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The Motley Fool June 4, 2004 Nathan Parmelee |
B&N's Complex Simplicity Recent filings for Barnes & Noble contain an array of related-party transactions, each of which deserves scrutiny. |
U.S. Banker March 2007 Karen Krebsbach |
Corporate Governance: In Commerce Dustup, Was Board Doing Its Job? Even a whisper of "conflict" may be too loud. One of the problems is clearly the long-term tenure of Commerce's directors. Boards should be actively seeking to ensure that not only do they appear to be in line, but are actually practicing it. |
The Motley Fool July 3, 2006 Rich Duprey |
Casual Male's Casual Relationships Does the clothing retailer's board chairman have too many relationships with other companies? Investors should tread carefully when buying shares of companies whose executives are spinning a lot of plates. |
The Motley Fool March 29, 2004 Eliot Cohen |
Lies, Half-Truths, and Hubris Help the SEC make the right choice about fairer elections for boards of directors. Corporate insiders are spouting lies, half-truths, and hubris to prevent investors from getting a whiff of fairer elections for boards of directors. |
The Motley Fool July 13, 2006 Rich Duprey |
Parlux Plays See-Saw Despite the analyst downgrades last month, the fragrance distributor has turned in some decent numbers recently, with net income more than doubling for fiscal 2006. Even so, the stock remains depressed because of management's oftentimes illogical actions. |
Knowledge@Wharton June 18, 2003 |
Board Members Feeling the Heat of Public Scrutiny Should Bone Up on Finance, Accounting What you don't know can't hurt you. That old adage may be true some of the time, but not for people serving on boards of directors and audit committees in the wake of recent scandals that have tarnished the reputation of corporate America. |
BusinessWeek September 27, 2004 |
"You Cannot Legislate Honesty" Fund manager Robert Olstein, in a candid interview, says the SEC regulators have overstepped the mark. |
Knowledge@Wharton July 30, 2003 |
Has Sarbanes-Oxley Made a Dent in Corporate America's Armor? In the 12 months since it was signed by President Bush, the landmark Sarbanes-Oxley Act has caused U.S. companies to spend heavily on compliance, altered the culture of boardrooms and boosted the business of firms that offer ethics and compliance consulting. To what end? |
HBS Working Knowledge August 9, 2004 Lucian A. Bebchuk |
Bring Shareholders into the Board Room How can we improve board performance? One way is by reducing the extent to which boards are insulated from, and unaccountable to, shareholders. |
The Motley Fool June 5, 2007 Rich Duprey |
SEC Backs Scheme Liability In an effort to deflect the criticism that it's too pro-business, the SEC has decided to back a theory that may ultimately prove to be a particularly shareholder-hostile action. |
The Motley Fool April 11, 2006 Rich Duprey |
K2 Rewards Mediocrity Proxy statement reveals executive "performance" bonuses despite lackluster results. K2 is paying a pretty penny for company performance that even mindless indexes can trounce. Investors may want to question what it is they're getting for their dime. |
The Motley Fool July 6, 2004 Tom Taulli |
Grim Reaper Visits EasyLink By all appearances, EasyLink is being hit for a minor offense. Not according to the SEC. |
The Motley Fool December 26, 2006 Dan Caplinger |
The SEC's Gift to You: Part 2 By giving the investing public access to information, and serving as a regulator with the power to take action to correct problems, the SEC works hard to protect investors. |
HBS Working Knowledge November 10, 2003 |
Can Investors Have Too Much Accounting Transparency? Readers respond: Legislation is a problematic way to achieve the golden mean in normative behavior... Investors are always free to vote on the adequacy of a company's financial transparency with their dollars... The more transparency there is, the better... etc. |
BusinessWeek July 31, 2006 Chris Young |
Hedge Funds To The Rescue Thanks to hedge fund activists, deal-makers can't rely on shareholder passivity. |
BusinessWeek October 13, 2003 Robert Kuttner |
The Big Board: Crying Out for Regulation The Grasso pay debacle means the SEC should supervise the NYSE. |
The Motley Fool March 14, 2011 Morgan Housel |
Disgraced Bank Execs Sail Off Into the Sunset Accounting gimmicks are rife among public companies, regardless of industry. Banks, however, consistently take it to a different level. |
CFO December 1, 2002 Andrew Osterland |
Executive Credit Crunch The federal ban on corporate loans leaves companies scratching their heads. |
CFO October 1, 2002 |
Reform: How the Corporate Landscape Is Changing Everyone from Congress to the journalist next door has a reform proposal to promote. This article assesses the likelihood of passage as well as the potential impact of several proposals. |
HBS Working Knowledge September 13, 2006 Jay W. Lorsch |
Rising CEO Pay: What Directors Should Do Compensation committees are under pressure to keep CEO pay high, even as shareholders and the media agitate for moderation. The solution? Boards of directors need better competitive information and an ear to what shareholders are saying. |
BusinessWeek October 18, 2004 Anne Tergesen |
In Your Fund Manager On Your Side? Until recently, most investors asked just one thing of their mutual funds: red-hot returns. Now, in the wake of the trading scandals, investors are also looking for fund management they can trust. |
National Real Estate Investor May 1, 2007 W. Joseph Caton |
Small-Cap Attraction The business of buying, managing and trading smaller commercial properties has now become a favored target market of both portfolio and conduit lenders. |
The Motley Fool May 6, 2010 April Taylor |
Fraud Charges Aren't Goldman's Only Worry Will the company need another transformation? |
