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Registered Rep. December 8, 2015	2015 Broker Report Card: How National Brokerage Firms Stack Up REP.'s 25th annual Broker Report Card is the survey that lets advisors from the six major national brokerages rate their employers across a range of factors
Registered Rep. July 1, 2006 Kristen French	Independent Channel Big and Getting Bigger Every financial-advice channel grew in terms of advisor headcount in 2005 except for the regional and bank broker/dealers, according to recently released research.
The Motley Fool November 21, 2006	How to Open a Brokerage Account Before you buy stocks, you have to figure out how you'll buy them.
Wall Street & Technology April 26, 2007	Online Brokerage Customers Can Be Fickle More Than 20 Percent of Online Brokerage Users Are Considering Changing Brokers Online brokerage tools play a significant factor in retaining existing clients, a new report notes.
The Motley Fool August 16, 2005	How to Open a Brokerage Account Investing is easy, and it can get you started on a path to financial security.
The Motley Fool December 31, 2003	Choose the Right Broker What should you consider when comparing brokerages?
Registered Rep. September 11, 2009 Halah Touryalai	Survey Says: Wall Street Advisors Going...Wait For It...Independent! Wall Street wirehouse firms are expected to see a net loss of $188 billion in client assets to other channels in the industry, including RIAs, independent broker/dealers and regional b/ds.
The Motley Fool September 17, 2004 Selena Maranjian	Brokerage Statement Bewilderment You don't have to be flummoxed by your financial statements.
The Motley Fool August 8, 2006 Selena Maranjian	Business Booming for Brokerages There's another way to make money off brokerages -- by investing in them. In recent months, business has been brisk at many brokerages, judging by quarterly reports.
The Motley Fool December 8, 2005 Selena Maranjian	Commissions Falling: Are Yours? You can pay $5 per trade, or even less, if you shop around for a broker tailored to meet your needs.
Registered Rep. March 6, 2014 Diana Britton	Independent Channels Continue to Steal from Wirehouses RIA and dually registered advisory channels will grow their share of the advised assets to 26 percent by 2016, according to a report by Cerulli Associates. That growth will largely come at the expense of the wirehouse channel.
The Motley Fool February 28, 2006 Selena Maranjian	Brokerages Misbehaving The SEC has gotten an earful about brokerages upsetting customers. Investors, the more you know about the stock market and how brokerages and brokers work, the better off you'll likely be.
Registered Rep. October 1, 2005 Christopher O'Leary	It's in the Bank Wirehouse veterans who have switched to bank brokerages say Wall Street's perception of bank brokerages is stuck in the past, and that the best bank brokerages have become much more competitive in terms of production, assets and compensation.
The Motley Fool August 12, 2004 Selena Maranjian	How Brokerages Stack Up Several brokerages earned high marks. How did yours do? Ameritrade... BrownCo, a unit of JPMorgan Chase... HARRISdirect... Power E*TRADE... etc.
The Motley Fool April 13, 2004 Selena Maranjian	Full-Service vs. Discount Brokers There isn't a great distinction between them anymore.
Registered Rep. March 2, 2015 Megan Leonhardt	Rep as Portfolio Manager Wirehouse and national firms are the most likely to offer advisor-directed platforms, followed by the bank and independent broker/dealer channels.
Investment Advisor September 2009 Melanie Waddell	Not So Fast Cerulli Associates data suggests there may be fewer wirehouse brokers breaking away.
The Motley Fool March 7, 2006	Brokerage Account Insurance Investors, don't count on SIPC insurance if your stocks plunge.
The Motley Fool January 5, 2007 Selena Maranjian	Brokerage Questions for Beginners Know what to ask before you start investing.
The Motley Fool November 22, 2006	Is Your Brokerage Insured? Investors looking for brokers should do a little research on insurance first.
Registered Rep. April 29, 2015 Diana Britton	Advisor Views on The Economy We recently surveyed over 2,000 advisors across channels about their views on the economy and business as part of its 2015 AdvisorBenchmarking All-Channel Report. Here's what they had to say.
The Motley Fool March 5, 2007 Selena Maranjian	Is Your Brokerage Insured? Brokerage firms are required to become members of the Securities Investor Protection Corporation. Is yours insured?
The Motley Fool February 27, 2006	Brokerages and Minimums Look around, and you can find some low- or no-minimum brokerages.
Registered Rep. August 1, 2005 Matt Barthel	RIAs in Flux The pioneering ways of registered investment advisors (RIAs) are coming back to bite them. Once on the cutting edge of "holistic" financial planning and fee-based client relationships, RIAs are now just one of a pack of firms offering such services.
The Motley Fool January 10, 2006	Compare Brokerages and Find the Best for You Here are some things you should consider when comparing brokerages and choosing one.
