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CFO
May 1, 2003
Arthur Levitt
You Are the Guardians Former SEC chairman Arthur Levitt offers some pointed advice on how to restore confidence in corporate accounting. mark for My Articles similar articles
BusinessWeek
October 13, 2003
Robert Kuttner
The Big Board: Crying Out for Regulation The Grasso pay debacle means the SEC should supervise the NYSE. mark for My Articles similar articles
CFO
August 1, 2003
Craig Schneider
Who Rules Accounting? Congress muscles in on FASB -- again. mark for My Articles similar articles
CFO
September 1, 2002
Andrew Osterland
No More Mr. Nice Guy A new CFO survey suggests why new rules for auditors may be a wise idea. mark for My Articles similar articles
Salon.com
November 7, 2002
Andrew Leonard
Pitt is history, but the foxes are still guarding the henhouse So what if the most visible face of Bush's see-no-evil economic policies is gone? Corporate reform is further away than ever. mark for My Articles similar articles
Knowledge@Wharton
January 29, 2003
Lawyers and Accountants Can Expect Curbs and Compromises in New SEC Rules Recent rules adopted by the U.S. Securities and Exchange Commission to curb the kind of legal and accounting shenanigans that toppled companies like Enron and Arthur Andersen are not as strong as the SEC first indicated they might be. But do they still have enough teeth to work? mark for My Articles similar articles
Knowledge@Wharton
July 30, 2003
Has Sarbanes-Oxley Made a Dent in Corporate America's Armor? In the 12 months since it was signed by President Bush, the landmark Sarbanes-Oxley Act has caused U.S. companies to spend heavily on compliance, altered the culture of boardrooms and boosted the business of firms that offer ethics and compliance consulting. To what end? mark for My Articles similar articles
BusinessWeek
September 22, 2003
Nanette Byrnes
Reform: Who's Making the Grade A performance review for CEOs, boards, analysts, and others mark for My Articles similar articles
CFO
August 1, 2007
Kate O'Sullivan
The SEC Rules Five years after Sarbanes-Oxley, the SEC is flexing its regulatory muscle as never before. mark for My Articles similar articles
IndustryWeek
March 1, 2002
John S. McClenahen
Goodbye To GAAP? Probably not. But Enron's collapse makes changes in financial regulation likely... mark for My Articles similar articles
Investment Advisor
June 2008
Mark Tibergien
Truth and Consequence Are more regulations for the financial services sector really needed, or just better enforcement of what's now on the book? mark for My Articles similar articles
Wall Street & Technology
October 27, 2003
Kerry Massaro
Arthur Levitt Says There will Always Be Abuses Arthur Levitt, chairman of the SEC from 1993 to 2000, discusses some of the pressing regulations on Wall Street and their technology implications. mark for My Articles similar articles
CFO
March 1, 2003
Tim Reason
Two Weeks in January The SEC put much of the Sarbanes-Oxley Act into effect by passing a slew of new rules. Here's what was proposed and what was disposed. mark for My Articles similar articles
BusinessWeek
December 15, 2003
Paula Dwyer
Breach Of Trust The mutual-fund scandal was a disaster waiting to happen. An inside look at how the industry manipulated Washington mark for My Articles similar articles
Investment Advisor
May 1, 2011
Bob Clark
The Polar Bears Thawing out our modern black and white thinking could save the fiduciary standard. I don't usually write about politics, except when it has a direct impact on financial advice, and this appears to be one of those times. mark for My Articles similar articles
CFO
February 1, 2003
Abe de Ramos
Standards Bearer The chairman of the IASC, Paul Volcker, shares some caustic comments on stock options, corporate boards, and the relative merits of GAAP. mark for My Articles similar articles
Financial Advisor
May 2005
Evan Simonoff
Editor's Note Ohio Republican Michael Oxley addresses the issue of exemption from RIA regulation that the SEC just granted brokers and specifically the Financial Planning Association's lawsuit. mark for My Articles similar articles
Entrepreneur
November 2005
Scott Bernard Nelson
New Cop in Town Will new SEC chairman Christopher Cox set you free from regulation? mark for My Articles similar articles
Bank Systems & Technology
June 17, 2009
Maria Bruno-Britz
