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Registered Rep.
September 1, 2007 |
Correction Advanced Equities corrects, confirms management program's average production.   |
Wall Street & Technology
March 21, 2006
Cory Levine |
Jefferies & Co. Raids BAS Talent To bolster its electronic trading and prime brokerage services, Jefferies & Co. hired 14 people from Banc of America Securities in a span of eight days. |
Registered Rep.
November 10, 2010
Diana Britton |
Outlook 2011: Multi-Year Bull Market Upon Us We are in a multi-year bull market for equities, especially emerging market equities, said panelists at Morgan Stanley Smith Barney's 2011 outlook event Wednesday. |
Wall Street & Technology
September 18, 2006
Cory Levine |
Selling the Strategy: The Sell Side Finds an Edge in the Algorithm Marketplace by Being Quick and Collaborative Sell-side firms jockeying for position and order flow with algorithmic products are finding that high-end customization and first-mover advantage are playing considerable roles in their clients' decision-making process. |
Registered Rep.
November 1, 2005
John Churchill |
Market-Timer Banned and Fined Theodore Sihpol III, a former broker at Banc of America Securities (BAS), and poster boy for the market-timing scandals -- and the first target of Spitzer to say no to a plea offer -- has settled with the SEC. |
Registered Rep.
October 13, 2005
John Churchill |
Market-Timer Banned and Fined Theodore Sihpol III, the former broker at Banc of America Securities (BAS) and poster boy for the market-timing scandals, agreed to pay a $200,000 fine and to accept a five-year ban from the securities industry. |
The Motley Fool
January 10, 2006
Selena Maranjian |
Brokers' Booming Business A new survey shows Americans clearly understand the benefits and value of investing in equities to reach their long-term financial goals. |
