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CFO
December 1, 2003
Linda Corman
Subject to Failure Recent scandals in the mutual-fund industry leave employers questioning the security of their plans. mark for My Articles similar articles
CFO
May 1, 2004
Roy Harris
Raiding the Returns Hidden costs and high fees eat into 401(k) plan benefits. mark for My Articles similar articles
BusinessWeek
June 7, 2004
Anne Tergesen
Does Your 401(k) Cost Too Much? Fees for your 401(k) retirement plan can take as much as 3% of the account balance each year. Watch out for conflicts of interest. mark for My Articles similar articles
CFO
May 1, 2008
Russ Banham
Courting Disaster Confusion over 401(k) plan fees is triggering lawsuits and congressional inquiries. What can plan sponsors do to head off trouble? mark for My Articles similar articles
CFO
May 1, 2010
Alix Stuart
Cracking Down on Fees As legislation looms, companies can take steps now to help employees build bigger nest eggs. mark for My Articles similar articles
Registered Rep.
April 1, 2005
Stan Luxenberg
A Benign Disaster? An academic, hired by Putnam to calculate losses attributable to market-timing and excessive trading, reckons the number is $4.4 million, not the $110 million Putnam agreed to pay the SEC and Massachusetts regulators.. And that includes interest. mark for My Articles similar articles
Financial Advisor
December 2003
Jeff Schlegel
Qualified Plans Rock Through Bear Market The rising demand for advice is changing the 401(k) business. mark for My Articles similar articles
CFO
December 1, 2007
Kate O'Sullivan
The New Mix With so much riding on 401(k)s, more and more companies are reconsidering their plan offerings. mark for My Articles similar articles
CFO
December 1, 2009
Randy Myers
A Question of Balance The much-maligned 401(k) plan is being beefed up. So are the penalties for failing to manage it well. mark for My Articles similar articles
BusinessWeek
April 19, 2004
Faith Arner
Can This Man Save Putnam? The firm is hemorrhaging billions of assets in the wake of scandals. Ed Haldeman has to stop the bleeding mark for My Articles similar articles
BusinessWeek
December 22, 2003
Amy Borrus
Funds: Leaving Little Guys Out In The Cold The SEC's cleanup of mutual funds could shortchange small investors. mark for My Articles similar articles
BusinessWeek
November 17, 2003
Faith Arner
Can Putnam Win Back Investors' Trust? Putnam CEO Lawrence Lasser is out, but the mutual fund company still has a lot of work ahead of it to overcome asset outflows due to its scandal. mark for My Articles similar articles
CFO
May 1, 2003
Roy Harris
Security Blanket Management options for 401(k) investments protect both participants and sponsors. mark for My Articles similar articles
BusinessWeek
November 10, 2003
Dwyer & Borrus
The Coming Mutual-Fund Reforms As mutual-fund abuses mount, regulators and lawmakers promise tough new rules. mark for My Articles similar articles
Registered Rep.
September 1, 2005
Stan Luxenberg
Gray Matter When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the matter is getting murkier. mark for My Articles similar articles
Financial Advisor
November 2010
Alan Lavine
New Opportunities With 401(k)s Participants are making asset allocation mistakes, even though most plans offer a good selection of investment options. mark for My Articles similar articles
Real Estate Portfolio
Nov/Dec 2003
Art Gering
Undefined Contributions Although a large number of companies invest in real estate in their defined benefit plans, many deny their employees the same advantages in their 401(k) plans. mark for My Articles similar articles
BusinessWeek
January 12, 2004
Mutual Funds: In the Scandals' Wake, A Raft Of New Rules It's a tricky time to be in the mutual-fund business. With the $7 trillion fund industry under intense scrutiny by regulators and legislators, a significant overhaul of the way funds do business is expected. mark for My Articles similar articles
Financial Advisor
November 2003
Marla Brill
Advisors Divided Over Fund Scandals Some think they are isolated cases; others say their faith is being tested. mark for My Articles similar articles
Registered Rep.
May 18, 2004
John Churchill
The Only Game in Town Survey shows a majority of investors still think mutual funds provide the best opportunity for a diversified portfolio, and many do not think the mutual fund improprieties are widespread across the industry. mark for My Articles similar articles
CFO
May 8, 2006
Randy Myers
Drawing a Bead on Cost A clearer picture of 401(k) plan fees is helping more plan providers drive down costs. mark for My Articles similar articles
Financial Planning
April 1, 2012
Donna Mitchell
The BIG Fix Familiar as 401(k)s are, planners love to hate them, and they'll readily cite long lists of faults with the plans themselves, as well as the way the $2.8 trillion 401(k) industry operates. mark for My Articles similar articles
Investment Advisor
April 2007
James J. Green
Retirement Planning Balancing Act Being a financial advisor who focuses on selling and servicing corporate 401(k) plans is a matter of balance. mark for My Articles similar articles
The Motley Fool
December 1, 2006
Mary Dalrymple
Frightening Fine Print Have you checked your 401(k) fees? What looks like a small difference could have big consequences. mark for My Articles similar articles
Registered Rep.