Levitt Applauds Regulatory Reforms, but Says Accounting Standards Ignored Former SEC chairman Arthur Levitt says the Obama plan for regulatory overhaul achieves good balance, but still must address other problems. mark for My Articles similar articles
FDIC FYI
July 24, 2002
Enhancing Financial Transparency Participants in the conference discussed the strengths and flaws inherent in the U.S. financial reporting process and suggested ways of modifying not only the reporting mechanism, but also the accounting standards that underlie financial statements, audit opinions, credit ratings and analyst reports. mark for My Articles similar articles
The Motley Fool
August 11, 2010
Alyce Lomax
Pop the Champagne! RegFD Turns 10 Regulation Fair Disclosure, or Reg FD blocked corporate managers from sharing material information only with select Wall Street analysts; they were now required to share it publicly. mark for My Articles similar articles
The Motley Fool
June 20, 2005
S.J. Caplan
7 Reasons to Bid Donaldson a Fond Adieu Investors should appreciate what was accomplished in the SEC chairman's tenure. mark for My Articles similar articles
Salon.com
August 8, 2002
Arianna Huffington
Democracy on auto pilot Despite all the congratulatory backslapping in Washington for passing a corporate reform bill, it is not likely to change corporate America's grip on power. mark for My Articles similar articles
CFO
July 1, 2007
Scott Leibs
Five Years and Accounting This story is Part 1 in a three-part series on how corporate finance has changed since the Sarbanes-Oxley Act was passed. mark for My Articles similar articles
CFO
November 1, 2003
Sarbox's Unseen Costs "The crucial unseen cost is that of innovations foregone or delayed," says a reader. More letters to the editor: Microsoft on options... thoughts on Black-Scholes... expensing flaw... the root of the problem mark for My Articles similar articles
Salon.com
July 24, 2002
How to fix a broken economy Judging by his performance to date, President Bush can use all the help he can get. Here are some expert suggestions. mark for My Articles similar articles
Registered Rep.
June 1, 2005
John Churchill
SEC to Lose Its Head Some say the departure of SEC Chairman William Donaldson, appointed by President George W. Bush to help restore confidence in scandal-ridden markets, can't result in anything positive for the Commission's agenda in the near future. mark for My Articles similar articles
Knowledge@Wharton You Say IASB, I Say FASB, You Say... A description of efforts to harmonize U.S. and international accounting standards, and shifts in the accounting profession caused by recent scandals. mark for My Articles similar articles
Knowledge@Wharton Do Accountants Who Act as Consultants Take Greater Care or Cut Corners? New Wharton research challenges the idea that lucrative consulting contracts routinely lead auditors to look the other way when preparing financial audits, a key allegation in the scandals at WorldCom, Tyco and Enron. mark for My Articles similar articles
Financial Advisor
September 2005
Editor's Note Following the ironic twists and turns of the Securities and Exchange Commission's so-called Merrill Lynch rule brings to mind how so many things in life and business often take a turn we never could have anticipated. mark for My Articles similar articles
The Motley Fool
June 30, 2010
Alyce Lomax
The Supreme Court Spares Sarbanes-Oxley Fortunately, the Court appears to have upheld the spirit of accounting transparency for the good of investors. mark for My Articles similar articles
The Motley Fool
July 8, 2005
Tom Taulli
AIG Getting Corporate Governance Religion By hiring Levitt, AIG is demonstrating that it is doing much more than paying lip service to corporate governance. This should not only help prevent future accounting implosions but also help build credibility with investors. mark for My Articles similar articles
Salon.com
January 28, 2002
Michael Drummond
Class-action warrior When corporations run amok and accountants are shredding documents, who ya gonna call? Try lawyer Bill Lerach... mark for My Articles similar articles
BusinessWeek
February 28, 2005
Amy Borrus
Donaldson's Balancing Act The SEC chairman plans further reforms -- mixed with business-friendly flexibility. mark for My Articles similar articles
Entrepreneur
April 2002
Jennifer Pellet
Tough Enough Despite speculations of a kinder SEC, Harvey Pitt is cracking down on business... mark for My Articles similar articles
Knowledge@Wharton
