| Similar Articles |
|---|
 |
Financial Advisor
June 2007
Sherri Scordo |
Financial Advisor's 2007 Broker-Dealer Guide Top independent broker-dealers ranked by gross revenue: LPL... AIG Advisors Group... ING Advisors Network... etc.   |
Financial Planning
October 2, 2007
Elizabeth O'Brien |
On the Job Mitch Waters has joined AXA Distributors in New York as national sales manager... The AIG Advisor Group in New York has tapped Larry Roth as the broker-dealer unit's chief executive officer... etc. |
Investment Advisor
March 2010
James J. Green |
Lightyear Buys ING B/Ds Private equity firm Lightyear Capital LLC has completed its acquisition of the three independent broker/dealers that formerly constituted the ING Advisors Network. |
Investment Advisor
October 2007
Kara P. Stapleton |
News & Products, October 2007 FINRA fines AXA Advisors for "failing to adequately supervise its fee-based brokerage business"... AIG announces organizational changes... Commonwealth Financial Network provides advisors with Estate Planning Blueprint... etc. |
Financial Advisor
January 2005
Tracey Longo |
How Fee-Based Programs Led 2004 Brokerage Profits Fee-based profitability is not lost on brokerage executives, who are ramping up programs designed to attract more planners to a fee-based business model and away from traditional commissions. |
Financial Planning
May 1, 2007
Marshall Eckblad |
On The Job The ING Advisors Network in El Segundo, Calif., has named Randall Ciccati president... Linsco/Private Ledger Corp. in San Diego has hired Jeffrey Kleintop... etc. |
Financial Planning
June 1, 2006
Marshall Eckblad |
On the Job Bill Miller has joined AXA Distributors... Fiserv hired Thomas Hirsch as the company's new chief financial officer... Invest Financial has named Richard Koll as the company's senior vice president... etc. |
Investment Advisor
May 2007 |
Changes ING announced that Randall Ciccati, president and CEO of PrimeVest Financial Services, replaced Valerie Brown... Jeffrey Kleintop has joined LPL Financial Services as senior VP... etc. |
Financial Advisor
May 2006
Tracey Longo |
What Have You Done For Me Lately? The race is on among independent broker-dealers to recruit more top fee-based advisors. |
Insurance & Technology
August 19, 2010
Katherine Burger |
ING Insurance U.S. Names New CIO Gary Baxter - previously from head of IT, ING U.S. Retirement Services, ING Individual Retirement, and company's closed block of business - will oversee technology investments and IT operations across all U.S. business lines. |
Financial Planning
February 1, 2007
Marshall Eckblad |
On The Job Here's a rundown of important executive moves and appointments: James Barnash, chairman of the Financial Planning Association in Denver, has left his position... Ed Ryan has joined Diversified Investment Advisors... etc. |
Investment Advisor
April 2010
James J. Green |
Broker/Dealer Briefing: Cetera Ready to Grow Former Ing Broker/Dealers Are Committed to the new Cetera Financial Hybrid Model. |
Financial Planning
December 1, 2006 |
On the Job Executive Appointments: AXA Distributors in New York has named Kirby John Noel as the company's national sales manager... Bill Carey has left his post as president of the Fidelity Registered Investment Advisor Group... etc. |
Financial Planning
August 1, 2010 |
On The Job People: Cetera Financial Group has hired Susan Thederas its chief marketing officer... New York Life Retirement Plan Services has hired Rachel Rice as director of web strategy... Insured Retirement Institute adds executives to board of directors... |
Registered Rep.
April 30, 2009
Christina Mucciolo |
Schwab Says It's Going On Offense -- As If It Weren't Already The company is preparing to go on the "offense" to gain market share -- both in terms of winning client assets and recruiting breakaway brokers. |
Registered Rep.