CFO October 1, 2002 Tim Reason |
Reporting: See-Through Finance The market's distaste for complex financing could raise your company's cost of capital, even if you comply with new reporting rules. |
BusinessWeek October 4, 2004 David Henry |
Fuzzy Numbers Despite the reforms, corporate profits can be as distorted and confusing as ever. Here's how the game is played. |
BusinessWeek July 26, 2004 Paula Dwyer |
The SEC To Top Execs: Read The Fine Print The Ken Lay criminal indictment has overshadowed the parallel SEC civil lawsuit. But corporate insiders and their attorneys would be wise to give the SEC complaint a close read. |
CFO December 1, 2003 Joseph McCafferty |
Adelphia Comes Clean Can Vanessa Wittman help bring scandal-wracked Adelphia out of bankruptcy -- and back into investors' good graces? |
BusinessWeek September 22, 2003 Der Hovanesian et al. |
How to Fix the Mutual Funds Mess Hidden fees, lax boards, and now scandal. Here's what has to be done. |
InternetNews December 15, 2006 Roy Mark |
SEC Brings Proxies Online Shareholders will soon be able to find proxy statements and annual reports online, according to new voluntary rules approved this week by the Securities and Exchange Commission. |
BusinessWeek July 30, 2009 |
A Trio of Options Shareholders could soon have an easier route to proposing their own directors on company boards, thanks to three changes |
Entrepreneur October 2005 Joan Szabo |
No Refuge Entrepreneurs should be wary of the new tax shelter- reporting requirements lurking in the American Jobs Creation Act of 2004. |
The Motley Fool December 14, 2005 Rick Casterline |
Paris Hilton Goes Public While the lights are shining bright on Paris today, if you decide to invest in Parlux Fragrances, tread wearily. |
BusinessWeek April 25, 2005 Henry et al. |
The Boss on the Sidelines Auditors, directors, and lawyers are asserting their new-age power, and the reason for their defiance is no great mystery. The watchdogs are finally facing genuine liability for their failures. |
BusinessWeek November 17, 2003 David Henry |
Mutual Funds: Tossing Out The Rubber Stamp A new SEC rule that takes effect next year will require mutual funds to disclose how they vote on proxies for the stocks they own. The rule is intended to keep funds from siding with management to gain 401(k) business. How will this affect corporate governance? |
The Motley Fool December 22, 2005 Seth Jayson |
Avoiding the Road to Ruin Three simple tests can keep some of the market's worst stocks off your watch list. |
The Motley Fool January 7, 2005 Bill Mann |
Are Corporate Directors Next Against the Wall? Worldcom's Directors settle a landmark case by paying out of pocket. Meanwhile, Walter Forbes skates. |
Commercial Investment Real Estate May/Jun 2003 Ronald L. Raitz |
IRS Clarifies Related-Party Rule in 1031 Exchanges Due to the considerable confusion about such exchanges, real estate professionals should welcome this ruling as it helps them better advise clients engaging in these transactions. |
InternetNews January 6, 2005 Colin C. Haley |
Report: WorldCom Class-Action Accord Near Former directors said to settle a suit stemming from accounting fraud for a total of $54 million. |
The Motley Fool August 18, 2006 Seth Jayson |
Parlux, the Drama Queen A late filing is just par for the course for this small cap perfume seller. There is also news of yet another lawsuit that alleges officers inflated the stock price through false statements while simultaneously selling their own shares. |
The Motley Fool March 10, 2004 Selena Maranjian |
Barring Bad Board Directors The SEC is cracking down, but enforcement is a problem. |
HBS Working Knowledge July 5, 2006 Joseph Hinsey |
Corporate Governance Activists are Headed in the Wrong Direction Corporate governance reformers are pushing the idea of majority voting for directors. But that solution won't produce the desired outcome. The answer? Keep CEOs and board chairs separate. |
InternetNews May 27, 2005 Jim Wagner |
CA Restates Financials ... Again Computer Associates will restate six years' worth of financials dating back to 2000 to account for some recently discovered irregularities, officials announced. |
Knowledge@Wharton January 29, 2003 |
Lawyers and Accountants Can Expect Curbs and Compromises in New SEC Rules Recent rules adopted by the U.S. Securities and Exchange Commission to curb the kind of legal and accounting shenanigans that toppled companies like Enron and Arthur Andersen are not as strong as the SEC first indicated they might be. But do they still have enough teeth to work? |
OCC Bulletin May 19, 2004 |
Complex Structured Finance Transaction Notice of joint statement with request for public comment on the attached interagency statement concerning the complex structured finance activities of financial institutions. |
BusinessWeek August 9, 2004 Amy Borrus |
At The SEC, The Agony Of Compromise Chairman Donaldson is finding a deal on proxy reform elusive in an election year. Yet, despite competing pressures, his resolve shows no sign of waning. |
The Motley Fool October 7, 2008 Alyce Lomax |
The SEC Has Let Us Down Who's the SEC looking out for again? It's not you or I. |
The Motley Fool December 15, 2005 W.D. Crotty |
SEC May Look at CEO Pay It is encouraging to see some pension fund managers and the SEC taking action on pay for performance among top executives, but shareholder shouldn't get too happy. |
CFO October 1, 2009 Vincent Ryan |
A Stirring in the Loan Market Syndicated deals stage a comeback, of sorts. |
CFO February 1, 2005 Ronald Fink |
Finders Keepers The SEC is hearing new demands to make it easier for small companies to raise capital. |
Bank Systems & Technology April 8, 2010 Penny Crosman |
NACHA Reports 18.76 Billion ACH Payments in 2009 Year-over-year transaction volume is up 2.6 percent, unauthorized debit transactions are down 9%. |