August 8, 2005
Stan Luxenberg
CIBC and the Murky Waters of Mutual Fund Enforcement When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the saga has begun to appear murkier. mark for My Articles similar articles
Entrepreneur
April 2005
C.J. Prince
Strike a Match Offering company stock in your 401(k) plan can be risky business--learn how to avoid getting burned when playing with matches. mark for My Articles similar articles
Financial Planning
June 1, 2005
Suzanne McGee
The New Due Diligence As AIG takes its turn in the scandal spotlight, financial planners must gauge the real risk behind the headlines. mark for My Articles similar articles
BusinessWeek
December 1, 2003
Borrus & Dwyer
The Critical Battle For Fund Reform Big investors, Congress, the SEC -- they're all swooping in to curb widespread abuses in the mutual-fund industry. mark for My Articles similar articles
Financial Advisor
November 2012
Jerilyn Klein Bier
No More Secrets New 401(k) fee disclosure rules could generate big opportunities for advisors. mark for My Articles similar articles
Registered Rep.
June 20, 2007
Kevin Burke
Fund Fees Sink to Lowest Level in 25 Years, but Why? Is it the result of investor preference for lower-cost funds, increased competition among fund companies -- or fallout from the fund trading scandal? mark for My Articles similar articles
Financial Planning
September 1, 2013
Ilana Polyak
For Advisors, a Big 401(k) Opportunity As regulatory scrutiny of plans increases, advisors are in the sweet spot to capture new business. mark for My Articles similar articles
Registered Rep.
April 1, 2006
Stan Luxenberg
To Define a Theft For all the uncertainties, the SEC continues battling the mutual fund market-timing problem. After the scandal broke, the regulator promised tough moves to stop the questionable trading. But so far, the pace of change has been slow. mark for My Articles similar articles
BusinessWeek
October 20, 2003
Dwyer & Thornton
Mutual Funds Feel The Heat Did they feed information to hedge funds, brokers, and others? mark for My Articles similar articles
BusinessWeek
November 10, 2003
Jeffrey M. Laderman
Mutual Funds: What To Do Now Wondering how to cope with the growing scandal? Here are some answers. mark for My Articles similar articles
CFO
December 1, 2011
Russ Banham
Lifting the Lid on 401(k) Fees The coming mandatory disclosure of plan fees could give participants a nasty shock. mark for My Articles similar articles
Financial Advisor
June 2007
Sydney LeBlanc
Are SMAs Appetizing For 401(k) plans? Essentially "do it yourself" plans, more 401(k) participants than ever before are asking for professional investment advice and a larger number of these individuals are educating themselves about their investment choices, including separately managed accounts. mark for My Articles similar articles
Financial Planning
November 1, 2011
Donna Mitchell
The 411 on 401(k)s Retirement planning is no simple task - but it just got a little easier. A growing number of specialized firms have started digging deep into retirement plan documents to unearth competitive details about how the plans work. mark for My Articles similar articles
The Motley Fool
March 9, 2007
Mary Dalrymple
Fee, Fie, 401(k), Fum How much do you know about your 401(k) fees? mark for My Articles similar articles
CFO
May 15, 2012
David McCann
Will These Investments Catch On? Why the government's proposals for encouraging "longevity annuities" may not impress many 401(k) plan sponsors. mark for My Articles similar articles
Financial Advisor
February 2004
Tracey Longo
Facing The Confidence Crisis How you can help clients deal with the mutual fund scandals. mark for My Articles similar articles
Financial Advisor
December 2005
Raymond Fazzi
Into The Black Hole Of 401(k) Consulting Advisors find that the need on the part of both sponsors and participants for professional and unbiased advice regarding 401(k) asset allocation and management is great. mark for My Articles similar articles
The Motley Fool
November 17, 2004
Bill Mann
Roses in the Pig Sty Whenever an entire industry is beset by scandal, look for the participants who are clean to find companies that are trading below their intrinsic values. mark for My Articles similar articles
CFO
April 1, 2006
David M. Katz
Sprucing Up the 401(k) With other retirement vehicles in dire shape, plan sponsors are rethinking their defined-contribution offerings. mark for My Articles similar articles
Real Estate Portfolio
May/Jun 2001
Jack McAllister
On the Rise If 401(k) plan values are to rise to their potential, they could use a little more yeast -- in the form of REIT stocks... mark for My Articles similar articles
CFO
December 1, 2004
Lori Calabro
The Cost of Loyalty Even now, employees still invest their 401(k)s in company shares. And they still sue if the stock goes south. mark for My Articles similar articles
The Motley Fool
April 18, 2007
Amanda B. Kish
The SEC Gets It Right The agency revisits governance rules and fees for mutual funds. mark for My Articles similar articles
Registered Rep.
November 1, 2005
Kristen French
Trolling for 401(k) Treasure Congress is expected to enact new pension legislation that would make it easier for financial advisors to work with participants in company retirement programs. mark for My Articles similar articles
CFO
April 1, 2009
Lynn Brenner
401(k)risis The stock-market meltdown has dealt a crushing blow to retirement plans. Brace for repercussions. mark for My Articles similar articles
BusinessWeek
June 26, 2006
Polishing Putnam's Tarnished Reputation Putnam Investments is attempting a comeback with Charles E. "Ed" Haldeman's leadership. mark for My Articles similar articles
BusinessWeek
September 22, 2003
Der Hovanesian et al.
How to Fix the Mutual Funds Mess Hidden fees, lax boards, and now scandal. Here's what has to be done. mark for My Articles similar articles