Its Three Divisions, and CIO Tom Sanzone is Up to the Challenge The firm's corporate CIO is in the midst of the three-year OneBank integration program, which will bring together the firm's investment banking, private banking and asset management divisions to tap into cross-business opportunities.
Wall Street & Technology July 17, 2006	Instinet CTO Michael Bundy Focuses On Smaller, More Agile IT Development Teams CTO Michael Bundy assigns small teams of IT developers to work on new algorithmic trading technology and to create new platforms for credit derivatives, futures and options products.
Wall Street & Technology July 18, 2006 Ivy Schmerken	Amex CIO Prepares to Launch New Hybrid System, AEMI, for Reg NMS CIO Antoine Shagoury is ramping up the process to launch the exchange's new hybrid trading system AEMI to be ready for Reg NMS.
Wall Street & Technology July 19, 2006	Wachovia Corp. CIO Targets Customer Loyalty, Efficiency, and Mergers and Acquisitions CIO Martin Davis makes customer loyalty initiatives, IT organization efficiency, and M&A top priorities.
Wall Street & Technology January 24, 2006 Paul Allen	Turning the Tide As ECNs and other alternative trading systems have emerged, fragmentation in the capital markets has increased. But with the acquisitions of Archipelago by the NYSE and of the Brut and INET ECNs by Nasdaq, the tide may be turning.
Wall Street & Technology April 22, 2005	Capital Markets: Top 10 Strategic Initiatives for 2005 Ten strategic initiatives that will drive technology spending in the capital markets in 2005.
Wall Street & Technology July 18, 2006	E*Trade Plans to Leverage New Web to Increase Market Penetration and Service Ubiquity The firm's tech chief Greg Framke reports that he is exploring the new and future capabilities of Web 2.0 as a means of expanding the online brokerage's platform and service offering.
Wall Street & Technology July 18, 2006	GE Asset Management's Anthony Sirabella Focuses on Improving Data Governance Data management initiative leads the firm's SVP and CIO Anthony Sirabella to implement Wall Street Office loan management platform, develop a fixed-income attribution model and focus on enhancing trading and reporting capabilities.
Wall Street & Technology July 26, 2007 Beth Stackpole	Business Intelligence is Next Holy Grail, Says American Century's Gudrun Neumann This bank's CIO discusses future trends and key issues in bank technology management.
Wall Street & Technology July 26, 2007 Beth Stackpole	Multi-Asset, Multi-strategy Is the Future at State Street Global Advisors Here, the financial firm's chief technology officer discusses the future of banking technology strategies.
Wall Street & Technology October 20, 2006 Cory Levine	Sorice to Lead Merrill And ITG's Block Alert Steven Sorice has been appointed CEO of Block Alert, the block crossing network joint venture from New York-based Merrill Lynch and Investment Technology Group (ITG).
Wall Street & Technology July 17, 2006	AIM Management Group Works on Worldwide System Standardization AIM SVP and CTO John Deane aims to keep the financial firm flexible as it deploys technology across the globe to reduce costs and meet local and international compliance standards.
Wall Street & Technology July 19, 2006	BMO Capital Markets Focuses on Data Integration, Business Management and Straigh-Through Processing Managing director Trent Gavazzi integrates reference and client data, enhances the business management platform with that data, and reviews the straight-through processing platform to increase efficiency.
Wall Street & Technology July 22, 2007 Lauren Paul	Steve Rubinow Leads NYSE Group Hybrid Market Rollout The exchange giant's CIO discusses his mentors, past work experiences, what's next in industry IT, 2008 initiatives, and his top three current IT projects.
Wall Street & Technology July 19, 2006	Project Enhance, Prime Broker Globalization, and Development of Equity Analytics and Systematic Trading (EAST) Are Key Initiatives for Bear Stearns & Co. CIO and director of e-commerce Peter Cherasia initiates Project Enhance to position a mortgage subsidiary for growth, as well as streamlines processes, and continues the development of Equity Analytics and Systematic Trading to further the company's trading position.
Wall Street & Technology July 18, 2006	Janis Capital Group Strengthens Workflows, Reporting and Access to Information SVP and CIO Andrea Young oversees the building of financial metrics and reporting systems to streamline workflows, information access and control over compliance, leading to lower total cost of ownership.
Wall Street & Technology July 26, 2007 Jessica Pallay	Ameriprise Financial Replaces Advisor Technology The financial firm's technology leader discusses tech leaders outside the industry, the implementation of his firm's tech initiatives and his top three projects for 2008.
CIO September 15, 2003 Todd Datz	Merrill Lynch's Billion Dollar Bet Next month, Merrill Lynch plans to roll out a new $1 billion platform built by an all-star team of vendors and one general contractor with an unusual role. If successful, how Merrill managed it all may point the way to the future of IT outsourcing.
Wall Street & Technology July 26, 2007 Maria Wakem	Data Remediation, Rationalization and Distribution Top CDO's agenda Citi Markets & Banking's chief data officer discusses career influences, industry trends, 2008 IT initiatives and his top three current projects.
Wall Street & Technology July 26, 2007 Lauren Paul	Edwin Marcial Makes Improvements at ICE Intercontinental Exchange's CTO and SVP discusses his mentors, what's next in industry tech issues, 2008 initiatives and his top three current IT projects.
Wall Street & Technology July 26, 2007 Maria Wakem	John Galante Applies Strong Work Ethic at JPMorgan The financial giant's tech leader discusses career influences, past work experiences, 2008 initiatives and his top three current IT projects.