March 1, 2005 |
Comings & Goings Morgan Stanley made several key additions last month... A top producer, Bryan Strachan, left Merrill Lynch to join Smith Barney in its Boston office... On the wholesaling front, Paul Schieber was promoted to director of internal wholesaling at... etc. |
Financial Planning
May 1, 2007
Elizabeth O'brien |
Snagging Breakaways Schwab Institutional and Cambridge Investment Research have joined forces to attract financial advisors turning independent. But just how big is the prize? |
Financial Advisor
November 2006
LeBlanc & Brounes |
Embracing The Future Financial advisory affiliates Pershing and Lockwood get the thumbs-up for their vision, a smooth transition and high client satisfaction. |
Registered Rep.
January 1, 2005
Namita Devidayal |
The Not-So-Quiet Company In grammatical terms, a word with the letters ING at the end is a gerund, a verb masquerading as a noun. Fitting, then, that the Dutch financial services firm that goes by those letters would have a mysterious side. |
Investment Advisor
May 2009
James J. Green |
Broker/Dealer Briefing: John Simmers of ING The CEO of ING Advisors Network, John Simmers, is retiring, but will retain his seat on FINRA's Board. |
Financial Advisor
September 2008
Tracey Longo |
Laws Of Attraction A firm's ability to navigate trusts can be their calling-card to attract high-net-worth clients. |
Investment Advisor
October 2008 |
News & Products, October 2008 The SEC announces an enforcement action against LPL Financial Corp... ING Advisors Network announced a reorganization... Ameriprise Financial has signed an agreement to acquire H&R Block Financial Advisors... etc. |
The Motley Fool
June 29, 2005
Stephen D. Simpson |
AIG's Road to Recovery If AIG continues to deliver solid financial results, investors will quickly forget the problems. |
Financial Advisor
September 2010 |
Advisor Emporium Advisor Emporium: Schwab Offers Integrated Technology Platform... National Planning Holdings Launches WealthOne... BlackRock Increases ETF Offerings... Goldman Sachs Adds Fund... more... |
Financial Planning
March 1, 2006
Marshall Eckblad |
On the Job Three senior executives move into new roles at Todd Investment Advisors... The Foundation for Financial Planning has named three new members of its board of trustees... etc. |
Financial Advisor
January 2006
Tracey Longo |
Working Smarter, Not Harder As more independent broker-dealers set themselves up as strategic outsourcing partners, they are finding bigger and better firms driven to their door by stagnant or shrinking profit margins and the accelerating compliance melee. |
Investment Advisor
December 2009
James J. Green |
ING Sells Three B/Ds ING agreed to sell three of its U.S. broker/dealers that comprise the ING Advisors Network to Lightyear Capital LLC. |
Registered Rep.
April 1, 2006 |
Comings & Goings ING has named Catherine Bonneau chief operating officer of its independent broker/dealer... Robert Finn has joined Piper Jaffray as an advisor... Philip Horn and Mark Lindee, each with $125 million in client assets, have recently joined Wachovia... etc. |
Financial Planning
August 1, 2007
Marshall Eckblad |
On The Job AXA Advisors has promoted Andrew McMahon to chairman... Boston-based Fidelity Investments has hired Jylanne Dunne... etc. |
Registered Rep.
