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BusinessWeek
November 10, 2003
Jeffrey M. Laderman
Mutual Funds: What To Do Now Wondering how to cope with the growing scandal? Here are some answers. mark for My Articles similar articles
Registered Rep.
April 1, 2006
Stan Luxenberg
To Define a Theft For all the uncertainties, the SEC continues battling the mutual fund market-timing problem. After the scandal broke, the regulator promised tough moves to stop the questionable trading. But so far, the pace of change has been slow. mark for My Articles similar articles
Financial Advisor
August 2004
Jeff Schlegel
Time To Reappraise Market Timing? Studies have found that individual investors have done very badly at moving in and out of the market, but some disciplined pros have a better record. mark for My Articles similar articles
BusinessWeek
October 20, 2003
Dwyer & Thornton
Mutual Funds Feel The Heat Did they feed information to hedge funds, brokers, and others? mark for My Articles similar articles
BusinessWeek
March 8, 2004
Anne Tergesen
Revealing Redemption Rates Worried that market timers are monkeying with your mutual fund? Here's one way to check for red flags mark for My Articles similar articles
BusinessWeek
February 19, 2007
Christopher Farrell
Stocks: It's All In The Timing Sure, you could score big by riding the market's trends - but even the pros fail to do it regularly. mark for My Articles similar articles
Knowledge@Wharton
September 24, 2003
Mutual Fund Scandals: Once Again, Individual Investors Are the Losers Is the mutual fund industry going to become mired in the kind of scandal that has afflicted so many public companies over the past few years? mark for My Articles similar articles
BusinessWeek
September 22, 2003
Anne Tergesen
How Traders Play the Timing Game Finance professor Jason Greene explains why this technique hurts buy-and-hold fund investors and how to protect yourself mark for My Articles similar articles
BusinessWeek
November 10, 2003
Dwyer & Borrus
The Coming Mutual-Fund Reforms As mutual-fund abuses mount, regulators and lawmakers promise tough new rules. mark for My Articles similar articles
Wall Street & Technology
June 4, 2004
Jessica Pallay
Fund Fixes Mutual funds are taking action to prepare for potential regulations on market timing, but there aren't any easy answers. mark for My Articles similar articles
Financial Advisor
March 2006
Marla Brill
Courting A New Crowd Rydex Investments hopes to move beyond market timers to mainstream financial advisors. mark for My Articles similar articles
Financial Advisor
November 2003
Marla Brill
Advisors Divided Over Fund Scandals Some think they are isolated cases; others say their faith is being tested. mark for My Articles similar articles
BusinessWeek
May 14, 2007
Lewis Braham
A Two-Way Wager On Commodities Rydex' new fund allows investors to play the ups and downs of the futures market. mark for My Articles similar articles
HBS Working Knowledge
December 8, 2003
Readers Respond: Is This the Twilight Era for the Managed Mutual Fund? I am skeptical of the ability of fund managers to consistently beat the market... I believe that we have probably seen the beginning of the decline of the actively managed mutual fund... The mutual fund scandal will shift public trust towards index funds... etc. mark for My Articles similar articles
Registered Rep.
March 16, 2006
John Churchill
Bear Stearns Fined $250 Million for Securities Fraud The SEC's investigation found that from 1999 through September 2003, the firm provided technology, advice and deceptive devices that helped market timers and late traders evade the firm's own systems as well as those of mutual funds. mark for My Articles similar articles
The Motley Fool
November 27, 2006
Zoe Van Schyndel
57 Flavors of Funds New versions of ETFs mean more choices for investors. mark for My Articles similar articles
The Motley Fool
November 9, 2007
Selena Maranjian
Fund Fees Rising When They Should Be Falling Are you getting ripped off by your fund family? While many mutual funds are now enjoying lower operating costs, many fund companies have actually raised the annual fees they charge shareholders. mark for My Articles similar articles
Wall Street & Technology
February 12, 2004
Jessica Pallay
Operation Mutual Fund The SEC is on a mission to bring order to the chaotic state of the mutual-fund industry. mark for My Articles similar articles
Investment Advisor
November 2005
Melanie Waddell
The Playing Field: Round Two of Market Timing The SEC designed Rule 22c-2 to help mutual fund companies deal with market timing, but is it working? mark for My Articles similar articles
Financial Planning
March 1, 2005
Justin Daniels
Not Dead Yet Interest rates may be rising, but fixed-income products may bloom again in 2005. mark for My Articles similar articles
Registered Rep.