The Motley Fool July 2, 2007 Selena Maranjian	Declare Independence From Your Broker You don't need to be a genius to improve your portfolio's performance, and the best way to do so may involve casting off the shackles of your current brokerage.
The Motley Fool August 11, 2006 Selena Maranjian	Going for Brokers Switching brokers can be an easy (and thrifty) move.
The Motley Fool December 8, 2006	Questions to Ask Your Broker Here is some good advice regarding questions you might want to ask your broker before handing over your hard-earned cash. Make sure you get the right answers before you start investing.
The Motley Fool May 31, 2005 Selena Maranjian	Think Twice About Chinese Brokerages America's brokerages offer more protection for investors.
Financial Advisor March 2012	So You Think You're A Financial Planner? A recent study from industry research firm Cerulli Associates looked at advisors across all channels and compared how they describe themselves with how they actually do business.
The Motley Fool October 4, 2006 Selena Maranjian	Is Your IRA Insured? Should you worry about insufficient SIPC insurance?
Wall Street & Technology January 23, 2007	Who Says Security Is Important? Despite its marketability, customer information security surprisingly does not provide a significant competitive advantage among online brokerages.
Registered Rep. June 5, 2012 Diana Britton	A Regional Resurgence After years of being considered acquisition targets, regional broker/dealers may be making a comeback.
The Motley Fool October 9, 2007 Selena Maranjian	Invest Virtually -- via Your Brokerage Some brokerages now offer you the ability to invest virtually, essentially managing a mock portfolio. This can be a great way to try out various strategies, or just to get used to your brokerage's trading platform and formats.
The Motley Fool November 14, 2006 Selena Maranjian	How Steep Are Some Brokerage Fees? Investors, make sure you do your homework before you choose a broker.
Registered Rep. August 28, 2002 David A. Gaffen	Independent Advisors Squeezed in Downturn "Part of it is due to competitive pressures, but the bulk of problems they're experiencing are really due to what I call the price of independence, which doesn't show during a ten-year bull market."
The Motley Fool August 10, 2004 Dayana Yochim	Four Ways to Find Friendly Service How to shop for a customer-centric discount broker.
Registered Rep. January 22, 2015 Ryan W. Neal	Advisor Industry Shrinks While Assets Continue to Grow A recent report by Cerulli Associates found that the industry shrank 1.9 percent to 287,119 advisors in 2013. Asset levels, however, are on the rise.
Wall Street & Technology April 14, 2006	Leaky Online Channels Financial institutions are losing business as a result of sales leakage in their online channels, according to a new study from Aite Group that surveyed U.S. institutions' ability to respond to online inquiries from prospects.
The Motley Fool December 22, 2004 Selena Maranjian	Should You Switch Brokers? The brokerage you're using may not best serve your needs.
Registered Rep. December 16, 2009 Halah Touryalai	Wirehouse Switching Slows in Second Half of 2009 In November, just 177 advisors in the wirehouse channel switched firms, the smallest monthly number all year, according to Discovery Database.
The Motley Fool September 9, 2004	Why Reinvesting Dividends Rocks Many people might shrug their shoulders at the thought of reinvesting dividends, thinking they might as well just take those few dollars as cash and enjoy them. Wrong!
Registered Rep. January 6, 2010 Halah Touryalai	Wirehouse FAs Switching B/Ds Slows The number of wirehouse advisors switching broker/dealers has been in steep decline since June.
The Motley Fool August 25, 2005 Selena Maranjian	Should Brokers Get Overtime Pay? Commissions. That's an important word to consider when you think about how your broker may be serving you. For most investors, a solid online brokerage with low fees and a broad range of services is all one needs.
The Motley Fool July 13, 2004	Finding the Best Brokerage There might be a cheaper, better brokerage than the one you're using.
The Motley Fool December 11, 2007 Selena Maranjian	Brokerages and Your Cost Basis Does your brokerage track your cost basis for you? Should it?
Registered Rep. December 1, 2004 Mindy Diamond	Packing the Parachute Success in the brokerage industry can be as much about mindset as anything else, so it comes as little surprise that advisors avoid negative thoughts, such as the potential necessity of a quick exit from their practice.
Registered Rep. May 24, 2006 Kristen French	Broker Sanctioned for Violation of Patriot Act After nearly a year and a half since the law's passage and after over a dozen brokerage firm audits, the SEC took its first enforcement action against a broker/dealer. Yet, in so doing, the SEC noted that broker/dealers are generally doing a very good job of complying.
The Motley Fool May 23, 2006 Selena Maranjian	Brokerages With Top Analysts All stock analysts are not created equal. Find out where the top ones are.
The Motley Fool July 19, 2004 Selena Maranjian	Brokers Offer Second Opinions Brokerages go from conflicts of interest to conflicts of recommendations. Many brokerages will now begin sending you second opinions on various investment opportunities along with their own recommendations.