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BusinessWeek November 10, 2003 Jeffrey M. Laderman |
Mutual Funds: What To Do Now Wondering how to cope with the growing scandal? Here are some answers. |
Registered Rep. April 1, 2006 Stan Luxenberg |
To Define a Theft For all the uncertainties, the SEC continues battling the mutual fund market-timing problem. After the scandal broke, the regulator promised tough moves to stop the questionable trading. But so far, the pace of change has been slow. |
Financial Advisor August 2004 Jeff Schlegel |
Time To Reappraise Market Timing? Studies have found that individual investors have done very badly at moving in and out of the market, but some disciplined pros have a better record. |
BusinessWeek October 20, 2003 Dwyer & Thornton |
Mutual Funds Feel The Heat Did they feed information to hedge funds, brokers, and others? |
BusinessWeek March 8, 2004 Anne Tergesen |
Revealing Redemption Rates Worried that market timers are monkeying with your mutual fund? Here's one way to check for red flags |
BusinessWeek February 19, 2007 Christopher Farrell |
Stocks: It's All In The Timing Sure, you could score big by riding the market's trends - but even the pros fail to do it regularly. |
Knowledge@Wharton September 24, 2003 |
Mutual Fund Scandals: Once Again, Individual Investors Are the Losers Is the mutual fund industry going to become mired in the kind of scandal that has afflicted so many public companies over the past few years? |
BusinessWeek September 22, 2003 Anne Tergesen |
How Traders Play the Timing Game Finance professor Jason Greene explains why this technique hurts buy-and-hold fund investors and how to protect yourself |
BusinessWeek November 10, 2003 Dwyer & Borrus |
The Coming Mutual-Fund Reforms As mutual-fund abuses mount, regulators and lawmakers promise tough new rules. |
Wall Street & Technology June 4, 2004 Jessica Pallay |
Fund Fixes Mutual funds are taking action to prepare for potential regulations on market timing, but there aren't any easy answers. |
Financial Advisor March 2006 Marla Brill |
Courting A New Crowd Rydex Investments hopes to move beyond market timers to mainstream financial advisors. |
Financial Advisor November 2003 Marla Brill |
Advisors Divided Over Fund Scandals Some think they are isolated cases; others say their faith is being tested. |
BusinessWeek May 14, 2007 Lewis Braham |
A Two-Way Wager On Commodities Rydex' new fund allows investors to play the ups and downs of the futures market. |
HBS Working Knowledge December 8, 2003 |
Readers Respond: Is This the Twilight Era for the Managed Mutual Fund? I am skeptical of the ability of fund managers to consistently beat the market... I believe that we have probably seen the beginning of the decline of the actively managed mutual fund... The mutual fund scandal will shift public trust towards index funds... etc. |
Registered Rep. March 16, 2006 John Churchill |
Bear Stearns Fined $250 Million for Securities Fraud The SEC's investigation found that from 1999 through September 2003, the firm provided technology, advice and deceptive devices that helped market timers and late traders evade the firm's own systems as well as those of mutual funds. |
The Motley Fool November 27, 2006 Zoe Van Schyndel |
57 Flavors of Funds New versions of ETFs mean more choices for investors. |
The Motley Fool November 9, 2007 Selena Maranjian |
Fund Fees Rising When They Should Be Falling Are you getting ripped off by your fund family? While many mutual funds are now enjoying lower operating costs, many fund companies have actually raised the annual fees they charge shareholders. |
Wall Street & Technology February 12, 2004 Jessica Pallay |
Operation Mutual Fund The SEC is on a mission to bring order to the chaotic state of the mutual-fund industry. |
Investment Advisor November 2005 Melanie Waddell |
The Playing Field: Round Two of Market Timing The SEC designed Rule 22c-2 to help mutual fund companies deal with market timing, but is it working? |
Financial Planning March 1, 2005 Justin Daniels |
Not Dead Yet Interest rates may be rising, but fixed-income products may bloom again in 2005. |
Registered Rep. August 1, 2006 Stan Luxenberg |
From Complexity to Simplicity And Back Using plain-vanilla mutual funds, retail advisors can build low-correlating portfolios, like absolute-return portfolios. In fact, the sophisticated financial advisor is performing like a mini-institutional consultant of yore. |
Registered Rep. July 25, 2007 Kevin Burke |
Smith Barney Fined $50 Million for Market Timing; More Firms, Reps To Be Fined So you thought the market timing scandal was over? Think again. |
CFO December 1, 2003 Linda Corman |
Subject to Failure Recent scandals in the mutual-fund industry leave employers questioning the security of their plans. |
BusinessWeek July 15, 2010 |
Strategies for Capitalizing on Alternative Assets A high-net-worth financial adviser talks about how to hedge your bets. |
Registered Rep. August 8, 2005 Stan Luxenberg |
CIBC and the Murky Waters of Mutual Fund Enforcement When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the saga has begun to appear murkier. |
Financial Advisor August 2004 |
New Accounts Won't Cover Lifetime Medical Cost Health Savings Accounts will fall short... Advisors Cautious On New Hedge Fund Rule... Portfolio Management Software... Managers Bullish On U.S. Equities... etc. |
Financial Advisor December 2007 Marla Brill |