August 1, 2006
Stan Luxenberg
From Complexity to Simplicity And Back Using plain-vanilla mutual funds, retail advisors can build low-correlating portfolios, like absolute-return portfolios. In fact, the sophisticated financial advisor is performing like a mini-institutional consultant of yore. mark for My Articles similar articles
Registered Rep.
July 25, 2007
Kevin Burke
Smith Barney Fined $50 Million for Market Timing; More Firms, Reps To Be Fined So you thought the market timing scandal was over? Think again. mark for My Articles similar articles
CFO
December 1, 2003
Linda Corman
Subject to Failure Recent scandals in the mutual-fund industry leave employers questioning the security of their plans. mark for My Articles similar articles
BusinessWeek
July 15, 2010
Strategies for Capitalizing on Alternative Assets A high-net-worth financial adviser talks about how to hedge your bets. mark for My Articles similar articles
Registered Rep.
August 8, 2005
Stan Luxenberg
CIBC and the Murky Waters of Mutual Fund Enforcement When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the saga has begun to appear murkier. mark for My Articles similar articles
Financial Advisor
August 2004
New Accounts Won't Cover Lifetime Medical Cost Health Savings Accounts will fall short... Advisors Cautious On New Hedge Fund Rule... Portfolio Management Software... Managers Bullish On U.S. Equities... etc. mark for My Articles similar articles
Financial Advisor
December 2007
Marla Brill
The New Indexing Maze The mushrooming ETF market has spawned a new breed of indexes that represent a radical departure from traditional benchmarks in both their construction and purpose. mark for My Articles similar articles
Financial Advisor
December 2005
Advisor Emporium Impact Technologies Launches Retirement Planning System... Vanguard Standardizes Fund Minimum Requirements... Life Settlement Tool Introduced... Goldman Sachs Launches Fund... Three New Funds In Jefferson National's Monument Advisor... etc. mark for My Articles similar articles
Financial Advisor
March 2011
Marla Brill
New Indexes Nudge Out Old Favorites Advisors who have moved into alternative indexes are finding unique ways to use them. mark for My Articles similar articles
Financial Advisor
July 2006
Advisor Emporium The Potomac Funds Changes "Direxion"... Fidelity Launches Value International Fund... Vanguard Offers New Retirement Funds... Support Platform For SMAs Introduced... etc. mark for My Articles similar articles
Registered Rep.
September 1, 2005
Stan Luxenberg
Gray Matter When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the matter is getting murkier. mark for My Articles similar articles
Registered Rep.
January 1, 2007
Stan Luxenberg
No Redemption After discovering the fund market-timing scandals in 2003, regulators suggested boosting redemption fees. But lately, fee proponents have been losing their enthusiasm. The SEC decided not to make the fees mandatory. mark for My Articles similar articles
Investment Advisor
May 2006
Upgrades Standard & Poor's launched the S&P Completion Index... Rydex Investments received a private letter ruling from the IRS... Fidelity Investments registered with the SEC... etc. mark for My Articles similar articles
The Motley Fool
December 18, 2007
Dan Caplinger
Improving on Index Funds As the fund universe continues to evolve, new funds have emerged that try to improve on their first-generation counterparts. One fund in particular has its sights set high -- the Rydex S&P Equal Weight ETF. mark for My Articles similar articles
Financial Advisor
June 2005
Darwin K. Abrahamson
Avoiding Redemption Fees In 401(k) Plans Since it's indisputable that redemption fees are becoming entrenched within mutual funds at an accelerated pace, an obvious solution to avoiding redemption fees altogether is to invest in exchange-traded funds (ETFs). mark for My Articles similar articles
The Motley Fool
May 3, 2004
Rich Smith
ImClone's Buy-and-Hold Lesson Long-term buy-and-hold investing could have saved Martha more than just jail time. mark for My Articles similar articles
Financial Advisor
November 2011
Dan Moisand
Timing Is Nothing Just because you rebalance doesn't mean you're a market timer. mark for My Articles similar articles
Registered Rep.
