| Similar Articles |
|---|
 |
Registered Rep.
November 1, 2005
John Churchill |
Market-Timer Banned and Fined Theodore Sihpol III, a former broker at Banc of America Securities (BAS), and poster boy for the market-timing scandals -- and the first target of Spitzer to say no to a plea offer -- has settled with the SEC.   |
Registered Rep.
October 13, 2005
John Churchill |
Market-Timer Banned and Fined Theodore Sihpol III, the former broker at Banc of America Securities (BAS) and poster boy for the market-timing scandals, agreed to pay a $200,000 fine and to accept a five-year ban from the securities industry. |
The Motley Fool
October 27, 2004
Bill Mann |
When in Doubt, Decapitate Eliot Spitzer announced that the State of New York would not pursue criminal charges against disgraced insurance broker Marsh & McLennan after it promised reforms and accepted the resignation of its CEO, replacing him with a former Manhattan prosecutor. |
BusinessWeek
July 4, 2005
Mike France |
Courtroom Strategies On Trial Recent high-profile verdicts have prosecutors and defense attorneys rewriting their playbooks. |
The Motley Fool
October 26, 2004
Rich Duprey |
Aon Mired in Marsh World's second-largest insurance broker accused of improper business practices. |
Salon.com
January 16, 2003
Arianna Huffington |
Cold feet Eliot Spitzer caved to Wall Street criminals. Maybe he decided that taking on the most powerful people in the country might not be the best strategy for a man considering a run for governor. |
The Motley Fool
October 18, 2004
Bill Mann |
Marsh's 2nd Annual Massive Fraud? Marsh & McLennan has been cut in half in the last three days following allegations that it had rigged bids to convince its customers to overpay for insurance policies that it brokered on their behalf. |
CFO
November 1, 2003 |
Wall Street Warrior Ten questions for New York Attorney General Eliot Spitzer. His one message for CFOs: "Be careful." |
The Motley Fool
October 20, 2004
Rogene Calvet |
Is Marsh Ringing the Value Bell? Does a troubled global insurer offer a buying opportunity? |
CFO
January 30, 2004
Tim Reason |
Cheese It, the States! Corporate wrong-doers are finding state cops more aggressive than the feds. |
The Motley Fool
October 15, 2004
Bill Mann |
No Better Than Two-Bit Hustlers Marsh & McLennan's expertise apparently included convincing clients to overpay for insurance. |
Registered Rep.
December 2, 2003
Will Leitch |
Spitzer, OCC Issue Corporate Death Penalty The news came right before the Thanksgiving holiday, so you might have missed it. But let there be no doubt: The mutual fund investigations have now gone nuclear. |
Salon.com
May 17, 2002
Damien Cave |
Lock up the analysts and throw away the key An investor who followed expert advice lost $100,000. He wants vengeance, but history suggests he's not likely to get it... |
CFO
February 1, 2006
Kate O'Sullivan |
The Best Defense In today's high-stakes legal environment, top white-collar attorneys are ready to defend the CFO. |
BusinessWeek
January 12, 2004 |
A White Knight For Mutual-Fund Investors No mutual-fund executive wants to get a phone call from Eliot Spitzer these days. |
The Motley Fool
December 8, 2004
Rich Smith |
Spitzer for Governor? Crusading prosecutor takes aim at New York's governor's mansion. |
Registered Rep.
January 1, 2006
Kevin Burke |
Spitzer Hints Scandal Is Winding Down While Spitzer remains tight-lipped on the status of the industrywide trading investigation he launched in September 2003, he hinted that it is perhaps nearing the finish line. |
The Motley Fool
May 21, 2004
Paul Elliott |
Call That Strong Medicine? Richard Strong and Strong Capital Management settle with Spitzer over market timing of the Strong funds. Was the penalty harsh enough? |
Salon.com
July 16, 2002
Arianna Huffington |
Send the bastards to jail! Unlike the majority of nonviolent drug cases, corporate wrongdoers rarely do any time behind bars. |
CFO
October 1, 2002
CFO Staff |
And Justice for All? CFOs facing civil or criminal trials today might wish they had settled or done their time already... More than 80,000 U.S. employees of Arthur Andersen, which closed its doors on August 31, hit the job market this summer... etc. |
Reason
April 2004
Anderson & Jackson |
Washington's Biggest Crime Problem The federal government's ever-expanding criminal code is an affront to justice and the Constitution. |
Registered Rep.
September 25, 2002
Rick Weinberg |
NY Attorney General: I Could Have Nailed Merrill on More Serious Charges Eliot Spitzer said he could have pursued criminal charges against Merrill Lynch for its conflicts of interest in its research, but that he didn't want to "destroy" the firm or Wall Street. |
Entrepreneur
November 2005
Jane Easter Bahls |
Shred Away? If your company doesn't have a document retention policy in place, ask your lawyer how to create one - then be consistent in following it. |
BusinessWeek
November 1, 2004
Marcia Vickers |
The Secret World of Marsh Mac CEO Jeff Greenberg presides over the arrogant and tight-lipped culture of Marsh & McLennan, where conflicts of interest abound. There's more trouble coming from Eliot Spitzer for the world's largest insurance broker. |
Registered Rep.
