| Similar Articles |
|---|
 |
Registered Rep.
December 9, 2003
Will Leitch |
Raymond James Audits Itself In the wake of last week's news that regulators have recommended "enforcement action" against Raymond James Financial for failure to offer clients breakpoints, the Florida-based brokerage has called for an all-hands-on-deck audit of its mutual fund trading.   |
The Motley Fool
August 16, 2004
Steven Mallas |
Will Schwab Reward Patience? The company saw an improvement in its trades, but will this market be kind to the brokerages? |
National Real Estate Investor
January 1, 2005
Brian Harris |
Why Do REIT Auditors Resign? Several auditor resignations, such as those at Shurgard Storage Centers, Glimcher Realty Trust and National Health Investors, have recently occurred in the REIT sector. |
CFO
February 1, 2012
David M. Katz |
The Cost of Confidence Two proposals aim to increase auditor independence, but may cause problems for CFOs. |
The Motley Fool
October 13, 2006
Roy Lewis |
Surviving an IRS Audit It's the audit season, and some of you will have the unfortunate and uncomfortable experience of having a prior-year tax return reviewed by the folks at the IRS. Here are simple steps to help you endure an auditor's scrutiny. |
Foundation News & Commentary
Jul/Aug 2005
Andras Kosaras |
Thinking About an Audit? Read This First What kinds of grantmakers get audits and how should a foundation choose an auditor if it opts for this process? |
National Real Estate Investor
May 1, 2003
Kenneth F. Schwendeman |
On-site Examination An effective way to reduce the risk in acquiring a property and gain negotiating leverage is to include a compliance audit in the due diligence process. |
CFO
September 1, 2010
Tim Reason |
Fees Still Falling, but Not as Dramatically The latest analysis of audit fees shows continued good news for most companies, but not all. |
InternetNews
January 24, 2005
Clint Boulton |
Sun ID Software Takes to the Audit Trail The systems vendor pads its ID management portfolio with a compliance-oriented software package. |
CFO
May 1, 2010
Sarah Johnson |
You Complete My Audit The relationship between accounting firms and their corporate clients has been shaky over the past decade, to say the least, but amid the tumult of Sarbanes-Oxley and thorny auditor-client issues lie long-lasting relationships, some that have endured for more than 50 years. |
BusinessWeek
March 19, 2007
Jane Sasseen |
The SEC Is Eyeing Insider Stock Sales Executives are using inside information to boost returns when they sell stock through automatic trading plans. Now, the Securities & Exchange Commission is looking more closely at such trades and whether the rules governing them need to be tightened. |
This Old House
Jill Tunick |
DIY Energy Audits The Department of Energy's website helps you detect and remedy energy leaks in your home |
CFO
March 15, 2004
Craig Schneider |
A World of Trouble Even with an extended deadline for Sarbox compliance, questions about offshoring have companies on edge. |
Wall Street & Technology
February 22, 2008
Cory Levine |
Ecora Releases New Auditor Professional Ecora's newly released version 4.5 of its Auditor Professional combines new policy-based dashboard and Web-based reporting capabilities in a streamlined interface. |
CIO
July 1, 2004
Elana Varon |
Mutual Benefits To regain investor confidence and improve the bottom line, the mutual fund industry needs to integrate transactions up and down the supply chain. |
U.S. Banker
April 2002
Mark Bruno |
Broken Affair? Banks, as most companies, have enjoyed close relationships with their accountants for decades, and have been becoming more and more dependent on them for a variety of services, often far removed from auditing their books. Now those relationships are being called into question... |
The Motley Fool
May 22, 2009
Dan Caplinger |
The Mistake Smart Investors Should Never Make Over and over, you've heard how panicking when markets fall is the worst thing you can do. If you're wondering why this advice is repeated so many times, the answer is simple: Many investors still haven't gotten the message. |
CFO
April 1, 2010
Tim Reason |
Auditing Your Auditor After nearly a decade of turmoil, companies have gained the advantage in negotiating with their auditors. |
BusinessWeek
May 17, 2004
Carol Cropper |
Choosing An Online Broker The majority of the most popular places to trade via the Internet have instituted a multitude of service levels and fees. The amount you pay to play often depends on which level you qualify for. |
The Motley Fool
November 13, 2006
Dan Caplinger |
Trading Away Your Profits Frequent trading is a tempting strategy that provides immediate feedback and holds the promise of easy money. Over the long run, however, only the most astute traders can overcome the headwinds of higher costs and the need for extraordinary discipline. |
The Motley Fool
February 18, 2004
Selena Maranjian |
Big Four Auditors Losing Clients The big names carry less prestige in the wake of scandal. Many big companies are no longer paying big accounting firms to audit their books. |
Real Estate Portfolio
Mar/Apr 2002
Ray Milnes |
Audit Committees -- A Perspective on Utilizing Internal Audit Resources A brisk current of regulatory change is sweeping through America's corporate boardrooms aimed at strengthening the independence and effectiveness of corporate audit committees, including those of REITs and other publicly traded real estate companies... |
CFO
September 1, 2010
David McCann |
The Truth About SAS 70 CFOs who put too much trust in this high-profile report may be putting their companies at risk. |
Reason
March 2004
Lisa Snell |
Waste Not, Why Not? The Web site for the Massachusetts State Auditor's Office proudly displays the motto, "The Cruelest Tax of All Is Waste." The same agency has agreed to audit 43 of the state's charter schools for saving too much money. |
Insurance & Technology
April 6, 2006
Maria Woehr |
Multifunction Printers Multifunction Printers... Information Controls... SOA... Collections... Policy Administration...E-Mail Monitoring... etc. |
Insurance & Technology
November 17, 2004
Anthony O'Donnell |
Out With the Old Western United Life Assurance replaces its legacy policy administration system and standardizes on an AdminServer platform to lower costs and increase speed-to-market. So far, Hanrahan has been pleased with the system's performance. |
Technology Research News
May 21, 2003
Smalley & Patch |
Model explains market movements Researchers from the MIT and Boston University have developed a mathematical model that explains some well-known fluctuation patterns in the stock market. |
Wall Street & Technology
February 21, 2007
Penny Crosman |
The Do-Nothing Costs of Messy Data Architectures: Data Management Still Takes a Backseat at Many Financial Firms Securities firms that fail to devote time and resources to data management practices and tools will find themselves paying a price of increased risk, failed trades and overly expensive data feeds. |
BusinessWeek
April 18, 2005
Mara Der Hovanesian |
Cracking The Street's New Math Algorithmic trades are sweeping the stock market. But how secure are they? |