The New Indexing Maze The mushrooming ETF market has spawned a new breed of indexes that represent a radical departure from traditional benchmarks in both their construction and purpose. |
Financial Advisor December 2005 |
Advisor Emporium Impact Technologies Launches Retirement Planning System... Vanguard Standardizes Fund Minimum Requirements... Life Settlement Tool Introduced... Goldman Sachs Launches Fund... Three New Funds In Jefferson National's Monument Advisor... etc. |
Financial Advisor March 2011 Marla Brill |
New Indexes Nudge Out Old Favorites Advisors who have moved into alternative indexes are finding unique ways to use them. |
Financial Advisor July 2006 |
Advisor Emporium The Potomac Funds Changes "Direxion"... Fidelity Launches Value International Fund... Vanguard Offers New Retirement Funds... Support Platform For SMAs Introduced... etc. |
Registered Rep. September 1, 2005 Stan Luxenberg |
Gray Matter When the mutual fund scandals broke in September 2003, New York Attorney General Eliot Spitzer and other politicians described the misdeeds in black-and-white terms. Now, two years into the legal actions, the matter is getting murkier. |
Registered Rep. January 1, 2007 Stan Luxenberg |
No Redemption After discovering the fund market-timing scandals in 2003, regulators suggested boosting redemption fees. But lately, fee proponents have been losing their enthusiasm. The SEC decided not to make the fees mandatory. |
Investment Advisor May 2006 |
Upgrades Standard & Poor's launched the S&P Completion Index... Rydex Investments received a private letter ruling from the IRS... Fidelity Investments registered with the SEC... etc. |
The Motley Fool December 18, 2007 Dan Caplinger |
Improving on Index Funds As the fund universe continues to evolve, new funds have emerged that try to improve on their first-generation counterparts. One fund in particular has its sights set high -- the Rydex S&P Equal Weight ETF. |
Financial Advisor June 2005 Darwin K. Abrahamson |
Avoiding Redemption Fees In 401(k) Plans Since it's indisputable that redemption fees are becoming entrenched within mutual funds at an accelerated pace, an obvious solution to avoiding redemption fees altogether is to invest in exchange-traded funds (ETFs). |
The Motley Fool May 3, 2004 Rich Smith |
ImClone's Buy-and-Hold Lesson Long-term buy-and-hold investing could have saved Martha more than just jail time. |
Financial Advisor November 2011 Dan Moisand |
Timing Is Nothing Just because you rebalance doesn't mean you're a market timer. |
Registered Rep. January 1, 2006 John Churchill |
Blotter Congregation Con Man... Another Fraudulent Market-Timing Bust... |
Registered Rep. November 5, 2003 Churchill & Gaffen |
Pru Market-Timing Charges Widen The investigation into mutual fund trading abuses is widening, with the release of a complaint filed by the Massachusetts Securities Division against brokers who formerly worked in Prudential Securities' hub office in Boston. |
Financial Advisor February 2004 Tracey Longo |
Facing The Confidence Crisis How you can help clients deal with the mutual fund scandals. |
Registered Rep. February 4, 2011 Diana Britton |
ETF Goliaths Better Watch Out for the Davids Every month, the universe of exchange-traded products is expanding and taking market share from the mutual fund industry. |
The Motley Fool August 12, 2009 Dan Caplinger |
This Trap Will Doom You to Terrible Returns As tempting as market timing is, it's unlikely that you'll succeed at it. You're better off with a simple long-term investing strategy that rides out the ups and downs and earns you reasonable returns over time. |
Financial Advisor February 2011 |
Advisor Emporium Advisor news: Morningstar Enhances Research, Expands Indexes... Rydex Offers New Equal Weight ETFs... Fiserv Offers New Technology Tools... ProShares Launches First Volatility ETFs... Van Eck Creates New Fund... New Natixis Funds... |
The Motley Fool July 12, 2004 Mathew Emmert |
Investors Time Their Beatings Individual investors who let emotion rule their decisions suffer. Forces beyond control can align against the investor, leading to market losses. |
Registered Rep. June 2, 2011 Diana Britton |
Dog Days of Summer: Advisors Brace for Slow Months Ahead Advisors are expecting the summer doldrums to kick in for the stock market and the economy over the next few months, according to Rydex|SGI's Advisor Confidence Index. |
Financial Planning January 1, 2005 Donald Jay Korn |
Another Ride Are advisers and their clients really ready to get on the technology fund roller coaster again? |
Registered Rep. April 1, 2005 Stan Luxenberg |
A Benign Disaster? An academic, hired by Putnam to calculate losses attributable to market-timing and excessive trading, reckons the number is $4.4 million, not the $110 million Putnam agreed to pay the SEC and Massachusetts regulators.. And that includes interest. |
Registered Rep. August 1, 2005 Stan Luxenberg |
The Price of Redemption By monitoring suspicious trading and using other techniques, funds may go a long way to protecting shareholders from the costs of rapid trading. |
Financial Planning June 1, 2008 David A. Twibell |
Hedge Your Bets During these troubling times, how can advisors help clients protect their investment portfolios? There are a number of viable strategies. |
Investment Advisor November 2005 Ben Warwick |
Build Your Own Frustrated with the other options, a growing number of financial advisors are starting their own mutual funds. Here's how to do it all yourself, or with a partner. |