September 1, 2005
Karen Donovan |
Under Siege Executives of broker/dealer firms are not exaggerating when they say it seems like regulators are locked into a competitive battle to collect the most pelts on Wall Street. |
BusinessWeek
August 21, 2006
Michael Orey |
Lots Of Evidence, No Verdict Invaluable reformer or prosecutor run amok? The author lets the reader decide. |
BusinessWeek
March 27, 2006
Diane Brady |
Hank Greenberg At War One year after Hank Greenberg was forced out of the insurance empire he built, the wounds are still raw. Then again, his battle against AIG has only just begun. |
The Motley Fool
October 27, 2004
Rick Aristotle Munarriz |
Ace in the Hole? Does the apple fall far from the tree when the orchard is ripe for resignation? These are scary days in some areas of the insurance industry. |
Registered Rep.
August 8, 2005
Stan Luxenberg |
CIBC and the Murky Waters of Mutual Fund Enforcement When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the saga has begun to appear murkier. |
BusinessWeek
October 20, 2003
Dwyer & Thornton |
Mutual Funds Feel The Heat Did they feed information to hedge funds, brokers, and others? |
Registered Rep.
June 3, 2003
Will Leitch |
Brokerage Chiefs in Spitzer's Sights When New York Attorney General Eliot Spitzer announced the $1.4 billion settlement of the securities conflict of interest case in April, his office warned that it was "the beginning, not the end." Wirehouses are finding out, in a big way, that he wasn't kidding. |
The Motley Fool
April 26, 2004
Selena Maranjian |
Spitzer Eyes Insurance Unethical or illegal conflicts of interest amongst major insurance brokers and providers could be costing consumers. |
InternetNews
March 23, 2006
David Miller |
N.Y. AG Takes on Privacy Fight With Gratis New York Attorney General Eliot Spitzer has filed suit against Web site operator Gratis Internet over personal information. |
The Motley Fool
September 16, 2004
Rich Smith |
Jos. A. Bank's (Law) Suit New York's attorney general orders the company to change its advertising strategy. Does this mean anything to investors? |
Registered Rep.
February 9, 2007
Kevin Burke |
SEC Big Says Waiver Tactics Can Backfire An SEC commissioner today said that asking broker/dealers and investment advisory firms to waive their legal right to attorney-client privilege in order to speed up the pace of enforcement investigations is shortsighted. |
Registered Rep.
December 1, 2004
Erin Schulte |
Buying Insurance Eliot Spitzer has gone on the warpath again, this time against insurance companies, leaving their stocks wounded --- some critically --- along the trail. |
The Motley Fool
October 25, 2004
Rick Aristotle Munarriz |
Spitzer Pumps Up the Volume New York's attorney general aims at the shady practice of payola in the music industry. |
The Motley Fool
June 1, 2005
Rich Smith |
Andersen Innocent? Think Again. Despite the reversal of its conviction, Arthur Andersen is still far from coming out clean. |
BusinessWeek
January 12, 2004 |
The Mutual-Fund Scandals Leaving the little guy in the dark made for some nice payoffs, but the comeuppance stands to be even heftier as funds face legal actions. |
The Motley Fool
December 3, 2004
Philip Durell |
Hunting for Value: Part 2 This value investor looks for Fallen Angels, Bankruptcy Survivors and the elusive Stealth Stocks. |
BusinessWeek
October 6, 2003
Stephen B. Shepard |
Straight Talk from Eliot Spitzer The New York Attorney General speaks on the mutual-fund investigations and other issues |
U.S. Banker
July 2002
Michael Dumiak |
Street Smart! Eliot Spitzer snuck up on Wall Street and became a force for financiers to reckon with. And he's just getting started. |
BusinessWeek
April 18, 2005
Brady & Byrnes |
AIG: Get Ready For Starr Wars The fight over a secretive entity that wields enormous influence over AIG is just starting. |
Registered Rep.
December 1, 2006
Halah Touryalai |
Out with a Bang Eliot Spitzer may have less than a month left as New York State's attorney general, but the governor elect says there two new Wall Street cases he's taking on before year's end. |
CFO
April 1, 2003
Julia Homer |
They ARE Out to Get You So far, relatively few executives have gone to jail for white-collar crimes. That may be about to change. |
The Motley Fool
August 5, 2004
Tim Beyers |
Will Lawsuit Hurt Express Scripts? Although investors seem to be over the initial jitters arising from Express Scripts' problems, the stock is still down more than 12% since New York Attorney General Eliot Spitzer filed a lawsuit accusing the pharmacy benefits manager of fraud. |
CFO
December 1, 2004
Randy Myers |
Busting the Brokers Eliot Spitzer's latest investigation has companies taking a hard look at their insurance programs. |
BusinessWeek
September 2, 2010 |
Hard Choices: Joe Plumeri The chairman and CEO of insurance brokerage giant Willis Group on shunning contingent commissions and forgoing millions |
The Motley Fool
March 22, 2004
Shannon Zimmerman |
Spitzer Rides Again Chalk another one up to General Eliot Spitzer and his war on bad funds. |
Bank Systems & Technology
March 18, 2009
Orla O'Sullivan |
AIG Uproar Sees Spitzer Weigh In The real disgrace in what A.I.G. did with almost $200 billion in government bailouts was not the payment of executive bonuses, but payments to banks, Eliot Spitzer said in an interview Wednesday morning. |