January 1, 2006
John Churchill
Blotter Congregation Con Man... Another Fraudulent Market-Timing Bust... mark for My Articles similar articles
Registered Rep.
November 5, 2003
Churchill & Gaffen
Pru Market-Timing Charges Widen The investigation into mutual fund trading abuses is widening, with the release of a complaint filed by the Massachusetts Securities Division against brokers who formerly worked in Prudential Securities' hub office in Boston. mark for My Articles similar articles
Financial Advisor
February 2004
Tracey Longo
Facing The Confidence Crisis How you can help clients deal with the mutual fund scandals. mark for My Articles similar articles
Registered Rep.
February 4, 2011
Diana Britton
ETF Goliaths Better Watch Out for the Davids Every month, the universe of exchange-traded products is expanding and taking market share from the mutual fund industry. mark for My Articles similar articles
The Motley Fool
August 12, 2009
Dan Caplinger
This Trap Will Doom You to Terrible Returns As tempting as market timing is, it's unlikely that you'll succeed at it. You're better off with a simple long-term investing strategy that rides out the ups and downs and earns you reasonable returns over time. mark for My Articles similar articles
Financial Advisor
February 2011
Advisor Emporium Advisor news: Morningstar Enhances Research, Expands Indexes... Rydex Offers New Equal Weight ETFs... Fiserv Offers New Technology Tools... ProShares Launches First Volatility ETFs... Van Eck Creates New Fund... New Natixis Funds... mark for My Articles similar articles
The Motley Fool
July 12, 2004
Mathew Emmert
Investors Time Their Beatings Individual investors who let emotion rule their decisions suffer. Forces beyond control can align against the investor, leading to market losses. mark for My Articles similar articles
Registered Rep.
June 2, 2011
Diana Britton
Dog Days of Summer: Advisors Brace for Slow Months Ahead Advisors are expecting the summer doldrums to kick in for the stock market and the economy over the next few months, according to Rydex|SGI's Advisor Confidence Index. mark for My Articles similar articles
Financial Planning
January 1, 2005
Donald Jay Korn
Another Ride Are advisers and their clients really ready to get on the technology fund roller coaster again? mark for My Articles similar articles
Registered Rep.
April 1, 2005
Stan Luxenberg
A Benign Disaster? An academic, hired by Putnam to calculate losses attributable to market-timing and excessive trading, reckons the number is $4.4 million, not the $110 million Putnam agreed to pay the SEC and Massachusetts regulators.. And that includes interest. mark for My Articles similar articles
Registered Rep.
August 1, 2005
Stan Luxenberg
The Price of Redemption By monitoring suspicious trading and using other techniques, funds may go a long way to protecting shareholders from the costs of rapid trading. mark for My Articles similar articles
Financial Planning
June 1, 2008
David A. Twibell
Hedge Your Bets During these troubling times, how can advisors help clients protect their investment portfolios? There are a number of viable strategies. mark for My Articles similar articles
Investment Advisor
November 2005
Ben Warwick
Build Your Own Frustrated with the other options, a growing number of financial advisors are starting their own mutual funds. Here's how to do it all yourself, or with a partner. mark for My Articles similar articles