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Financial Planning
October 1, 2010
Jones & Luscombe |
The Tax Forecast Washington watchers share their sense of what's ahead for your client's taxes - and your clients and your own.   |
Financial Advisor
February 2010
Gary C. Bubb |
Seeking Status Employees seeking a membership interest in an LLC might find themselves in tax limbo. |
Financial Planning
June 1, 2006
John Nersesian |
Weigh Your Options Employee stock options are difficult to understand. Clients need your help to manage them effectively. Advisers who develop expertise in this area can attract and retain significant relationships with executives. |
CFO
May 1, 2003
Kris Frieswick |
Better Options Disillusioned investors are demanding stronger links between executive pay and long-term performance. |
Wall Street & Technology
May 19, 2008
Ivy Schmerken |
A Freeze in Auction-Rate Securities Opens a Door for the Restricted Securities Trading Network In the wake of the credit crisis, Restricted Stock Partners' Restricted Securities Trading Network, which was designed to trade restricted stocks, is rescuing investors trapped in auction-rate securities. |
Financial Planning
August 1, 2006
Gavin Morrissey |
Flying Blind For financial advisory clients who are corporate insiders with company stock, a blind trust may be their best option. However, it's imperative that advisers work with attorneys who are familiar with blind trusts to ensure that the document includes the proper provisions. |
On Wall Street
January 1, 2011
Alan J. Foxman |
Keeping Current Investment advisors write in for some advice concerning state and federal regulations. |
Bank Technology News
February 1, 2008
Glen Fest |
Overseeing "Legal" Insider Trading Regulators are interested in the innocuous, everyday - and legal - activity that's at the center of most executive compensation plans and major stakeholder investments. |
The Motley Fool
February 26, 2007
Rich Duprey |
Abundant Options in Alternative Compensation While nearly every investor has heard of stock options, few are likely aware of their close cousins, restricted shares and stock appreciation rights. Even if investors have heard of them, fewer still probably understand how they work. |
BusinessWeek
June 18, 2007
Lewis Braham |
Options: Have An Exit Plan Grants are part of your overall portfolio, so you need a clear strategy for selling. |
Investment Advisor
August 2006
Mark Tibergien |
Formulas for Success: Get Help If you're buying or selling a financial advisory practice, call the pros. Experienced dealmakers know that the vast majority of the value in a transaction resides in the terms, not in the price. |
Financial Advisor
November 2004
David A. Twibell |
Understanding Exchange Funds Diversify clients' concentrated positions while deferring taxes with exchange funds. |
The Motley Fool
March 30, 2005
Richard Gibbons |
Executive Compensation Evolves Why Omnicare's restricted stock compensation may become the standard. |
CFO
November 1, 2008
Marie Leone |
Flexing Your Muscle Executives should craft an employment contract that gives them the best deal. |
IndustryWeek
July 1, 2005
John S. McClenahen |
CEO Pay: The New Rules For CEOs and other senior executives in manufacturing, performance-related bonuses are up and performance-tied long-term incentives are more common. But will they make for better management decisions? That's not yet clear. |
Investment Advisor
June 2006
Tibergien & Littlechild |
Consider the Clients If you are one of the many who is thinking about buying, or merging, your book of business or a substantive advisory firm, no doubt you have thought about risk. Hint: it's the firm's clients who determine its true value. So talk to them. |
Financial Advisor
October 2006 |
Advisor Emporium Auto-Execution Trading Operation Set... Company Formed To Value Illiquid Assets... New Fund Targets Inflation's Effects... High-Earner Disability Insurance Offered... etc. |
Inc.
April 2005
Michael Sisk |
Taking Stock Stock options are about to get pricier, thanks to a new regulation passed by the Financial Accounting Standards Board. Fortunately, options are not the only way to dole out equity. Here are four other strategies for small businesses to consider. |
The Motley Fool
January 6, 2012
Evan Niu |
Does It Pay to Be Apple's CEO? Apple CEO Tim Cook has a big payday coming soon. |
Entrepreneur
December 2003
Joan Szabo |
For a Limited Time Want to take advantage of the cut in dividend taxes? You'll need to strike while the iron's hot. |
Registered Rep.
May 1, 2005 |
Research Requirements What specific rules or restrictions, particularly NASD/SEC rules, govern third-party research providers? |
U.S. Banker
April 2009
Michael Sisk |
The Compensation Conundrum Healthy banks that agreed to take money from the Troubled Asset Relief Program are beginning to rue their decision. |
Registered Rep.
September 21, 2007
Halah Touryalai |
Banks Officially Welcomed into the Brokerage World Under New SEC Rule It only took eight years, but the SEC and the Board of Governors of the Federal Reserve System passed final rules defining how banks can act as securities brokers. |
Financial Advisor
November 2003
Alan Lavine |
Alternate Ways To Hedge Portfolios Should you put your well-heeled clients into unregistered or registered hedge funds? Or is it better to select a mutual fund that uses hedge-fund tactics and is managed by a registered investment company? |
Entrepreneur
June 2008 |
Edge Roundup Get the latest on travel, tech and tradeshows, as well as a new way to raise capital for your business. |
CFO
July 1, 2004
Don Durfee |
Better Carrots? Big changes are under way in long-term incentive compensation, a new survey finds. But they may not be big enough. |
CFO
December 1, 2006
Don Durfee |
Pay Daze Linking pay to performance is harder than it looks. Companies that consider linking equity awards to performance should prepare to dig in for deeper computations of the compensation's fair value. |
Registered Rep.
December 1, 2006
Anne Field |
The Metamorphosis If you are ready to go out on your own as a registered investment advisor, you're likely to encounter a host of tricky problems and stumbling blocks. Here's a look at five of those problems and what you can do about them. |
BusinessWeek
July 28, 2003
Nanette Byrnes |
Beyond Options However you slice it, the new mix will cost companies more |
CFO
October 1, 2004
Tim Reason |
Changing Fortunes: The 2004 Compensation Survey To be sure, stock options are not going away. But with those options tainted, pay packages grow more diverse -- and smaller. |
Registered Rep.
October 1, 2002
William A. Jacobson |
Deferred Compensation. Whose Money Is It? Deferred compensation plans offer incentives or income tax deferral while motivating the employee to remain at the company. However, the Citigroup Capital Accumulation Plan is facing legal challenges from class action suits in several states. |
Financial Planning
October 2, 2007
Elizabeth O'Brien |
Do the Rich Enrich? Advisors chase high-net-worth clients, but some skeptics remain. |
The Motley Fool
November 2, 2005 |
Capital Gains Rates If you haven't been paying attention, capital gains tax rates, which is what you pay on gains from the sale of stock (among other assets), are not the same as they were several years ago. Know what to expect when you sell those stocks. |
Registered Rep.
July 9, 2003
David A. Gaffen |
Score One For Smith Barney In Cap Plan Hearings A superior court judge in California has ruled for Smith Barney in a case related to a deferred compensation plan that has been the subject of several lawsuits from brokers who formerly worked for the firm. The court said the CAP is not unlawful and does not violate labor laws. |