February 8, 2012
Diana Britton |
Consolidation 2012: Lincoln Scoops Up Capital Analysts for HNW Foothold Lincoln Investment Planning, an independent broker/dealer in Philadelphia, announced it will acquire independent broker-dealer Capital Analysts from insurance firm Western & Southern Financial Group. |
Investment Advisor
December 2005
Melanie Waddell |
Breaking Away Brokers are finding it easier than ever to go independent, aided by custodians and other independent advisors. |
Financial Advisor
October 2012
Jim McConville |
The Plan Have financial advisors gone sour on selling 529 college savings plans? |
Insurance & Technology
April 23, 2010
Anthony O'Donnell |
Prakash Shimpi Joins ING U.S. as Chief Risk Officer Shimpi will oversee the enterprise-wide risk monitoring and management program for ING's U.S. insurance operations, and will be responsible for managing the framework for measuring, controlling, hedging, and pricing risk. |
Financial Advisor
June 2007
Sherri Scordo |
Indepedent Broker-Dealers/Financial Advisor's 2007 Snapshot of Leading Firms Advantage Capital Corporation... AIG Financial Advisors... American General Securities, Inc... etc. |
Financial Advisor
May 2007
Eric Rasmussen |
What's New At The Custodian Custodians are continuing to offer new services for fee-only planners in their efforts to woo RIAs. |
Financial Planning
November 1, 2010
Paul Menchaca |
Turning the Page The extent to which the AIG brand is tainted remains unknown. Is it permanently damaged, or will Americans eventually forgive, if not forget? Are advisors still wary of the AIG affiliation? |
Financial Advisor
January 2008
Tracey Longo |
Breakaway Brokers Despite being in business a shorter amount of time than the average advisor, breakaways have more assets under management, higher total revenues and a significantly higher growth rate. |
Registered Rep.
June 1, 2005
Kristen French |
Fido Attacks! Long a distant second to Charles Schwab in the lucrative business of serving financial advisors, Fidelity is making an aggressive push to close that gap. And some advisors are taking notice. |
Financial Planning
March 1, 2007
Marshall Eckblad |
On The Job Here's a rundown of important executive moves and appointments: Gary Bhojwani has joined Allianz Life Insurance Co... New Yorkbased AXA Financial has promoted Richard Dziadzio... etc. |
The Motley Fool
August 15, 2005
Stephen D. Simpson |
More Than Meets the ING Mediocre reported numbers mask the banking-and-insurance group's underlying strengths. Even though second-quarter results weren't completely clean, ING shares still may be worth considering. |
Investment Advisor
March 2008 |
News & Products, March 2008 News: Employee Benefit Research Institute study finds that ERISA is working... Center for Due Diligence launches a new website... AXA Equitable Life Insurance launches a new distribution channel... Jackson National Life Insurance Company promotes John Koehler... |
Investment Advisor
September 2010
John Sullivan |
Broker/Dealer Briefing: News and Products News from Securities America, HighTower, AIG and more. |
Financial Advisor
September 2006
Tracey Longo |
There For The Asking? Some agree banks' loss of investors' trust assets is a financial advisor's gain. Now, for that marketing plan. |
Financial Planning
March 1, 2012
Ann Marsh |
Cetera CEO Scales Up Valerie Brown is CEO of one of the fastest-growing networks of independent advisors in the country, Cetera Financial Group in El Segundo, CA. |
Financial Planning
May 1, 2008
Stacy Schultz |
People on the Move Brian Popes joins Cambridge Investment Research as regional vice president of practice management... Fred Alger Management hires H. James Blakeslee as senior VP and director of national accounts... etc. |
Financial Advisor
May 2007 |
Advisor Emporium MassMutual Expands Retirement Income Focus... Annuity Feature Allows "Income Storage"... ING Introduces ROP Life Insurance... Six Emerging-Markets ETFs Offered... etc. |
Investment Advisor
October 2008
James J. Green |
When Big Is Better Larry Roth, CEO of the AIG Advisor Group, believes that in these troubled times, being big is quite an advantage. |
Financial Planning
May 1, 2005
Juliette Fairley |
Building a Better Platform ING advances the ball on integrated systems to help advisers and supervisors. |
Financial Planning
November 1, 2005 |
On the Job William L. Anthes, former president and CEO of the National Endowment for Financial Education, will begin a three-year term on the Financial Planning Standards Board... AIG Advisor Group has named Brett A. Ishler director of investment products and research... etc. |
Financial Advisor
May 2005
Lavine & Liberman |
Uncertain Future The Fidelity Executive Forum raises issues about where the money management industry is headed. |
