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Wall Street & Technology February 23, 2008 Cory Levine |
Compliance Costs Grow Faster Than Net Income According to New York-based Deloitte & Touche's Deloitte Center for Banking Solutions, compliance costs are eating up more and more of firms' net income, due to applying human resources to monitor regulations. |
InternetNews November 11, 2004 Jim Wagner |
Report: Challenging IT in 2005 IDC Research this week published a white paper that reveals the trends expected to impact IT spending next year. |
IndustryWeek December 1, 2008 Nick Zubko |
Matters of Perception Many procurement teams feel underused and under-appreciated, but now could be their chance to shine. |
Bank Systems & Technology July 1, 2005 Martin J. Garvey |
Storage Networks: One More Potential Weak Link Before regulatory compliance, nobody got jail time for lost or compromised data or paid millions of dollars in fines. Now, any company can be pulled into court and asked to produce evidence of security procedures or face penalties. So, are compliance regulations forcing companies to re-evaluate their storage-security practices? |
Bank Systems & Technology June 1, 2005 Phil Britt |
Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations. |
U.S. Banker March 2007 Paresh Amin |
Balancing Industry Mandates and Federal Regulations Financial companies need to consider compliance, business objectives and data security in a holistic manner. All three can be boiled down to one main requirement: determining what is happening to critical data. |
Bank Systems & Technology June 14, 2010 Matt Gunn |
FIS to Acquire Compliance Coach Banking and payment technology provider FIS announced Monday it will acquire Compliance Coach, Inc., a company that provides risk assessment software, e-learning and additional tools to enable compliance with applicable laws and regulations. |
Bank Systems & Technology March 27, 2008 Cory Levine |
Compliance Costs Continue to Rise Compliance costs are eating up more and more of firms' net income. |
Insurance & Technology December 23, 2005 |
Rethinking Risk Management Many firms have allocated a disproportionate amount of resources to Sarbanes-Oxley compliance, according to a new report. |
Wall Street & Technology March 21, 2006 |
Consumers to Foot Compliance Bill? The securities industry's cost of compliance has nearly doubled over the past three years, and costs may be passed on to investors through higher prices and fewer choices. |
CRM March 1, 2004 Lisa Picarille |
CRM Helps Professional Services Firms Obey the Law When professional services firms purchase CRM systems, they want those systems up-to-date in terms of compliance and the flexibility to conform to future laws and regulations. |
Bank Technology News October 2008 Kyle Duckers |
Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder. |
CIO July 1, 2005 Edward Prewitt |
Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports. |
Wall Street & Technology March 18, 2008 Cory Levine |
Lack of Standardization in Data, Reporting to Hinder Basel II Compliance Lack of standardization in the reporting process will be a major hurdle for financial institutions in complying with Basel II requirements. |
Bank Director 3rd Quarter 2010 William M. Aukamp |
Should Your Bank Have a Lawyer on Staff? Understanding the roles of the counsel and the compliance officer can ensure your bank has all bases covered. |
Entrepreneur March 2006 Janelle Elms |
Law and Orders Build your eBay business on a strong legal foundation to keep the bids coming. |
Wall Street & Technology February 12, 2004 |
Outlook 2004: Compliance Tops the Charts Never before has Wall Street faced so many new regulations with major technology implications. |
National Defense November 2014 Tompkins et al. |
Executive Orders Require Vendors' Attention While the use of executive orders and the federal procurement process to implement non-procurement policy are not new phenomena, contractors should consider these issues with renewed focus. |
Bank Technology News August 2010 Edward W. Powers |
Convergence As a Cyberwar Weapon Banks and businesses should consider restructuring the way they protect themselves, their computer systems and their customers. |
Wall Street & Technology October 27, 2005 |
Self-Service Compliance With Certus Software's Governance360, companies can include key compliance information - such as control data, summaries, reports and near real-time alerts - in a financial management portal. |
CIO December 11, 2008 Jarina D'Auria |
Achieving Compliance As economic tough times continue, there's one thing companies can count on: more regulations. So, should you buy a GRC tool or leverage existing applications? A company's size and the scope of its operations can help guide that decision. |
InternetNews April 4, 2006 Michael Hickins |
SAP Takes Compliance Partner In-House SAP acquired its compliance software partner Virsa for an undisclosed sum and is taking some of its budding product plans for compliance in-house. |
Insurance & Technology June 16, 2004 Julie Gallagher |
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. |
CFO August 1, 2012 Kathleen Hoffelder |
The Second-Greatest Risk CFOs of multinational companies rank transfer-pricing risk just behind global compliance. |
InternetNews March 29, 2006 Clint Boulton |
SMB Storage Set For 2006 Rush Thanks to the explosion in data and the imminent certainty of compliance regulations, even small and medium businesses are being forced to spend more on storage. |
Wall Street & Technology March 1, 2004 |