June 18, 2003
Board Members Feeling the Heat of Public Scrutiny Should Bone Up on Finance, Accounting What you don't know can't hurt you. That old adage may be true some of the time, but not for people serving on boards of directors and audit committees in the wake of recent scandals that have tarnished the reputation of corporate America. mark for My Articles similar articles
CFO
September 1, 2006
Julia Homer
Enron, RIP? The louder the calls for a hiatus in new rules or the rolling back of existing ones, the less reason investors may have to place their confidence in companies issuing such demands. mark for My Articles similar articles
InternetNews
March 10, 2005
Roy Mark
Senate: Stock Option Expensing Likely Tech industry claims new accounting rules will hurt profits and cripple employee incentives. mark for My Articles similar articles
BusinessWeek
April 23, 2007
David Henry
The Growing Revolt Against The SEC A rising chorus of business groups is calling for dramatic accounting reforms. mark for My Articles similar articles
Financial Planning
August 1, 2009
Bob Veres
A Swiftly Tilting Planet How will brokers and financial advisors fare in the government's battle to regulate the securities industry? mark for My Articles similar articles
The Motley Fool
March 29, 2004
Eliot Cohen
Lies, Half-Truths, and Hubris Help the SEC make the right choice about fairer elections for boards of directors. Corporate insiders are spouting lies, half-truths, and hubris to prevent investors from getting a whiff of fairer elections for boards of directors. mark for My Articles similar articles
Knowledge@Wharton
September 10, 2003
Do High Regulatory Costs Force Public Firms to Go Private? Steps aimed at increasing the financial transparency of U.S. companies could backfire if companies respond by going private instead. In these post-Enron, post-WorldCom times, that would deal a body blow to confidence in capital markets. mark for My Articles similar articles
Financial Advisor
November 2005
Tracey Longo
The Embattled Broker Exemption Rule While advisors talk a good game about their desire to see consumers protected by meaningful regulation, the Financial Planning Association remains the sole litigant in its lawsuit against the Securities and Exchange Commission's so-called Merrill rule. mark for My Articles similar articles
The Motley Fool
July 6, 2005
Tom Taulli
Donaldson's Last Stand William Donaldson made his mark on the SEC -- up until his last day in office. Interestingly, even the U.S. Court of Appeals had concerns about the new mutual fund regulations. mark for My Articles similar articles
Real Estate Portfolio
Jul/Aug 2003
Phillip Britt
Implications of Sarbanes-Oxley You need to go back to the 1930s to find laws that have had as much impact on the fundamental systems of REITs and other publicly traded companies. mark for My Articles similar articles
Real Estate Portfolio
Jul/Aug 2003
James B. Wright
Governing REIT Compensation As recent well-publicized REIT proxy/management battles have demonstrated, REIT governance issues are no longer under the radar. In time, shareholder concerns (and any REIT vulnerabilities) relative to independent compensation decisions will also receive scrutiny. mark for My Articles similar articles
Inc.
September 2005
Amy Feldman
Surviving Sarbanes-Oxley A law intended to clean up big public companies has taken its toll on small private ones -- both financially and emotionally. But there may finally be relief in sight. mark for My Articles similar articles
CFO
October 1, 2002
Reform: How the Corporate Landscape Is Changing Everyone from Congress to the journalist next door has a reform proposal to promote. This article assesses the likelihood of passage as well as the potential impact of several proposals. mark for My Articles similar articles
CFO
September 1, 2008
Vincent Ryan
Death by Committee? As SEC and Treasury Department committees on financial reporting and auditing near their conclusions, it looks like the former may be more fruitful than the latter. mark for My Articles similar articles
Registered Rep.
December 1, 2005
Andrew Osterland
Brokering Advice The essential difference between brokers and registered advisors, say financial planners, is fiduciary duty. The notion that b/ds have a lighter burden of regulation than registered advisors, however, is something the securities industry vigorously disputes. mark for My Articles similar articles