Wall Street & Technology June 28, 2005	The Next Big Thing Four analysts predict what shape they believe the future landscape of financial services technology will take.
Wall Street & Technology May 15, 2006 Tim Clark	Merrill Lynch Drives Efficiency Through Grid Computing The firm launched two grid initiatives: a robust pricing application for vanilla and exotic derivative portfolios, and advanced analytics and simulations for risk and margin analysis. The result has been a 200% increase in the speed by which exotics are priced.
Wall Street & Technology July 26, 2007 Lauren Paul	CBOT Moves Ahead With William Farrow's Leadership Chicago Board of Trade's EVP and CIO discusses work experiences, what's next in tech management, 2008 initiatives, and his top three current IT projects.
Wall Street & Technology July 19, 2006	Equities Markets, Technology Infrastructure and Virtual Servers Are Top-of-Mind for ISE SVP International Securities Exchange's SVP and CIO Daniel Friel plans to launch a midpoint match facility for trading stocks, invest in technology infrastructure and run multiple virtual servers on a single server.
The Motley Fool April 25, 2005 Tom Taulli	Technology's Triumph on Wall Street In one week, we got two historic deals -- for the NYSE and Nasdaq. Investors, take note.
Wall Street & Technology November 18, 2005 Cory Levine	Fixed-Income Analytics Merrill Lynch unveiled a new fixed-income analytics and data tool, MLXport, which currently is available to select institutional clients as a download.
Wall Street & Technology July 19, 2006	Processing Information More-Readily and Mobile Information Access Are in Putnam Investments' Near Future Senior Managing Director and CTO Philippe Bibi is taking advantage of 64-bit technology to gain more in-memory distributed processing and is upgrading mobile information access capabilities.
Wall Street & Technology July 26, 2004 Ivy Schmerken	Making Markets Move The race to become a fast market may lead exchanges to join forces with ECNs.
Registered Rep. April 27, 2011 Jerry Gleeson	Merrill Lynch Names Thiel to Run U.S. Brokerage Thiel, 50, will replace Lyle LaMothe. LaMothe, also 50, said on March 4 that he would retire as head of Merrill Lynch U.S. Wealth Management.
CIO March 17, 2010 Kim S. Nash	How Evolving Business Strategies Are Changing the Nasdaq CIO's Role At Nasdaq OMX, changing business strategies means the CIO is responsible not only for operational efficiency, but also for turning a profit. This makes the company an ideal laboratory in which to observe the evolution of the CIO role.
CIO April 1, 2003 Marvin Balliet	Getting the Twain to Meet A Merrill Lynch CFO offers four tried-and-true tools for establishing common business and technology goals.
Wall Street & Technology January 24, 2006 Peter A. Horowitz	Developments on the Horizon Seven trends that could significantly impact brokerages and their support systems: The Aging of the Investor Class... Cross-Market Competition and Consolidation... Direct Market Access... etc.
Registered Rep. April 1, 2006 John Churchill	Merrill Call Centers Gone Wild Merrill Lynch agreed to pay a $5 million NASD fine to settle charges that the firm's brokerage client call centers were poorly supervised.
CRM May 1, 2003 Ron Miller	Big Deal Merrill Lynch signs a five-Year CRM contract.
Wall Street & Technology July 1, 2005 Maria Santos	Deutsche Bank's Lehrman Moves to Merrill Ira Lehrman joined Merrill Lynch as first vice president and head of global investment banking and client technology.
Registered Rep. January 31, 2006 Kevin Burke	Merrill Goes to School for a New Fund Name Beginning in May, the company said its U.S. retail products will be offered under the Princeton Portfolio Research & Management brand, affecting about $223 billion in mutual funds and separately managed accounts.
Registered Rep. October 1, 2010 John Aidan Byrne	Who Will be Number One Among the Wirehouses? A good old-fashioned Wall Street fight for retail assets -- and a fierce tussle over which firm can call itself the Number One retail wealth management firm on Wall Street -- is brewing.
Registered Rep. March 16, 2012 Kristen French	Due Diligence: Merrill Cost-Cutting Centers on Client Segmentation, Less Bureacracy Merrill Lynch financial advisors can expect Bank of America cost-cutting to take the form of greater client segmentation and reduced bureaucracy, said John Thiel of Merrill Lynch
Registered Rep. March 1, 2006 Kevin Burke	Got Conflicts? A new business model seems to be gaining popularity: retail brokerages spinning off their asset-management businesses but retaining a minority stake.
Registered Rep. September 6, 2011 Kristen French	Updated: Bank of America Spins Off Krawcheck, Not Merrill, FAs Unhappy Two years after hiring her, Bank of America is giving the heave-ho to Sallie Krawcheck, head of global wealth and investment management.
Registered Rep. January 1, 2003 David A. Gaffen	Merrill Takes it To the Bank One of Merrill Lynch's major initiatives in the coming year will be to continue to attract clients to the firm's expanded banking service, known as Beyond Banking.
HRO Today Jan/Feb 2008	The Baker's Dozen: Learning The top providers of learning business process outsourcing offer a broad array of services and technology. Read on for our list of the top firms.
Registered Rep. December 1, 2004 David A. Gaffen	Merrill Watching Consolidation with Eyes Wide Open James Gorman, head of Merrill Lynch's private client group, believes the brokerage industry will continue to consolidate in the coming years.
Registered Rep. February 24, 2006 Kristen French	Morgan Grants Stock Worth $29 Million to Gorman The grant mostly goes to replace compensation the new retail brokerage head would have earned at his previous job with Merrill Lynch, but didn't because of his resignation, according to the firm's regulatory filing.