Getting Management on Board With Compliance Compliance and litigation readiness have blasted up the priority list of top management. Leading financial institutions have appointed general counsel into top management roles. Boards of directors are reviewing and approving technology solutions. |
Bank Director 2nd Quarter 2010 Jack Milligan |
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. |
IndustryWeek August 1, 2008 |
Software License Compliance: By The Numbers Most IT executives believe their companies would fail a software audit. |
Insurance & Technology April 20, 2005 Anthony O'Donnell |
Compliance Sticker Shock In a recent survey, financial services companies have reported higher-than-expected costs in dealing with the demands of Sarbanes-Oxley Section 404 compliance. |
Bank Technology News May 1, 2008 Michael Grebb |
The War to Keep Compliance Talent Financial institutions wade through an ever-deepening regulatory swamp, and therefore an escalating war for compliance talent. |
Wall Street & Technology June 22, 2009 Melanie Rodier |
The Urgency and High Price of New Cost Basis Reporting Law Even while many financial firms are unaware of new cost basis reporting requirements, the deadline for compliance is fast approaching -- and the cost to comply won't be cheap. |
HRO Today Mar/Apr 2008 Kerry Ann Vales |
Compliance Outsourcing Gaining New Ground in HRO Contracts In a world of changing regulations, employers are increasingly looking to service providers to help ensure they meet all applicable mandates. Expect more contracts, especially mid-market ones, to tack on compliance as part of the service delivery. |
InternetNews January 19, 2005 Clint Boulton |
Sun Solution Manages Compliance Sun Microsystems unveiled a package of hardware, software, and services designed to help enterprises address regulations, such as Sarbanes-Oxley and HIPAA. |
Bank Systems & Technology May 6, 2009 Maria Bruno-Britz |
Job Cuts Top of Mind for Employers A Deloitte survey of large companies worldwide shows that executives are at the point where making decisions on staff cutbacks isn't as straightforward as it once was. |
Wall Street & Technology January 4, 2004 |
Do Not Call Compliance Each infraction, that's one sales call to a number listed on the Do Not Call list, can cost your firm up to $11,000. |
Investment Advisor February 2008 Papa & Marks |
The New Paradigm Integrating operations and compliance. |
Insurance & Technology May 18, 2004 Julie Gallagher |
IT Isn't Tapped for Compliance The insurance industry fails to embrace the full business value of IT when it comes to addressing regulatory requirements and instead relies primarily on manual processes and ad hoc measures |
Pharmaceutical Executive January 1, 2013 Ben Comer |
Compliance in the C-Suite Compliance officers have risen into pharmaceutical management's highest ranks, by choice in some organizations, and by government decree in others. Either way, their importance as a strategic partner can hardly be understated. |
Bank Systems & Technology January 30, 2005 Peggy Bresnick Kendler |
Anti-Money Laundering As concerns about terrorism and fraud intensify, money laundering has become both a compliance and a competitive issue, with attendant consequences. To respond effectively, banks must adopt a culture that fosters AML practices in addition to technology solutions. |
Insurance & Technology August 10, 2006 Maria Woehr |
Compliance Automation Responding to growing pressure on insurers to comply with federal regulations such as Sarbanes-Oxley, the Gramm-Leach-Bliley Act, the Federal Information Act and HIPAA, ControlPath launched ControlPath Compliance Suite 3.0. |
Insurance & Technology May 28, 2008 Nathan Conz |
Insurers Taking More Unified Approach to Compliance Compliance is becoming the key component of core systems -- especially within the insurance industry. It means complying with state-to-state insurance regulations; but it also means establishing an anti-money laundering program. |
Bank Technology News May 2007 |
The Six Regulatory Areas That Are Altering Bank Life Regulation is a part of bank life. Failure to comply shouldn't be. |
CRM February 8, 2012 |
Deloitte Partners with Salesforce.com The alliance bolsters Deloitte's reach into the cloud. |
IndustryWeek February 1, 2008 Nick Zubko |
Cost in Translation More effective sourcing efforts could be as simple as getting your procurement and finance departments to speak the same language. |
Bank Systems & Technology July 5, 2004 Cynthia Ramsaran |
Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance. |
Wall Street & Technology May 20, 2008 Cory Levine |
Capgemini Partners With Teradata to Create Compliance and Operations Platform The new platform will enable holistic regulatory reporting and monitoring of trade status issues. |
U.S. Banker November 2007 Patrick Conte |
Embrace This Acronym: IT GRC. It Could Save Banks a Bundle. Used to describe the interdependent disciplines of governance, risk and compliance, GRC refers to the people, processes and technology banks invest in to comply with regulations and manage risk as part of effective corporate governance. |
Financial Planning October 1, 2009 Nancy Lininger |
What It Takes Compliance is top of mind at many firms today. Here's what makes a great compliance officer, no matter who takes the role. |
Bio-IT World January 12, 2004 Steve Lefar |
Systematize Your Regulatory Info! Want better protection against regulation breaches? Build a system that engenders 'grassroots' compliance. |
Wall Street & Technology January 22, 2008 Sabatini & Smirnoff |
Trade Reporting, Surveillance Key To Compliance With increased regulatory focus on protecting securities market participants, trade reporting and trade surveillance are key to providing transparency, efficiency and oversight for today's trading environment. |