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Wall Street & Technology
June 3, 2004 |
Return to Growth As the economy rebounds and cash flows return, CIOs hone in on areas where they see the potential for growth.   |
Wall Street & Technology
June 4, 2004
Kerry Massaro |
An Alternative View Despite a level budget, Vanguard CIO Tim Buckley strives to provide more. |
Wall Street & Technology
June 3, 2004
Ivy Schmerken |
Schwab's IT Mission: Quality CIO Geoffrey Penney supports key initiatives in retail investing and institutional trading. |
Wall Street & Technology
June 4, 2004
Jessica Pallay |
A Penny Saved Is a Penny Earned Michael Goff prepares T. Rowe Price for the economic upturn with a long-term IT strategy. |
Wall Street & Technology
June 4, 2004
Jessica Pallay |
Growing Through a Major Merger Wachovia CIO Martyn Greene faces integration challenges with the firm's Prudential merger. |
Wall Street & Technology
January 5, 2005
Schmerken & Murphy |
To Linux or Not to Linux A recent convert to Linux, the Chicago Mercantile Exchange is finding that the platform delivers much better returns than expected. |
Wall Street & Technology
July 18, 2006
Ivy Schmerken |
PHLX Is Finetuning its Options Trading Platform to Compete in Penny-Quoting The Philadelphia Stock Exchange's EVP and CIO Bill Morgan cites an increase in tech spending and the expanding role of the CIO as evidence of the importance of the CIO in strategic business planning. |
Wall Street & Technology
October 27, 2003
Jessica Pallay |
Less Than A Penny For Your Thoughts? As exchanges consider sub-penny minimum-price variations, the industry braces itself for more market data. |
BusinessWeek
September 23, 2010
Nina Mehta |
Missing: The Stock Exchange Buyers of Last Resort While increased competition in stock trading has lowered costs, it may have made the markets more vulnerable to rapid price moves. |
BusinessWeek
April 19, 2004
Gene G. Marcial |
Morgan Stanley Is Going For A Song Morgan Stanley's stock is still at a big discount to its peers -- trading below historic levels based on price-earnings, price-to-book, and price-to-sales ratios. |
Wall Street & Technology
January 5, 2007
Ivy Schmerken |
Stock Exchanges Create Trade Reporting Facilities to Earn Market Data Fees From Internalized Trades With the number of dark books and alternative trading systems proliferating, stock exchanges are venturing into the trade reporting business to earn market data fees from reporting off-exchange trades. |
Registered Rep.
November 12, 2003 |
Morgan Stanley Launches Conflict-of-Interest Probe Morgan Stanley has announced it is conducting an in-house conflict-of-interest probe. |
Registered Rep.
June 30, 2005
John Churchill |
Mack Back, Officially John Mack, former head of Morgan Stanley, returns hoping to quiet employee dissent and questions in the media about the firm's direction. |
Registered Rep.
April 8, 2004
Joan Warner |
Trouble In The House That Purcell Built? After suffering through a cruel bear market, Morgan Stanley has come under regulatory scrutiny and legal fire for practices in several key businesses in the past two years, including mutual fund sales. |
Registered Rep.
March 1, 2005
Will Leitch |
A Sporting Chance Morgan's shareholders are testy now, and they are looking for someone to blame for the company's ills. Having taken a 46% raise in a year in which his company's stock dropped 8.2 percent, chairman and CEO Philip Purcell makes an easy target. |
Registered Rep.
May 9, 2007
Christina Mucciolo |
Morgan Stanley to pay $7.96 Million for Best Execution Fraud The SEC announced that Morgan Stanley will pay penalties to settle the charges against the firm for failing to provide best execution to clients. |
Registered Rep.
April 27, 2004
Will Leitch |
Morgan, Restructuring Its Asset Management Unit, Closes 13 Funds Morgan Stanley announced it was dissolving 13 of its proprietary funds as part of its attempts to "streamline" its business for affluent investors. |
Registered Rep.
December 1, 2005
Kristen French |
Morgan Stanley: Tomorrow Is Another Day In this survey, the management upheaval and culling of broker ranks shows in the grades Morgan brokers give their firm. |
